Forms For Patent Applications Filed On Or After September 16, 2012
All of the forms on this page are for use in patent applications filed on or after September 16, 2012. Forms for use in patent applications filed before September 16, 2012, may be accessed here.
The expiration date at the top right-hand corner of each page of certain forms is a requirement of the OMB approval process under the Paperwork Reduction Act (PRA) of 1995, and does not indicate a date beyond which the forms are invalid. The date shown in the middle column below indicates when each form was last revised.
All forms are provided in Adobe's PDF format. You must have Adobe Acrobat reader installed on your computer (at minimum, Acrobat 5.0 is required).
IMPORTANT NOTICES AND REMINDERS REGARDING USE OF PATENT FORMS
The Office provides forms to the public to use in certain situations to assist in the filing of correspondence for a certain purpose and to meet certain requirements for patent applications and proceedings. Use of the forms for purposes for which they were not designed is prohibited.
No changes to certification statements on the Office forms (e.g., oath or declaration forms, terminal disclaimer forms, petition forms, and nonpublication request form) may be made.
The existing text of a form, other than a certification statement, may be modified, deleted, or added to, if all text identifying the form as an Office form is removed.
The presentation to the Office (whether by signing, filing, submitting, or later advocating) of any Office form with text identifying the form as an Office form by a party, whether a practitioner or non-practitioner, constitutes a certification under 37 CFR 10.18(b) that the existing text and any certification statements on the form have not been altered other than permitted by EFS-Web customization.
See 37 CFR 1.4(d)(3).
Correspondence filed in the Office for a patent application, patent, or a reexamination proceeding may be signed by either an S-signature (a signature between forward slash marks -> /yournamehere/) or a handwritten signature. See 37 CFR 1.4. >> Read more
NOTE: To report a problem with a fillable patent form, please e-mail firstname.lastname@example.org.
To apply for a patent under 35 U.S.C. 111, transfer the ownership of a patent, or request other actions related to patents, certain information specified in the Patent Laws (Title 35, United States Code) and Rules (Title 37, Code of Federal Regulations) must be submitted to the U.S. Patent and Trademark Office (USPTO). The USPTO provides patent forms to the public to use in certain situations, but, in almost all situations the USPTO does not require use of a form, or even provide a form, to submit the information required. The patent forms provided below were designed as a guide to assist patent applicants and patentees in making certain limited submissions to the USPTO. Use of the patent forms for purposes they were not designed for is not advised. The Patent Laws and Rules should be your primary guide to what information must be submitted and how it must be submitted. Any submission that meets all requirements of the Patent Laws, Rules, and Orders and Notices of the Director of the US Patent and Trademark Office, will be accepted, whether or not it is similar to any of the patent forms provided below. A submission may not be accepted, even if it is identical to a patent form provided below, if in a specified case, it does not meet all the requirements of Patent Laws, Rules, and Orders and Notices. For current fee amounts, please click here. A surcharge will be due if the basic filing fee is not paid on filing. Other consequences may occur if the proper fees are not paid or if the required action is not taken.
For general assistance in completing the patent forms below or to request paper copies of the forms, contact General Information Services Division at 1-800-786-9199 (1-800-PTO-9199) or 571-272-1000, and select option 2 .
To open a particular form for immediate use, click on the link. The forms are capable of being completed on your computer. To save a form for later use, use your browser's right mouse button to click on the form hyperlink, save the form file on your machine's hard disk, and open it locally in the Acrobat reader.
About the required Adobe Acrobat Viewer:
All forms are provided in Adobe's PDF format. You must have Adobe's free Acrobat reader installed on your computer.
NOTE: The USPTO cannot assist you with the installation and configuration of the Acrobat reader on your system and printer. When Adobe Acrobat reader is installed as a browser plug-in, it sometimes exhibits problems printing complex documents. If you experience such problems, (which may even cause your browser application to fail), use your browser's right mouse button to click on the form hyperlink, save the form file on your machine's hard disk, and open it locally in the Acrobat reader.
The free Adobe Acrobat reader plug-in does not permit you to save a partially-filled form for later use. In order to save a partially-filled Fillable PDF form for later use, you must purchase and install the full Adobe Acrobat 5 software application or an equivalent product that has form data saving and editing capability.
Acrobat 5.0 (minimum) is required for all forms >> Links for downloading plugins or viewers
|MS Word Viewer is required for viewing .doc files [DOC]|
|Notice regarding Section 508 of the Workforce Investment Act of 1998: Section 508 of the Workforce Investment Act of 1998 requires all United States Federal Agencies with Web sites to make them accessible to individuals with disabilities. At this time, the forms below do not meet all standards for web accessibility.
