1 00:00:02,430 --> 00:00:04,348 Hello everybody and welcome to the trademarks 2 00:00:04,348 --> 00:00:05,929 Post registration Audit program webinar. 3 00:00:05,930 --> 00:00:07,974 We're very happy to have you here. 4 00:00:07,980 --> 00:00:09,672 Today. We're going to get started 5 00:00:09,672 --> 00:00:11,479 in just a couple of minutes, 6 00:00:11,480 --> 00:00:14,000 but first we have a couple of housekeeping 7 00:00:14,000 --> 00:00:16,446 things that we need to take care of first. 8 00:00:16,450 --> 00:00:18,490 By the way, my name is Jason Lott on the 9 00:00:18,547 --> 00:00:20,857 attorney advisor for trademarks customer outreach at 10 00:00:20,857 --> 00:00:23,159 the United States Patent Trademark Office, 11 00:00:23,160 --> 00:00:25,788 and for those of you have seen me before, 12 00:00:25,790 --> 00:00:28,126 don't worry, I am I'm only hosting today. 13 00:00:28,130 --> 00:00:30,306 We have two really great experts who are 14 00:00:30,306 --> 00:00:32,639 going to be talking through the program. 15 00:00:32,640 --> 00:00:34,584 With you today, so we're going to get 16 00:00:34,584 --> 00:00:36,638 to that in just a couple of minutes. 17 00:00:36,640 --> 00:00:38,432 So just a couple of things to keep 18 00:00:38,432 --> 00:00:40,161 in mind because I know someone who 19 00:00:40,161 --> 00:00:42,140 want to want to ask the question, 20 00:00:42,140 --> 00:00:44,390 is this being recorded and the answer is yes. 21 00:00:44,390 --> 00:00:46,390 Yes, it is. This session is being recorded. 22 00:00:46,390 --> 00:00:48,147 It's going to be posted to our 23 00:00:48,147 --> 00:00:49,389 website in about 3 weeks. 24 00:00:49,390 --> 00:00:50,342 Close to a month. 25 00:00:50,342 --> 00:00:52,390 It kind of depends on how things go. 26 00:00:52,390 --> 00:00:54,390 It's going to be posted to the same 27 00:00:54,390 --> 00:00:56,052 event page where you probably found 28 00:00:56,052 --> 00:00:58,406 out about this event so it will be a 29 00:00:58,406 --> 00:01:00,390 copy of that there as well as on the 30 00:01:00,390 --> 00:01:01,890 trademarks webinars series page as well. 31 00:01:01,890 --> 00:01:03,810 And at the very end of the program 32 00:01:03,810 --> 00:01:05,788 today I'll just show you very briefly. 33 00:01:05,790 --> 00:01:07,855 Where to find that on the website? 34 00:01:07,860 --> 00:01:09,964 In case you just found us on Eventbrite 35 00:01:09,964 --> 00:01:12,165 and have never ever ever been to 36 00:01:12,165 --> 00:01:13,457 the uspto.gov website before. 37 00:01:13,460 --> 00:01:15,852 Also the slides are going to be available 38 00:01:15,852 --> 00:01:18,306 as well when you logged in for the 39 00:01:18,306 --> 00:01:20,385 event today you should have seen an 40 00:01:20,385 --> 00:01:22,605 option to download a copy of the slides, 41 00:01:22,605 --> 00:01:24,080 so hopefully you did that. 42 00:01:24,080 --> 00:01:24,562 If not, 43 00:01:24,562 --> 00:01:26,490 feel free to do so at anytime with 44 00:01:26,555 --> 00:01:28,799 regards to communicating with us today. 45 00:01:28,800 --> 00:01:30,865 The chat is going to be open, 46 00:01:30,870 --> 00:01:32,697 however the chat feature is only going 47 00:01:32,697 --> 00:01:34,700 to be available for technical questions, 48 00:01:34,700 --> 00:01:36,947 so if you're sending in a question 49 00:01:36,947 --> 00:01:38,778 about something that you just heard 50 00:01:38,778 --> 00:01:39,846 or saw on screen. 