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U.S. PATENT AND TRADEMARK OFFICE
Office of Electronic Information Products
Patent Technology Monitoring Division (PTMD)


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Table of Contents

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Introduction

Background

The patent system has long been recognized as an incentive for innovation in the U.S. free enterprise system. Often overlooked, however, is a second great benefit of the patent system: the enormous, continually expanding patent file. This file includes more than 7 million distinct U.S. patents, of which more than 6.7 million are utility patents ("patents for inventions"). These patents are classified and cross-referenced among the approximately 150,000 categories of technology that make up the U.S. Patent Classification System.

Patent law requirements for a full disclosure of invention (which is then published as part of a patent grant) have resulted in a unique assemblage of technological information. The patent file embodies the most comprehensive collection of technical information of its kind in the world. The information is presented in a manner such that nearly every significant development in almost all technical fields flows in a natural time-series sequence. It virtually welcomes monitoring and analysis.

In its own unique way, this file represents a national resource. The U.S. Patent and Trademark Office (USPTO) recognizes the heavy responsibility not only to preserve, maintain, and improve the file, but, also to maximize its use for the greatest public benefit. It was as part of the effort to discharge this latter responsibility that the U.S. Patent and Trademark Office established, in 1971, its Office of Technology Assessment and Forecast (OTAF). Although the work efforts of this organization have changed over time, much of its work continues to be performed by the Patent Technology Monitoring Division (PTMD), part of the USPTO's Customer Information Services / Office of Electronic Information Products.

In its most general terms, a mission of PTMD is to stimulate the use and enhance the usability of the patent file, and to assemble, analyze and make available meaningful data about the file. To carry out this mission, the USPTO has assembled the TAF master database covering all U.S. patents.

PTMD uses the database to generate statistical reports profiling various characteristics of U.S. patents. Periodically, PTMD also will produce general publications which examine patenting trends.

Two series of publications were published in the 1970 to 1985 time period which studied U.S. patenting in some detail. One series of publications, the Technology Assessment and Forecast Reports, included: reviews of highly active technological areas and areas experiencing high levels of patenting by foreign residents; profiles of the patenting patterns of the residents of selected foreign countries and U.S. states; reviews of the patent activity of the most active patent assignees; and comparisons of patent activity with economic activity in selected Standard Industrial Classification categories. In addition, several of the publications examined the patenting in high-interest energy technologies.

A second series of publications, called PATENT PROFILES, surveyed the U.S. patenting activity in specific technologies. Subjects of PATENT PROFILES reports include: Solar Energy, Microelectronics, Biotechnology and Telecommunications. A list of TAF (TAF is the predecessor of PTMD) publications and information on obtaining them is included in a subsequent section of this document.

The TAF database also is used to prepare custom data reports, tailored to individual needs. These reports, which are provided on a reasonable cost basis, subject to the availability of resources, are used by other government agencies and many private sector organizations.


Patents and Patent Activity

Over 7 million United States patents, including over 6.7 million utility patents ("patents for inventions") have issued since the first was granted on July 31, 1790. To facilitate the use of this large body of technology, these documents have been "classified" (categorized) into roughly 460 broad technological categories (called classes) and approximately 150,000 specific technological categories (called subclasses) that make up the U.S. Patent Classification System. Together, these classes and subclasses form the structure of the classified patent file.

Copies of a patent are placed in more than one subclass of this file when the patent contains significant technology pertinent to more than one subclass. With such multiple placements or "cross-referencing", the patent file has grown to contain nearly 24 million U.S. patent documents (as of June 2004) spanning the entire technological spectrum.

Since a patent provides legal protection only within one country or within a limited region (i.e., a patent obtained in the United States conveys no protection outside this country), it is common in this age of the "international market place", for inventors to obtain patents to an invention in more than one country or region. As a result, significant foreign inventions are usually patented in the U.S. because it presents such an important market. Thus, U.S. patent activity represents not only U.S. technological effort but, to a large extent, foreign technological effort as well.

For example, the growth of foreign technological capabilities since the early 1960's has been mirrored by the growth, over the same period, of the share of U.S. patent documents which were issued to residents of foreign countries. In 1963, only 18% of U.S. patent documents were issued to residents of foreign countries. However, by the end of 1987, the foreign share had increased to 47%. In 2003, the foreign share was 47%.

This apparent interrelationship between technological and patent activity gave rise to the basic premise of the Patent Technology Monitoring Division - that patent activity is an indicator of technological activity, both foreign and domestic.