Until changes can be implemented to make forms fully accessible to individuals with disabilities, the USPTO is providing access assistance via telephone.
For interim accessibility, contact General Information Services Division at 1-800-786-9199 (1-800-PTO-9199) or 571-272-1000, and select option 2. TTY service: 571-272-9950.
|NOTICE: If any part of the preprinted text of a PTO form is modified, deleted or added to, the form number and the OMB information in the header and footer of the form MUST be removed from the altered form.|
|AIA/31||03/2014||Notice of Appeal|
|AIA/32||03/2013||Request for Oral Hearing Before the Patent Trial and Appeal Board|
|AIA/33||03/2013||Pre-Appeal Brief Request for Review (more information)|
|AIA/34||05/2014||Certification and Transmittal of Appeal Forwarding Fee (more information)|
|Application Data Sheet|
|AIA/14||12/2013||Application Data Sheet (37 CFR 1.76) (instructions [DOC]) Supplemental instructions for ADS for 35 U.S.C. 371 national stage applications are available here.|
|Certificate of Mailing/Transmission|
|SB/92||07/2009||Certificate of Mailing under 37 CFR 1.8|
|SB/97||07/2009||Certificate of Transmission under 37 CFR 1.8|
|SB/124||12/2008||Request for Customer Number Data Change|
|SB/125||11/2008||Request for Customer Number|
|AIA/24||07/2012||Express Abandonment Under 37 CFR 1.138|
|AIA/24A||07/2012||Petition for Express Abandonment to Avoid Publication under 37 CFR 1.138(c)|
|AIA/24B||09/2012||Petition for Express Abandonment to Obtain a Refund|
|Extended Missing Parts Pilot Program|
|AIA/421||01/2013||Certification and Request for Extended Missing Parts Pilot Program|
|PTO-2038||05/2012||Credit Card Payment Form and Instructions|
|SB/06||03/2013||Patent Application Fee Determination Record|
|SB/07||07/2007||Multiple Dependent Claim Fee Calculation Sheet|
|SB/15A||09/2014||Certification of Micro Entity Status - Gross Income Basis (Gross Income Limit) (Who may sign the SB/15A and SB/15B?)|
|SB/15B||09/2014||Certification of Micro Entity Status - Institution of Higher Education Basis (Who may sign the SB/15A and SB/15B?)|
|SB/17i||03/2013||Processing Fee Under 37 CFR 1.17(i) Transmittal|
|AIA/17p||03/2013||Petition Fee Under 37 CFR 1.17(f), (g) & (h) Transmittal|
|SB/45||03/2013||Maintenance Fee Transmittal|
|SB/56||03/2013||Reissue Application Fee Transmittal|
|SB/91||07/2009||Deposit Account Order Form|
|First-Action Interview Pilot Program|
|SB413c||10/2009||Request for First Action Interview (Full Pilot Program)|
|Information Disclosure Statement|
|SB08b||07/2009||Information Disclosure Statement by Applicant [page 2]|
|SB08a||07/2009||Information Disclosure Statement by Applicant [page 1]|
|SB08b||07/2009||Information Disclosure Statement by Applicant [page 2]|
|SB08a - EFS-Web||01/2010||Information Disclosure Statement by Applicant [page 1] - EFS-Web auto-load version (instructions) [DOC])|
|SB09||08/2014||Certification and Request for Consideration of an Information Disclosure Statement Filed After Payment of the Issue Fee Under the QPIDS Pilot Program (more information)|
|Inventor's Oath or Declaration (Quick Reference Guide)|
|AIA/01||06/2012||Declaration (37 CFR 1.63) For Utility Or Design Application Using An Application Data Sheet
(37 CFR 1.76) Download AIA/01 INSTRUCTIONS. [PDF]
|AIA/01 Translations||06/2012||Non-English language Translations of Declaration (37 CFR 1.63) For Utility Or Design Application Using An Application Data Sheet
(37 CFR 1.76) (Non-English language translations) Download AIA/01 INSTRUCTIONS. [PDF]
|AIA/02||07/2013||Substitute Statement In Lieu Of An Oath Or Declaration For Utility Or Design Patent Application
(35 U.S.C. 115(d) And 37 CFR 1.64) Download AIA/02 INSTRUCTIONS. [PDF]
|AIA/02 Translations||07/2013||Non-English language Translations of Substitute Statement In Lieu Of An Oath Or Declaration For Utility Or Design Patent Application