51 00:01:39,850 --> 00:01:42,376 It's not going to be answered. 52 00:01:42,380 --> 00:01:44,285 The only person you're going 53 00:01:44,285 --> 00:01:47,237 to be contacting is one of our 54 00:01:47,237 --> 00:01:48,689 excellent technical staff, 55 00:01:48,690 --> 00:01:51,637 and that's really only for technical issues. 56 00:01:51,640 --> 00:01:54,678 If you have questions about the presentation 57 00:01:54,678 --> 00:01:57,648 about the presentation today or about the 58 00:01:57,648 --> 00:02:00,054 post registration audit program in general, 59 00:02:00,060 --> 00:02:02,586 instead you should send them to 60 00:02:02,586 --> 00:02:03,007 tm_webinar@uspto.gov, 61 00:02:03,010 --> 00:02:03,850 and again, 62 00:02:03,850 --> 00:02:06,790 that is a an underscore between TM, 63 00:02:06,790 --> 00:02:08,474 and webinar. 64 00:02:08,474 --> 00:02:10,158 It's not a space, 65 00:02:10,160 --> 00:02:11,620 so tm_webinar@uspto.gov. 66 00:02:11,620 --> 00:02:13,080 Send your questions there. 67 00:02:13,080 --> 00:02:14,795 We will not be able to probably 68 00:02:14,795 --> 00:02:16,408 get to all of them today, 69 00:02:16,410 --> 00:02:18,660 but we're going to do our best to go 70 00:02:18,660 --> 00:02:20,508 through as many as we possibly can, 71 00:02:20,510 --> 00:02:22,078 so please feel free to shoot an email 72 00:02:22,078 --> 00:02:24,383 to that address and that address will be 73 00:02:24,383 --> 00:02:25,623 available throughout the presentation. 74 00:02:25,630 --> 00:02:27,166 They're going to be posting it 75 00:02:27,166 --> 00:02:28,190 in the chat box, 76 00:02:28,190 --> 00:02:30,188 so if you forget what it is or was 77 00:02:30,188 --> 00:02:32,027 there an underscore was there not, 78 00:02:32,030 --> 00:02:34,078 it's going to be available in the chat. 79 00:02:34,080 --> 00:02:35,961 You'll be able to see it there if you 80 00:02:35,961 --> 00:02:37,919 need captioning that is also available, 81 00:02:37,920 --> 00:02:39,450 click on the multimedia viewer option. 82 00:02:39,450 --> 00:02:41,522 So at the bottom of your screen next 83 00:02:41,522 --> 00:02:43,037 to participants in chat as options, 84 00:02:43,040 --> 00:02:45,049 there should be a little button has. 85 00:02:45,050 --> 00:02:45,833 3 little dots. 86 00:02:45,833 --> 00:02:48,357 If you click on that that should open up 87 00:02:48,357 --> 00:02:50,576 the multimedia viewer option and there you 88 00:02:50,576 --> 00:02:52,678 should have some captioning available. 89 00:02:52,680 --> 00:02:54,582 So without we're going to actually 90 00:02:54,582 --> 00:02:56,812 get going here, an actually get to 91 00:02:56,812 --> 00:02:58,720 the real substance of the program. 92 00:02:58,720 --> 00:03:00,508 This is the post registration audit 93 00:03:00,508 --> 00:03:02,436 program and we're very lucky today 94 00:03:02,436 --> 00:03:04,126 to have two excellent individuals. 95 00:03:04,130 --> 00:03:04,704 And actually, 96 00:03:04,704 --> 00:03:07,000 if you want to talk about folks who 97 00:03:07,060 --> 00:03:09,064 know more about the program than 98 00:03:09,064 --> 00:03:10,810 probably anybody else on Earth, 99 00:03:10,810 --> 00:03:12,078 it's our two speakers. 100 00:03:12,078 --> 00:03:13,663 Today we have Montia Pressey. 