Patent Data - Use, Meaning, and Limitations

Patent data represent a comprehensive, in-depth technological activity information resource. The value of patent data is enhanced by the rarity of quantitative indicators which span the entire technological spectrum and which are available in time series going back to the very beginnings of the United States. Patents, perhaps, are the only such indicator. Consequently, the potential uses of patent data are many and intriguing.

It has been only in recent years, however, that these data have begun to be considered for use to any significant extent. This is the case because patent data, on any but a gross or aggregate basis, were simply not reasonably available to those who might like to use them. With the advent of TAF computerized database as well as other electronic patent databases, this inhibiting barrier to the use of patent statistics has, to a large extent, been eliminated and workers in many fields have been presented with a new tool.

As a relatively new tool, the parameters of appropriate use of patent data, the limitations and strong points, continue to be explored and are the subject of discussion and study. This is necessary and beneficial. It is one of PTMD's goals to advance and facilitate efforts to learn more about the legitimate implications that can be drawn from patent statistics. It is obvious that in the analysis of these statistics, many factors need to be considered. Among these are the variance between patents in importance and degree of invention. Also, the propensity to patent, as opposed to relying on patent alternatives (e.g., lead time in the market place and trade secrets) may vary over time, within an industry, and between industries. These factors and others may well affect any use of, or conclusions drawn from patent statistics. The more disaggregated the data, perhaps, the more important each of these factors becomes.

Yet, like the mountain, patent data are "there" and cannot (and we strongly believe, should not) be ignored. The data are becoming more available, more detailed, and more useable every year. In the final analysis, it cannot be denied that each patent represents, to some degree, a new piece of technology and, inferentially, some increment of technological activity.

Together (in hundreds, thousands and tens-of-thousands), patents reveal the "who, where, what, and when" about substantial amounts of new technology and technological activity. It seems intuitively obvious then, that clear trends in patenting, especially within a given industry or technology, must be capable of telling us something.

It may be, as some allege, that patenting trends are more indicative of the health of the patent system than of the health of technology. Or it may be that the trends reveal more about the shifts in domestic technological development than about the relative balance between domestic and foreign technology. On the other hand, perhaps they can indeed tell us much about where the U.S. stands overall or in any specific technology as compared to all other foreign countries or to any specific foreign country.

Most probably, patent data tell us something about all these things, in some mixture yet to be determined. It will require further investigation and study to establish, to any widely accepted degree, the true meanings of trends suggested by the patent data. We are confident, however, that the data's comprehensiveness and availability will stimulate continuing investigation and study.

Use of the data by the Patent Technology Monitoring Division and others for a wide variety of purposes continues to increase. For just as patents offer substantive technological information available nowhere else, so do patent data offer a unique indicator of worldwide technological activity -- an indicator which, wisely used, may permit new insight into the complex interactions of technology and the economy.

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Available PTMD Reports

Listing of Viewable PTMD Reports Available on the Internet

Many PTMD general statistical reports and materials are available on the Internet. A listing of those available reports and materials and their associated links can be viewed at: http://www.uspto.gov/web/offices/ac/ido/oeip/taf/reports.htm. Some of these materials, along with other PTMD materials, also are available by FTP at: ftp.uspto.gov/pub/taf/.


Other Selected Reports

Activity Index Report

Updated yearly, this report profiles U.S. utility patents originating from selected countries (patent origin is determined by the residence of the first-named inventor). For each of these selected countries, the report identifies U.S. Patent Classification System classes receiving relatively greater and lesser patenting emphasis. Selected countries profiled in this report include the United States, Brazil, Canada, France, Germany, Great Britain, Italy, Japan, Mexico, the Netherlands, South Korea, Switzerland, Sweden, and Taiwan.

Activity Index Report, Corporate Patenting

This report is similar to the "Activity Index Report," as described above, but it profiles only activity in utility patents having ownership assigned to a U.S. or foreign corporation at the time of grant.

Activity Index Report, Utility Patent Applications

Updated yearly, this report profiles U.S. utility patent applications originating from selected countries as determined by the residence of the first-named inventor. For each country, the report identifies U.S. Patent Classification System classes receiving relatively greater and lesser patenting emphasis based on filing data. The countries profiled in this report are Brazil, Canada, France, Germany, Great Britain, Italy, Japan, Mexico, the Netherlands, South Korea, Sweden, Switzerland, Taiwan, and the United States.

Activity Index Report, Corporate Utility Patent Applications

This report is similar to the "Country Activity Index Report, Utility Patent Applications," as described above, but it profiles only activity in utility patent applications having ownership assigned to a large entity U.S. or foreign organization at time of application. Large entity organizations generally are for-profit organizations employing more than 500 employees.

