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Manual of PATENT EXAMINING PROCEDURE

    Manual of PATENT EXAMINING PROCEDURE

    Original Eighth Edition

    August 2001

    Latest Revision

    August 2012

    USPTO Seal on the Title Page

    U.S. DEPARTMENT OF COMMERCE

    United States Patent and Trademark Office

    The U.S. Patent and Trademark Office does not handle the sale of the Manual, distribution of notices and revisions, or change of address of those on the subscription list. Correspondence relating to existing subscriptions should be sent to the Superintendent of Documents at the following address:

    Superintendent of Documents
    Mail List Section, Washington, DC 20402

    Telephone: 202-512-2267

    Inquiries relating to purchasing the Manual should be directed to:

    Superintendent of Documents
    United States Government Printing Office
    Washington, DC 20402

    Telephone: 202-512-1800

    Orders for reproduced copies of individual replacement pages or of previous revisions of the Manual should be sent to the following address:

    Mail Stop Document Services
    Director of the U.S. Patent and Trademark Office
    P.O. Box 1450
    Alexandria, VA 22313-1450

    Telephone: 1-800-972-6382 or 571-272-3150

    Previous editions and revisions of the Manual are available on microfilm in the Patent Search Room.

    The Manual is available on CD-ROM from:

    U.S. Patent and Trademark Office
    Office of Electronic Information Products
    MDW 4C18, P.O. Box 1450
    Alexandria, VA 22313-1450

    Telephone: 571-272-5600

    Employees of the U.S. Patent and Trademark Office should direct their requests for the Manual, replacement pages, notices, and revisions to the Office of Patent Training. Telephone: 571-272-7222

    Pursuant to the Patent and Trademark Office Efficiency Act (PTOEA) (Pub. L. 106-113, 113 Stat. 1501A-572), the head of the United States Patent and Trademark Office (USPTO) is the “Under Secretary of Commerce for Intellectual Property and Director of the United States Patent and Trademark Office.” The Director is assisted by the “Deputy Under Secretary of Commerce for Intellectual Property and Deputy Director of the United States Patent and Trademark Office.” The patent operations of the USPTO are now headed by the “Commissioner for Patents.” The trademark operations of the USPTO are now headed by the “Commissioner for Trademarks.” Under section 4741(b) of the PTOEA, any reference to the Commissioner of Patents and Trademarks, the Assistant Commissioner for Patents, or the Assistant Commissioner for Trademarks is deemed to refer to the Director, the Commissioner for Patents, or the Commissioner for Trademarks, respectively. See “Reestablishment of the Patent and Trademark Office as the United States Patent and Trademark Office” published in the Federal Register at 65 FR 17858 (Apr. 5, 2000), and in the Official Gazette of the United States Patent and Trademark Office at 1234 O.G. 41 (May 9, 2000).

    Additions to the text of the Manual are indicated by arrows (><) inserted in the text. Deletions are indicated by a single asterisk (*) where a single word was deleted and by two asterisks (**) where more than one word was deleted. The use of three or five asterisks in the body of the laws, rules, treaties, and administrative instructions indicates a portion of the law, rule, treaty, or administrative instruction which was not reproduced.

    First EditionNovember 1949
    Second EditionNovember 1953
    Third EditionNovember 1961
    Fourth EditionJune 1979
    Fifth EditionAugust 1983
    Sixth EditionJanuary 1995
    Seventh EditionJuly 1998
    Eighth EditionAugust 2001
    Revision 1February 2003
    Revision 2May 2004
    Revision 3August 2005
    Revision 4October 2005
    Revision 5August 2006
    Revision 6September 2007
    Revision 7July 2008
    Revision 8July 2010
    Revision 9August 2012
United States Patent and Trademark Office
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Last Modified: 09/13/2012 17:28:33