101 00:03:13,670 --> 00:03:15,210 She is the senior supervisory 102 00:03:15,210 --> 00:03:16,750 attorney and the USPTO's Office 103 00:03:16,809 --> 00:03:18,249 of Trademark Quality Review 104 00:03:18,250 --> 00:03:20,455 And Training and the manager of the 105 00:03:20,455 --> 00:03:21,890 Post registration audit program. 106 00:03:21,890 --> 00:03:24,060 She first joined the USPTO in 1995 107 00:03:24,060 --> 00:03:25,985 as an examining attorney and she 108 00:03:25,985 --> 00:03:28,580 left for several years to work as an 109 00:03:28,580 --> 00:03:30,740 associate for a DC based intellectual 110 00:03:30,740 --> 00:03:32,813 property law firm where her practice 111 00:03:32,813 --> 00:03:34,137 focused on trademark prosecution, 112 00:03:34,140 --> 00:03:34,840 client counseling, 113 00:03:34,840 --> 00:03:36,940 and providing advice in proceedings before 114 00:03:36,940 --> 00:03:38,770 the trademark trial and Appeal board, 115 00:03:38,770 --> 00:03:39,667 and then, thankfully, 116 00:03:39,667 --> 00:03:42,138 she returned to us in 2004 and she 117 00:03:42,138 --> 00:03:44,315 is worked in the office of the 118 00:03:44,315 --> 00:03:45,773 Deputy Commissioner for examination 119 00:03:45,773 --> 00:03:47,708 policy as a petitions attorney, 120 00:03:47,710 --> 00:03:50,090 a legal liaison to the post registration. 121 00:03:50,090 --> 00:03:51,998 Vision and a senior staff attorney 122 00:03:51,998 --> 00:03:54,460 in the Office of Trademark Quality. 123 00:03:54,460 --> 00:03:55,543 Review and training. 124 00:03:55,543 --> 00:03:57,709 Montia received her law degree from 125 00:03:57,709 --> 00:03:59,589 Georgetown University Law Center and 126 00:03:59,589 --> 00:04:01,419 her undergraduate degree from the 127 00:04:01,419 --> 00:04:03,556 University of Virginia. also with us 128 00:04:03,556 --> 00:04:05,364 Today is Jordan Baker, Jordan 129 00:04:05,364 --> 00:04:07,842 Joined the USPTO as an examining attorney 130 00:04:07,842 --> 00:04:10,910 in 2005 and is now an attorney in 131 00:04:10,910 --> 00:04:12,434 the USPTO's Trademark Innovation 132 00:04:12,501 --> 00:04:13,749 Lab Law Office and 133 00:04:13,750 --> 00:04:14,402 Since 2015, 134 00:04:14,402 --> 00:04:17,010 he has participated in a number of work 135 00:04:17,076 --> 00:04:19,566 projects in the post registration area, 136 00:04:19,570 --> 00:04:21,430 including in his current role 137 00:04:21,430 --> 00:04:22,546 as lead attorney. 138 00:04:22,550 --> 00:04:23,938 For post registration audit 139 00:04:23,938 --> 00:04:25,326 program. as lead attorney, 140 00:04:25,330 --> 00:04:26,722 Jordan handles the day-to-day 141 00:04:26,722 --> 00:04:28,114 operations of the program, 142 00:04:28,120 --> 00:04:30,050 assisting with training and providing 143 00:04:30,050 --> 00:04:31,980 guidance to audit examiners advising 144 00:04:32,041 --> 00:04:34,209 on IT matters related to the audit and 145 00:04:34,209 --> 00:04:35,943 responding to questions from internal 146 00:04:35,943 --> 00:04:38,205 and external customers about the program. 147 00:04:38,210 --> 00:04:39,835 Jordan received his law degree 148 00:04:39,835 --> 00:04:41,886 from George Mason School of Law 149 00:04:41,886 --> 00:04:43,706 and his undergraduate degree from 150 00:04:43,706 --> 00:04:45,162 the University of Maryland, 151 00:04:45,170 --> 00:04:46,562 so that's our introductions. 