(35 U.S.C. 115(d) And 37 CFR 1.64) (Non-English language translations) Download AIA/02 INSTRUCTIONS. [PDF]
|AIA/03||06/2012||Declaration (37 CFR 1.63) For Plant Application Using An Application Data Sheet (37 CFR 1.76)|
|AIA/04||09/2013||Substitute Statement In Lieu Of An Oath Or Declaration For Plant Patent Application
(35 U.S.C. 115(d) And 37 CFR 1.64)
|AIA/05||06/2012||Reissue Application Declaration By The Inventor|
|AIA/06||06/2012||Reissue Application Declaration By The Assignee|
|AIA/07||09/2013||Substitute Statement In Lieu Of An Oath Or Declaration For Reissue Patent Application
(35 U.S.C. 115(d) And 37 CFR 1.64)
|AIA/08||06/2012||Declaration For Utility Or Design Patent Application (37 CFR 1.63) Download AIA/08 INSTRUCTIONS. [PDF]|
|AIA/09||06/2012||Plant Patent Application (35 U.S.C. 161) Declaration (37 CFR 1.162)|
|AIA/10||06/2012||Supplemental Sheet For Declaration Download AIA/10 INSTRUCTIONS. [PDF]|
|AIA/11||06/2012||Substitute Statement Supplemental Sheet Download AIA/11 INSTRUCTIONS. [PDF]|
|SB/35||07/2009||Nonpublication Request under 35 U.S.C. 122(b)(2)(B)(i) Note: This form must be signed in compliance with 37 CFR 1.33(b) and submitted with the application upon filing.|
|SB/36||07/2009||Rescission of Previous Nonpublication Request (35 U.S.C. 122(b)(2)(B)(ii)) and, if applicable, Notice of Foreign Filing (35 U.S.C. 122(b)(2)(B)(iii))|
|Patent Cooperation Treaty (PCT)|
|PTO-1390 (pre-AIA)||05/2013||Transmittal Letter to the U.S. Designated/Elected Office (DO/EO/US) Concerning a Submission under 35 U.S.C. 371 (for PCT filing dates before March 16, 2013)|
|PTO-1390||06/2013||Transmittal Letter to the U.S. Designated/Elected Office (DO/EO/US) Concerning a Submission under 35 U.S.C. 371 (for PCT filing dates on or after March 16, 2013)|
|SB/436||05/2014||Certification and Petition to Make Special Under the Glossary Pilot Program|
|AIA/22||03/2013||Petition for Extension of Time Under 37 CFR 1.136(a)|
|SB/23||07/2009||Petition for Extension of Time Under 37 CFR 1.136(b)|
|SB/64||12/2013||Petition for Revival of an Application for Patent Abandoned Unintentionally under 37 CFR 1.137(a) Note: A Petition for Revival to accept the late payment of issue fee may alternatively be filed as a Web-based ePetition. Click here for more information.|
|SB/64a||12/2013||Petition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing (37 CFR 1.137(f)) Note: A Petition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing may alternatively be filed as a Web-based ePetition. Click here for more information.|
|SB/66||12/2013||Petition to Accept Unintentionally Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(b)). Use of this form is for processing by the Office of Petitions.|
|SB/66 - EFS-Web||12/2013||Petition to Accept Unintentionally Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(b)) - EFS-Web auto-grant version (instructions [DOC]). Use of this form is for EFS-Web auto-processing by the applicant ONLY. This form should not be submitted for processing by the Office of Petitions.|
|SB/130 - EFS-Web||07/2009||Petition to Make Special based on Age - EFS-Web auto-load version (instructions [DOC])|
|SB/28||07/2009||Petition to Make Special Under Accelerated Examination Program. This form must be filed via EFS-Web.|
|AIA/83||04/2013||Request for Withdrawal as Attorney or Agent and Change of Correspondence Address Note: A Request for Withdrawal As Attorney or Agent may alternatively be filed as a Web-based ePetition. Click here for more information.|
|Power of Attorney and Change of Correspondence Address|
|AIA/80||07/2012||Power Of Attorney To Prosecute Applications Before The USPTO (guidance for form AIA/80) Download AIA/80 INSTRUCTIONS. [PDF]|
|AIA/81||07/2012||Power Of Attorney To One Or More Of The Joint Inventors And Change Of Correspondence Address (guidance for form AIA/81) Download AIA/81 INSTRUCTIONS. [PDF]|