Patenting Trends in the United States

Updated yearly, this report profiles U.S. patenting in 55 product fields (41 unique fields, and several fields that are roll-ups of the 41 unique fields) that are based on the Standard Industrial Classification (SIC) System. For each product field, the report lists patent counts in the same format as Parts A1 and A2 of the PTMD "All Technologies Report." The report consists of two parts, a "fractional count" part and a "whole count" part, which count patents according to different methods.

Patenting Trends in the United States, State Country Report

This report is similar to the report, "Patenting Trends In The United States," but it provides separate totals for U.S. states and for all foreign countries receiving U.S. patents during the period. This report also provides "fractional" and "whole" patent counts. It omits information pertaining to patent ownership and does not include patents as distributed by their year of application. The report includes annual patent counts for each of the most recent 21 years.

Selected Technology Reports (e.g., Internet, Biotechnology, etc.)

These reports provide a detailed profile of patent activity in a specific technology. Some reports are updated on a fairly regular basis while other reports are updated less frequently. Individual reports are available for the following subject areas (the date of the most recent available report is indicated in parentheses) :

Parts A1 and A2 of each report display the number of patents granted over an extended number of years. Yearly totals are provided for the most recent 14 years. Part A1 distributes patent grants by year of grant and Part A2 distributes patent grants by year of patent application. The totals are broken down by origin (patent origin is determined by the residence of the first-named inventor), either U.S. or foreign. Yearly counts are shown for the 36 foreign countries receiving the most U.S. patents during the period. Totals are also divided according to general category of ownership, e.g., corporate-owned, government-owned, or individual-owned.

Part B of this report displays the national and international corporations, government agencies, and other organizations that have received the most patents during the time period. It ranks these organizations in terms of total patent receipts and profiles their annual patenting activity for the most recent 14 year period. Patent grants are distributed in two ways, by year of grant and by year of patent application.

Some reports additionally include listings of patent numbers and titles for each of the organizations that were assigned ownership of the patents at the time of grant.

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Custom Patent Reports

Technology Assessment and Forecast Database

The Patent Technology Monitoring Division (PTMD) administers the TAF computerized database which contains selected bibliographic data pertaining to U.S. patents granted since 1963. These data can be processed in a variety of ways and presented in several custom report formats to suit a diversity of purposes. The availability of this service is subject to the availability of PTMD resources. Cost is determined on a reasonable cost basis. Sample PTMD Custom Reports may be downloaded from the Internet.

Data Elements Included in the TAF Database

The TAF computerized database containing data relating to the U.S. patent file includes, at present:

Data can be retrieved on the basis of any one or a combination of the factors listed above, manipulated on most any given basis and presented in a number of formats, e.g., lists, tables, graphs, and charts. This flexibility is illustrated in TAF (TAF is the predecessor of PTMD) publications, such as Technology Assessment and Forecast Reports and PATENT PROFILES, and by the sample custom reports available for downloading from the Internet.

Custom Technology Profile Report Format (sample report: sampl_tp.pdf)

This standard format, multi-part report uses many of the elements in the TAF database to provide a detailed patent profile of a specific technology or subject area. Information provided includes rate of patenting, country of origin based on the residence of the first-named inventor, category of ownership (type of assignment), specific assignee (first-named assigned owner), patent numbers and their titles, and names and addresses of "independent" inventors. There are four parts (parts A, B, C, & D) which comprise a complete report. Part A includes patenting activity percentages, and time series distribution by general assignment category and origin of patents. Part B is a ranked listing of organizations which displays counts of patents granted by both year of application filing and year of grant. Part C lists organizations alphabetically with patent numbers and titles. Part D gives the name and address of the inventors of patents assigned to individuals or unassigned at time of issue, and includes patent numbers and titles. Please note that parts C and D are run separately and are available only by special arrangement. This report can be tailored to specific needs. A sample TAF (TAF is the predecessor of PTMD) Custom Technology Profile report is available for download at the USPTO Internet site (see below).

Custom Organizational Profile Report Format (sample report: sampl_op.pdf)

This report profiles patent activity across all of the classes and subclasses of the USPC System, and gives specific patent numbers and titles. The reports may be limited to specific classifications. This type of report can be prepared for the patents of any organization or grouping of organizations, or for the patents granted to the residents of any state or country or grouping of states or countries. A sample TAF (TAF is the predecessor of PTMD) Custom Organizational Profile report is available for download at the USPTO Internet site.