152 00:04:46,562 --> 00:04:46,910 Oh, 153 00:04:46,910 --> 00:04:49,382 at this point I'm going to hand it 154 00:04:49,382 --> 00:04:52,620 over to Montia, and she is going to. 155 00:04:52,620 --> 00:04:56,028 Begin the presentation. Thanks so much. 156 00:04:56,030 --> 00:04:57,620 Thank you Jason so much. 157 00:04:57,620 --> 00:04:58,452 Hello everyone, 158 00:04:58,452 --> 00:05:01,364 it's great to be with you today. 159 00:05:01,370 --> 00:05:03,410 I'm going to go ahead and get started, 160 00:05:03,410 --> 00:05:04,682 so sorry bout that. 161 00:05:04,682 --> 00:05:07,042 Alrighty we are going to be talking 162 00:05:07,042 --> 00:05:09,304 about a number of topics today. 163 00:05:09,310 --> 00:05:10,171 Here they are. 164 00:05:10,171 --> 00:05:12,180 The first is we're going to start 165 00:05:12,244 --> 00:05:14,110 with a review of the significance 166 00:05:14,110 --> 00:05:16,434 of use in commerce we'll discuss the 167 00:05:16,434 --> 00:05:18,468 history of the audit program. we'll 168 00:05:18,470 --> 00:05:20,245 Then review audit procedures which 169 00:05:20,245 --> 00:05:22,020 were revamped earlier in the 170 00:05:22,081 --> 00:05:24,201 year and tell you the results to date 171 00:05:24,201 --> 00:05:26,054 we'll also talk about responding to 172 00:05:26,054 --> 00:05:28,310 an audit using the T's response to 173 00:05:28,310 --> 00:05:30,110 office action form which includes 174 00:05:30,110 --> 00:05:32,217 some audit specific features and we'll 175 00:05:32,217 --> 00:05:33,737 finish by sharing some suggestions 176 00:05:33,737 --> 00:05:36,069 on what you can and should be doing 177 00:05:36,069 --> 00:05:37,969 to prepare for a possible audit. 178 00:05:37,969 --> 00:05:40,664 Already, so getting started with 179 00:05:40,664 --> 00:05:42,820 significance of use in commerce. 180 00:05:42,820 --> 00:05:44,926 As you know, generally use in 181 00:05:44,926 --> 00:05:46,795 commerce is required to register 182 00:05:46,795 --> 00:05:49,177 a trademark in the United States, 183 00:05:49,180 --> 00:05:50,988 exceptions being Richard registrations, 184 00:05:50,988 --> 00:05:53,248 And marks registered under section 185 00:05:53,248 --> 00:05:55,910 44 E based on a foreign registration 186 00:05:55,910 --> 00:05:57,703 that means in applications listing 187 00:05:57,703 --> 00:06:00,095 only goods and services in use or for 188 00:06:00,095 --> 00:06:02,110 which there is a bonafide intent to 189 00:06:02,110 --> 00:06:05,701 use at the time of filing and in post 190 00:06:05,701 --> 00:06:07,129 registration maintenance declarations. 191 00:06:07,130 --> 00:06:10,046 Any goods and services not in use and for 192 00:06:10,046 --> 00:06:12,859 which excusable nonuse cannot be claimed. 193 00:06:12,860 --> 00:06:15,698 Should be deleted from the registration. 194 00:06:15,700 --> 00:06:17,912 You are likely aware that the Trademark 195 00:06:17,912 --> 00:06:19,405 Modernization Act includes new 196 00:06:19,405 --> 00:06:20,878 registration cancellation mechanisms, 197 00:06:20,880 --> 00:06:21,250 expungement, 198 00:06:21,250 --> 00:06:22,730 every examination which allowed 199 00:06:22,730 --> 00:06:23,470 third parties, 200 00:06:23,470 --> 00:06:25,871 and the USPTO director to challenge 201 00:06:25,871 --> 00:06:27,610 a registration based on evidence 202 00:06:27,610 --> 00:06:29,560 that the registration did not adhere 203 00:06:29,560 --> 00:06:32,090 or is not currently adhering to 204 00:06:32,090 --> 00:06:33,455 statutory use requirements. 