|AIA/81B||07/2013||Reexamination or Supplemental Examination – Patent Owner Power of Attorney or Revocation of Power of Attorney With a New Power Of Attorney and Change of Correspondence Address for Reexamination or Supplemental Examination and Patent|
|SB/81C||12/2008||Reexamination - Third Party Requester Power of Attorney of Revocation of Power of Attorney With a New Power of Attorney and Change of Correspondence Address|
|AIA/82||07/2013||Transmittal For Power of Attorney To One Or More Registered Practitioners/Power Of Attorney By Applicant (guidance for form AIA/82) Download AIA/82 INSTRUCTIONS. [PDF]|
|AIA/82 Translations||07/2013||Non-English language Translations of Transmittal For Power of Attorney To One Or More Registered Practitioners/Power Of Attorney By Applicant (Non-English language translations) (guidance for form AIA/82) Download AIA/82 INSTRUCTIONS. [PDF]|
|AIA/122||08/2012||Change of Correspondence Address Application|
|AIA/123||08/2012||Change of Correspondence Address Patent|
|AIA/424||04/2014||Certification and Request for Prioritized Examination Under 37 CFR 1.102(e)|
|Priority Document Exchange|
|SB/38||10/2014||Request to Retrieve Electronic Priority Application(s) (for more information click here)|
|SB/39||10/2014||Authorization to Permit Access to Application by Participating Offices (for more information click here)|
|SB/57||09/2014||Request for Ex Parte Reexamination Transmittal Form|
|Reissue Application (Reissue Application Filing Guide)|
|AIA/53||09/2012||Reissue Application: Consent of Assignee; Statement of Non-Assignment|
|Request for Continued Examination (RCE)|
|SB/30||07/2009||Request for Continued Examination (RCE) Transmittal|
|SB/30 EFS-WEB||07/2009||Request for Continued Examination (RCE) Transmittal (Submitted Only via EFS-Web) EFS-WEB SB30 instructions [DOC]|
|Statement Under 37 CFR 3.73(c)|
|AIA/96||08/2012||Statement Under 37 CFR 3.73(c)|
|SB/59||07/2012||Request For Supplemental Examination Transmittal Form|
|Terminal Disclaimer (Note: A Terminal Disclaimer may alternatively be filed as a Web-based eTerminal Disclaimer over EFS-Web. Click here for more information.)|
|For filing in a patent application:|
|AIA/25||04/2013||Terminal Disclaimer to Obviate a Provisional Double Patenting Rejection Over a Pending "Reference" Application|
|AIA/26||04/2013||Terminal Disclaimer to Obviate a Double Patenting Rejection Over a "Prior" Patent|
|For filing in an issued patent:|
|SB/25a||02/2014||Terminal Disclaimer in a Patent or Proceeding in view of an Application|
|SB/26a||02/2014||Terminal Disclaimer in a Patent or Proceeding in view of Another Patent|
|SB/429||12/2014||Third-Party Submission Under 37 CFR 1.290 (instructions)|
|Transmittals and Cover Sheets|
|AIA/15||03/2013||Utility Patent Application Transmittal|
|SB/16||03/2013||Provisional Application for Patent Cover Sheet|
|SB/16 - EFS-Web||11/2008||Provisional Application for Patent Cover Sheet - EFS-Web auto-load version (instructions [DOC])|
|AIA/18||03/2013||Design Patent Application Transmittal|
|AIA/19||03/2013||Plant Patent Application Transmittal|
|SB/29||08/2008||For Design Applications Only: Continued Prosecution Application (CPA) Request Transmittal|
|AIA/50||03/2013||Reissue Patent Application Transmittal|
|PTO-1595||06/2012||Recordation Form Cover Sheet - Patents Only|
|Certification and Authorization to Permit Access to Search Results by the European Patent Office (EPO)|
|SB/69||10/2012||Certification and Authorization to Permit Access to Search Results by the European Patent Office (EPO)|
|Complaint Regarding Invention Promoter|
|SB/2048||01/2012||Complaint Regarding Invention Promoter|
|Recordation Form Cover Sheet (Trademarks Only)|
|PTO-1594||12/2011||Recordation Form Cover Sheet (for Trademarks ONLY)|
|Request for Transfer of a Computer Readable Form Under 37 CFR 1.821(e)|
|SB/93||11/2014||Request for a Transfer of a Computer Readable Form|