Custom Patent Counts by Class by Year Profile Report Format

The Patent Counts by Class by Year Profile Report shows the number of patents granted in each of the approximately 460 U.S. patent classes, the primary divisions of technology within the U.S. Patent Classification System. Yearly totals are provided for the most recent years. The report consists of two parts, one that lists patent counts by primary (called "original") patent classification only and one that lists patent counts by primary and "cross-reference" classifications with duplicate patent counts eliminated within each class. This report can be generated for specific organizations or populations of patent holders (e.g., foreign origin, U.S. origin, specific countries of origin).

The format of this report is similar to the PTMD Counts By Class By Year Report (viewable report file: cbcby.pdf)

Custom Activity Index Profile Report Format (sample report: sampl_ai.pdf)

The Activity Index Profile Report may be generated for a selected subset of utility patents. The report identifies areas of greater and lesser patenting emphasis by means of a patenting activity "index". Separate index values are calculated for each of the approximately 430 utility patent classes of technology which make up the U.S. Patent Classification System. Only primary (called "ORIGINAL") patent classifications are considered in this report. This report can be generated for specific organizations or populations of patent holders (e.g., foreign origin, U.S. origin, specific countries of origin). A sample TAF (TAF is the predecessor of PTMD) Custom Activity Index Profile report is available for download at the USPTO Internet site.

Custom SIC Product Field Report Based Formats

PTMD maintains a concordance between utility patent subclasses of the United States Patent Classification System and 55 product fields of the 1972 Standard Industrial Classification System. SIC product fields included in the concordance are presented in the following list. Each line entry in the list includes the product field title followed by the corresponding SIC codes.

LISTING OF SIC PRODUCT FIELD TITLE AND SIC CODE

By means of the concordance, custom patent reports, such as the Technology Profile Report, can be prepared based on patents associated with these Product Fields. Please note that there is only limited availability of custom SIC product field reports.

Other Custom Report Formats

PTMD has developed the flexibility to prepare other custom format reports designed to meet the needs of a large number of users. These include: (1) Corporate Patenting Report where patents of the designated organization are given in numerical order, and (2) Mailing Labels (see "Inventor Mailing Labels" under "Other Products and Services" elsewhere in this brochure).

Sample Custom Reports (available for Internet downloading)

Sample reports containing selected excerpts are available for downloading from the USPTO Internet site as follows. For specific telephone number and address information, please consult the "Contact Information" section at the end of this brochure.

Custom Report Output Media

PTMD Custom Reports are generally prepared with paper as the output media. Some reports are available in hypertext web page format. In many cases, report data elements may be extracted and placed in files in one of a variety of formats (e.g., ASCII delimited, spreadsheet format, etc.).

How to Obtain PTMD Custom Reports

Contact PTMD to discuss the type of information you need. A PTMD analyst will discuss information availability, assist you in determining the report content and format that best suits your needs, and provide you with an estimate of its cost. If the terms are acceptable, the report will be prepared and sent, usually within seven working days.

Cost

All Custom Reports are provided on a reasonable cost basis sufficient to recover incurred costs. These costs may vary widely -- from as low as $50.00 plus $10.00 for every 30 single-sided report pages and $25.00 per one and a half megabytes of uncompressed electronic file output. More complex or large-scale treatments can range in price to several thousand dollars. The preparation of specially tailored reports, requiring extensive professional time, programming and/or computer time, is subject to the availability of PTMD resources.

Who to Contact

Contact information is listed at the end of this brochure.

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Other Products and Services

Inventor Mailing Labels

Inventor labels containing full street addresses suitable for mailings can be generated for inventors of U.S. patents for which ownership was unassigned at the time of grant. Labels can be limited to a subset of those inventors based on criteria such as the year of grant, the zip code of inventor residence, the U.S. patent classification, etc. Inventor label information can be placed in various electronic file formats, if required.

Concordance Between the Standard Industrial Code (SIC) Classification System and the U.S. Patent Classification (USPC) System

Includes concordance information between 41 unique SIC-based product fields and the USPC System as it existed at the end of calendar year 2002. The concordance also includes a product field entitled "All Others," that contains USPC subclasses not concorded to any of the 41 unique product fields. This concordance is used to generate the Patenting Trends In The United States Reports described elsewhere in this brochure. The diskette file is in ASCII delimited format suitable for database software. This file is also available for download at the USPTO FTP site.

Subclass Listings

Listings of patent numbers according to their classification in the U.S. Patent Classification System can be generated on paper or on diskette.

Digital Media Having Information Contained in the TAF Database

Bibliographic patent information contained in the TAF database and used to generate the above reports is available for purchase on a variety of digital media.