205 00:06:33,460 --> 00:06:36,428 We are really excited to be adding these 206 00:06:36,428 --> 00:06:39,564 two new tools to help us in reducing 207 00:06:39,564 --> 00:06:42,250 clutter and to better protect the 208 00:06:42,250 --> 00:06:44,900 integrity of the trademark register. 209 00:06:44,900 --> 00:06:46,796 Accurately listing goods and services in 210 00:06:46,796 --> 00:06:48,843 use when filing any submissions before 211 00:06:48,843 --> 00:06:51,021 and after registration is critical to 212 00:06:51,021 --> 00:06:53,177 the accuracy of the trademark register. 213 00:06:53,180 --> 00:06:55,112 Inaccurate use claims can result 214 00:06:55,112 --> 00:06:57,441 in the cancellation or loss of a 215 00:06:57,441 --> 00:06:59,076 registration they contribute to the 216 00:06:59,076 --> 00:07:01,120 Deadwood on the trademark register. 217 00:07:01,120 --> 00:07:03,184 The claims can lead to unnecessary 218 00:07:03,184 --> 00:07:04,216 likelihood of confusion 219 00:07:04,220 --> 00:07:06,404 Refusals based on ID's that don't 220 00:07:06,404 --> 00:07:08,450 reflect current use or even a 221 00:07:08,450 --> 00:07:10,530 bona fide intent to use a mark in 222 00:07:10,599 --> 00:07:12,584 commerce and the claims diminish 223 00:07:12,584 --> 00:07:14,941 the registers utility to the public. 224 00:07:14,941 --> 00:07:16,796 Making it really difficult to 225 00:07:16,796 --> 00:07:18,843 evaluate what marks are available 226 00:07:18,843 --> 00:07:20,839 for new business opportunities. 227 00:07:20,840 --> 00:07:22,480 And as you're aware, 228 00:07:22,480 --> 00:07:24,530 the Trademark Act imposes specific 229 00:07:24,530 --> 00:07:26,379 requirements for use of a mark to 230 00:07:26,379 --> 00:07:28,783 qualify as use in commerce in order to 231 00:07:28,783 --> 00:07:30,919 enjoy the great trademark benefits and 232 00:07:30,920 --> 00:07:33,935 protections that we have in the US for goods. 233 00:07:33,940 --> 00:07:36,628 The marks must be placed on the goods, 234 00:07:36,630 --> 00:07:38,975 their containers or affixed tags or labels, 235 00:07:38,980 --> 00:07:39,859 or associated displays, 236 00:07:39,859 --> 00:07:41,910 and the goods must be sold or 237 00:07:41,971 --> 00:07:44,016 transported in commerce. for services. 238 00:07:44,020 --> 00:07:46,330 The mark must be displayed in the 239 00:07:46,330 --> 00:07:48,390 sale or advertising of the services, 240 00:07:48,390 --> 00:07:52,054 and the services must be offered in commerce. 241 00:07:52,060 --> 00:07:54,088 And use cannot be mere token use. 242 00:07:54,090 --> 00:07:54,502 Instead, 243 00:07:54,502 --> 00:07:57,386 use must be as a source identifier 244 00:07:57,386 --> 00:08:00,687 and in the ordinary course of trade. 245 00:08:00,690 --> 00:08:02,560 Turning next to the history 246 00:08:02,560 --> 00:08:04,056 of the audit program. 247 00:08:04,060 --> 00:08:06,783 An impetus for the program was the 248 00:08:06,783 --> 00:08:09,419 Bose Corp decision in 2009, 249 00:08:09,420 --> 00:08:11,112 which prompted serious discussions 250 00:08:11,112 --> 00:08:13,650 within the USPTO about the 251 00:08:13,722 --> 00:08:16,177 landscape of the trademark register. 252 00:08:16,180 --> 00:08:18,462 Recall that in BOSE the CFC held 253 00:08:18,462 --> 00:08:20,480 that was insufficient for a party 254 00:08:20,480 --> 00:08:22,436 alleging fraud to prove only that 255 00:08:22,436 --> 00:08:24,188 another should have known of 256 00:08:24,188 --> 00:08:25,893 the falsity of its statement. 