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TAF Publications and Products Available From NTIS

Older TAF (TAF is the predecessor of PTMD) publications (Patent Profiles, Technology Assessment and Forecast Reports, and others) and products (Industrial Patent Activity Report) are described below. They may be purchased from the National Technical Information Service (NTIS). The table that follows the descriptions, below, presents information for ordering these publications.


Industrial Patent Activity in the United States Report

Industrial Patent Activity in the United States, Parts 1 and 2

This two-part publication gives information about the activity, ownership and national origin of patents granted by the U.S. Patent and Trademark Office. It identifies those U.S. and foreign organizations (i.e., corporations, government agencies, and universities) which have been most active in the U.S. Patent System during recent years. Each part is described below and may be purchased separately. Please note that this report is a more comprehensive version of Parts A and B of the PTMD "All Technologies Report", described elsewhere in this brochure.

Industrial Patent Activity in the United States, Part 1 - Time Series Profile by Company and Country of Origin, 1974-present

This publication shows the relative levels of patenting by all nations active in the U.S. Patent System and gives yearly counts of patents (for each of the last 14 years) attributed to corporate, government and unaffiliated, e.g., "independent" inventors. It identifies companies having 15 or more patents during the time period, and ranks them in terms of total patent grants during the period. Patent grant activity for each year is profiled by both year of patent grant and year of patent application.

Industrial Patent Activity in the United States, Part 2 - Alphabetical Listing by Company, 1974-present

This publication is an alphabetical list of more than 26,000 U.S. and foreign organizations receiving at least 5 patents during the time period. Included for each organization is the total count for the period.


Patent Profiles (various reports dated 1979 to 1985)

Patent Profiles - Robots (May 1985)

This publication presents data about U.S. patent activity in seven areas of robotics - arm motion controllers, spatial arm movement, drive systems, arm parts, end effectors, sensors,and miscellaneous methods and apparatus. The report identifies 875 U.S. patents issued from 1963 through 1984. Graphs show foreign origin and U.S. origin patent activity per year, tables display the countries of origin of patents, and both rank ordered and alphabetical lists of patent owners are included.

Patent Profiles - Telecommunications (August 1984)

This publication identifies more than 48,000 Telecommunications patents issued since 1963, divided into seven areas. It analyzes patenting levels and trends, geographic origins and ownership, and reproduces sample front pages. The publication further defines 21 subdivisions of telecommunications technology and presents more detailed U.S. patent activity in profiles of each subdivision.

Patent Profiles -Biotechnology: 1982 Update (September 1983)

This publication profiles the patenting activity in six areas of biotechnology involving enzymes and microorganisms, their use in the synthesis of certain products, and their preparation or modification. It includes an analysis of legal decisions which have affected the patenting of biotechnology processes and products. It lists recent foreign patent documents which disclose genetic engineering, and includes front pages of recent patents and selected patents of interest. This publication includes a section which updates through 1982 the six biotechnology areas profiled in PATENT PROFILES - Biotechnology.

Patent Profiles - Microelectronics - II (January 1983)

This publication is the second in the series of profiles on microelectronics, and covers two additional areas of the technology -- Digital Logic Circuits and Semiconductor Memories. A third section -- Speech Analysis and Synthesis -- examines an area dealing with a practical application of microelectronics technology. It includes front pages of 30 patents and briefly describes their particular significance in the art. Also, it provides an analysis of organizational patenting patterns.

Patent Profiles - Microelectronics - I (February 1981)

This publication profiles the patenting activity in two representative segments of microelectronics technology relating to integrated circuit structure and information processing devices, e.g., "CPU's." For patents issuing from January to October 1980, it includes front pages which show bibliographic information, an abstract of the disclosure, and a representative drawing. It also includes information about references cited during the examination period.

Patent Profiles - Solar Energy (January 1980)

This publication profiles the patenting activity in five areas of technology which use energy provided by the sun, and in three areas which use energy derived from other natural sources, such as wind, tide, wave, and geothermal. A cumulative profile of the five solar areas illustrates the dramatic growth in this field

Patent Profiles - Synthetic Fuels (December 1979)

This publication profiles the patenting activity in ten areas of synthetic fuel technology dealing with the conversion of solid carbonaceous material to liquid or gaseous hydrocarbons. Starting materials include coal, oil shale, bituminous sands, wood and organic wastes.


Technology Assessment and Forecast Reports (various reports dated 1973 to 1981)

Tenth Report (November 1981)

This report updates the "Top 50" most active technologies introduced in the Ninth Report. It reviews the U.S. patent activity of some of the largest European and Japanese foreign multinational corporations -- over time, across technology and relative to one another. It provides an extensive review of the changing standards for computer software patentability, including the 1981 Supreme Court decision, and examines the impacts of such changes on a representative technology -- seismic data processing. It demonstrates, using aerospace technology patenting as an example, how the patent file can be used as a source for bibliographic data.

Ninth Report (March 1979)

This report presents "Top 50" technologies in three categories -- Most Active, Fastest Growing, and Most Foreign-Active -- for each of three broad groupings of technology -- Chemical, Electrical and Mechanical. It examines trends in domestic patenting and independent inventor patenting. It includes an extensive review of patenting in "Ferrous Metal" technologies. It concludes with a discussion of two experiments in the transfer of "appropriate technology" to small businesses and developing countries.

Eighth Report (December 1977)

This report reviews U.S. patenting in the context of domestic vs. international patenting and analyzes the balance of patenting between the United States and other countries. It presents an analysis of the extent of disclosure of patented technology in the non-patent literature, showing that much of patented technology is only disclosed in the patent documents. This report concludes with an in depth analysis of patent activity in geophysical exploration for hydrocarbons.

Seventh Report (March 1977)

This report reviews historical patenting and trademark registration trends, and includes the most extensive collection of historical U.S. patent data ever presented in a single publication. It uses data relating to patents granted by foreign nations for a study of invention sources. It uses pending patent application data for forecasting. It presents brief reviews of 16 technologies experiencing high overall or foreign patent activity. It concludes with a comprehensive assessment of activity in computer memories.

Sixth Report (June 1976)

This report reviews 15 technologies with unusually high foreign activity and 22 technologies with high overall activity. It updates the 1973 reports on patent activity in solar energy, and adds reports on the use of waste material or wind for energy generation. It presents comparisons of patenting to research and development (R and D) expenditures and R and D manpower allocations in six selected industries. The report concludes with a review of the most often cited patents in 1975, five U.S. and one foreign patent.

Fifth Report (August 1975)

This report reviews patent activity with unusually high activity overall or unusually high activity by foreign resident inventors. Statistical reports on specific areas of technology include: vehicles, horology, information handling, electronics textile technologies, photography, organic compositions and processes, and inorganic compositions and processes. In addition, patent examiner reports are provided on prostaglandins, color electrophotography, and gas lasers.

Fourth Report: A Review of Patent Ownership (January 1975)

This report identifies the 73 corporations and government agencies which received 500 or more patents during the five year period 1969-1973, and reviews and compares their patent activity across the spectrum of technology. It also reviews in terms of patent ownership, the patent activity during the same period in nuclear energy technology and oil shale and coal gasification technology.

Third Report (June 1974)

This report presents an overview of the technological activity, across all technologies, of a group of selected foreign countries and a group of selected U.S. states. It extends energy area treatments to include oil shale and coal gasification technologies. It also reviews additional technological areas having a high level of overall activity.

Early Warning Report (December 1973)

This report spotlights those technological areas experiencing a high level of overall activity or foreign activity. It reviews patent activity in a number of energy areas, including nuclear, solar, geothermal, and tide, wind and wave energy.

Initial Publication (May 1973)

This report describes PTMD programs and gives sample reports on 24 wide-ranging areas of technology in varying levels of detail.


Other Publications (various reports dated 1982 to 1983)

Design Patents (1983)

This report compiles all available statistics on design patents in the United States. It also profiles major divisions within the design patent file, and identifies the origins and ownership of U.S. design patents. It includes selected patent front pages from each class in the Design Classification System.

Industrial Robots: A Survey of Foreign and Domestic U.S. Patents (August 1982)

This report analyzes 212 U.S. patents disclosing industrial robot technology, including control and positioning, programming and motion systems, sensors, and grippers. It includes patent front pages and the first pages of the specification, arranged by technology. It discusses countries most active in U.S. patenting robotics. It includes microfiche containing the full text of 212 robot patents.


Microfiche (1984 report)

Telecommunications - PATENT PROFILES, Microfiche Supplement (August 1984)

This supplement contains the patent numbers of all patents included in PATENT PROFILES-Telecommunications, separated according to technology area. It gives the titles for all patents granted since 1969. Patents assigned to organizations are grouped by organization (assignee) name. Other patents are grouped by name of inventor. For unassigned patents, the full address of each inventor is included.


Other Products

Other products available from NTIS contain patent data as obtained from the TAF database such as the "Statistical Abstract of the United States" (prepared by the Department of Commerce and the Bureau of the Census). Contact NTIS for a current catalog of their complete products and services.


Order Information

Copies of the TAF publications (TAF is the predecessor of PTMD) listed below are available from:

National Technical Information Service (NTIS)
5285 Port Royal Road
Springfield, VA 22161
(703) 605-6000
http://www.ntis.gov;
The following table displays TAF publications (TAF is the predecessor of PTMD) available from NTIS.
Title Media Date NTIS Order
Number *
Domestic
Price **
Foreign Price **
INDUSTRIAL PATENT ACTIVITY IN THE UNITED STATES, PARTS 1&2 Paper 1998 PB 99-160889$126.23$252.46
INDUSTRIAL PATENT ACTIVITY IN THE UNITED STATES, PARTS 1&2 CD-ROM 1998 PB 99-501942$129.00$258.00
INDUSTRIAL PATENT ACTIVITY IN THE UNITED STATES, PART 1- TIME SERIES PROFILE BY COMPANY & COUNTRY OF ORIGIN 1974-1998 (approx. 567 pages) Paper 1998 PB 99-160897 $119.50$239.00
INDUSTRIAL PATENT ACTIVITY IN THE UNITED STATES, PART 2-
ALPHABETICAL LISTING BY COMPANY 1974-1998 (approx. 391 pages)
Paper 1998 PB 99-160905 $94.50$189.00
INITIAL PUBLICATION Paper 1973 COM 73-10767 contact NTIS contact NTIS
EARLY WARNING REPORT Paper 1973 COM 74-10150 contact NTIS contact NTIS
THIRD REPORT Paper 1974 COM 74-11383 contact NTIS contact NTIS
FOURTH REPORT Paper 1975 COM 75-10050 contact NTIS contact NTIS
FIFTH REPORT Paper 1975 COM 75-11142 contact NTIS contact NTIS
SIXTH REPORT Paper 1976 PB 254188 contact NTIS contact NTIS
SEVENTH REPORT Paper 1977 PB 265792 contact NTIS contact NTIS
EIGHTH REPORT Paper 1977 PB 276375 contact NTIS contact NTIS
NINTH REPORT Paper 1979 PB 293380 contact NTIS contact NTIS
TENTH REPORT Paper 1981 PB 82-215658 contact NTIS contact NTIS
PATENT PROFILES-- SYNTHETIC FUELS Paper 1979 PB 80-128572 contact NTIS contact NTIS
PATENT PROFILES-- SOLAR ENERGY Paper 1980 PB 80-190010 contact NTIS contact NTIS
PATENT PROFILES-- MICROELECTRONICS-I Paper 1981 PB 81-179582 contact NTIS contact NTIS
PATENT PROFILES-- MICROELECTRONICS-II Paper 1983 PB 83-132613 contact NTIS contact NTIS
PATENT PROFILES-- BIOTECHNOLOGY:1982 Paper 1983 PB 83-240937 contact NTIS contact NTIS
PATENT PROFILES-- BIOTECHNOLOGY UPDATE Paper 1985 PB 85-186153 contact NTIS contact NTIS
PATENT PROFILES-- ROBOTS Paper 1984 PB 84-211044 contact NTIS contact NTIS
PATENT PROFILES-- TELECOMMUNICATIONS*** Paper 1984 PB 84-211051 contact NTIS contact NTIS
DESIGN PATENTS Paper 1983 PB 83-224063 contact NTIS contact NTIS
INDUSTRIAL ROBOTS: A SURVEY OF FOREIGN & DOMESTIC
U.S. PATENTS
Paper 1982 PB 82-169269 contact NTIS contact NTIS
NTIS MICROFICHE OF SELECTED PUBLICATIONS Microfiche varies varies contact NTIS contact NTIS

* When ordering from NTIS, please give the publication title and its "COM" or "PB" number.
** Domestic prices are for orders from the U.S. Canada and Mexico. Foreign prices generally will be higher. Contact NTIS for updated prices.

NOTE: Prices are subject to change.

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Obtaining PTMD Reports, Products, and Services From the Office of Electronic Information Products

Reports Available for Internet Downloading

Many selected PTMD statistical reports are available for downloading from the USPTO Internet site free of charge. PTMD reports that are available for downloading are either in Adobe ® Acrobat ® format (".pdf" file extension), in ASCII text format (".txt" file extension), or in HTML hypertext format (".htm" file extension). Links to available, free software for viewing and printing PDF files may be obtained by accessing the following page: ( http://www.uspto.gov/web/menu/plugins/pdf.htm).

Please note that table data in some of the PTMD Hypertext (.htm) format pages can be directly imported into many newer software programs (e.g., newer spreadsheet software). Check your software documentation for details. The reports may also be obtained by contacting PTMD. For specific PTMD address and telephone number information and for Internet address information, please consult the "Contact Information" section at the end of this brochure.

Please note that there are some PTMD reports that are available only on the Internet (e.g., the various drill-down reports)!

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Price List

Some general statistical Patent Technology Monitoring Division (PTMD) Reports are available free of charge, subject to availability. However, fees are charged for other selected reports, products, and services, as listed below, due to their large size and specialized nature. Such fees are intended to cover printing and distribution costs.

SELECTED PTMD REPORTS

 

The following table displays the price list for selected PTMD patent activity reports and other various products, available from USPTO.
Title Media Order Number Price
PATENTING TRENDS IN THE UNITED STATES REPORT and
PATENTING TRENDS IN THE UNITED STATES-- STATE COUNTRY REPORT
2002
CD-ROM EIP-3075P-CD$ 25
U.S. COLLEGES AND UNIVERSITIES -- UTILITY
PATENT GRANTS, 1969-2001
CD-ROM EIP-3090P-CD$ 25
PATENT ACTIVITY INDEX REPORT, and
PATENT ACTIVITY INDEX REPORT, CORPORATE PATENTING, and
PATENT ACTIVITY INDEX REPORT, UTILITY PATENT APPLICATIONS, and
PATENT ACTIVITY INDEX REPORT, CORPORATE UTILITY PATENT APPLICATIONS, 2002
CD-ROM EIP-3035P-CD$ 25
BUTTONS TO BIOTECH, U.S. PATENTING BY
WOMEN, 1977 to 1996 - includes limited update
through 2002 (approx. 30 pages)
Paper EIP-3050P-PP$ 20
SELECTED TECHNOLOGIES REPORTS (variable lengths) Paper/Electronic File various $ 20
Issue Dates and Patent Numbers Since 1836 * Paper EIP-3140P-PP$ 5
Utility Patent Applications By Country of Origin Since 1965 * Paper EIP-3150P-PP$ 5
Patent Counts By Class By Year Report (each report) * Paper various $ 5
Utility Patent Counts By State, County, and Metro Area * Paper EIP-3210P-PP$ 5
CONCORDANCE BETWEEN THE STANDARD INDUSTRIAL CLASSIFICATION
SYSTEM AND THE U.S. PATENT CLASSIFICATION SYSTEM (2002)
(5 MB, compressed) *
Diskete EIP-3060P-FD$ 25
OTHER GENERAL PTMD PATENT STATISTICAL REPORTS (variable lengths) *Paper/Electronic File various (some are free)

Please note that there are some PTMD reports and products that are available only at the USPTO Web Site and/or the USPTO FTP Site (e.g., some of the various drill-down reports).

DIGITAL MEDIA HAVING INFORMATION CONTAINED IN THE TAF DATABASE
(Prices and availability vary depending on the information wanted and available staff resources. Contact PTMD for further information.

INVENTOR MAILING LABELS
Labels are available at a price of $50 plus:
  • $0.35 per page of paper output
  • $0.70 per page of label stock output
  • $ 25 per 1.5 megabytes of uncompressed electronic file output

CUSTOM REPORTS
Prices for custom reports vary according to the size and complexity of the requested report. Generally, report prices will be $50 per request plus $10 for every 30 single-sided report pages and $25 per 1.5 megabytes of uncompressed electronic file output. Custom report availability is subject to the availability of PTMD staff resources.

SUBCLASS LISTINGS
Price is $3 per requested subclass on paper. Additional $25 for electronic file output.

Diskettes are PC-compatible, 3 1/2 inch, high density, although other media may be available. Electronic files generally consist of text files in ASCII format and spreadsheet files in LOTUS 1-2-3 ® ; ".wk1" format or in MICROSOFT ® ; Excel ".xls" format although other formats can often be accommodated.

Payment by check, made out to the Commissioner of Patents, is acceptable.

Prices are subject to change.

* Many general statistical reports and products, including those noted with an asterisk, are available for free via the USPTO Internet Web Site and the USPTO FTP Site.

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Contact Information

Questions regarding this report should be directed to:

U.S. Patent and Trademark Office
Office of Electronic Information Products - PTMD
PK3- Suite 441; P.O Box 1450
Alexandria VA 22313

tel: (703) 306-2600
fax: (703) 306-2737
email: oeip@uspto.gov

address of PTMD pages at the USPTO Web Site: http://www.uspto.gov/web/offices/ac/ido/oeip/taf/tafp.html
ftp download of selected PTMD reports and materials from : ftp.uspto.gov/pub/taf/


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