257 00:08:25,900 --> 00:08:27,535 The court stated that instead 258 00:08:27,535 --> 00:08:29,170 proof of a false material 259 00:08:29,238 --> 00:08:30,438 representation made with 260 00:08:30,438 --> 00:08:32,038 the intent to deceive. 261 00:08:32,040 --> 00:08:34,600 the USPTO was required at a public 262 00:08:34,600 --> 00:08:36,563 roundtable about a year after bose 263 00:08:36,563 --> 00:08:38,133 the office consider the impact 264 00:08:38,133 --> 00:08:40,783 of that decision on the Federal 265 00:08:40,783 --> 00:08:42,145 trademark registration system. 266 00:08:42,150 --> 00:08:43,502 Among the questions raised 267 00:08:43,502 --> 00:08:45,192 during the panel discussion was 268 00:08:45,192 --> 00:08:46,959 might the higher threshold for 269 00:08:46,959 --> 00:08:48,674 proving fraud reduce the risk 270 00:08:48,674 --> 00:08:50,265 associated with filing inaccurate 271 00:08:50,265 --> 00:08:52,245 identifications of goods or services. 272 00:08:52,250 --> 00:08:54,464 To explore the answer to that 273 00:08:54,464 --> 00:08:55,940 question two years later. 274 00:08:55,940 --> 00:08:58,112 In 2012, the office instituted a 275 00:08:58,112 --> 00:09:00,550 pilot program to audit registrations. 276 00:09:00,550 --> 00:09:02,640 500 registrations were six year, 277 00:09:02,640 --> 00:09:05,580 Section 8 and 71 declarations of use, 278 00:09:05,580 --> 00:09:07,675 or randomly selected and we 279 00:09:07,675 --> 00:09:09,770 required additional proof of use. 280 00:09:09,770 --> 00:09:11,975 Those 500 registrations were comprised 281 00:09:11,975 --> 00:09:14,180 of a statistically significant sample 282 00:09:14,247 --> 00:09:16,047 of all four registration bases, 283 00:09:16,050 --> 00:09:17,310 SO 1A 44E dual bases, 284 00:09:17,310 --> 00:09:18,570 and 66 A. 285 00:09:18,570 --> 00:09:21,804 Because we wanted a sense of whether 286 00:09:21,804 --> 00:09:24,454 any problems with Overclaiming was 287 00:09:24,454 --> 00:09:27,389 tied to the registration basis. 288 00:09:27,390 --> 00:09:29,370 The final results of the pilot 289 00:09:29,370 --> 00:09:31,690 showed that in just over half 290 00:09:31,690 --> 00:09:33,079 of audited registrations, 291 00:09:33,080 --> 00:09:34,955 registration owners were unable to 292 00:09:34,955 --> 00:09:37,263 provide evidentiary support for the use 293 00:09:37,263 --> 00:09:39,138 claims in their original declarations, 294 00:09:39,140 --> 00:09:41,030 with 35% deleting goods and 295 00:09:41,030 --> 00:09:43,493 services and 16% failing to respond 296 00:09:43,493 --> 00:09:45,698 to office actions resulting in 297 00:09:45,698 --> 00:09:47,809 cancellation of the registration. 298 00:09:47,810 --> 00:09:50,295 In terms of results by registration basis, 299 00:09:50,300 --> 00:09:52,785 we saw deletion rates of over 50%. 300 00:09:52,790 --> 00:09:54,570 In this section, 44 E. 301 00:09:54,570 --> 00:09:56,706 66 A and dual basis registrations, 302 00:09:56,710 --> 00:09:58,738 and when deletion rates are considered 303 00:09:58,738 --> 00:10:00,518 with the number of registrations 304 00:10:00,518 --> 00:10:02,720 that were cancelled for failure to 305 00:10:02,720 --> 00:10:04,939 respond to an office action which 306 00:10:04,939 --> 00:10:07,039 is reflected in that last column 307 00:10:07,039 --> 00:10:08,632 across all registration bases, 308 00:10:08,632 --> 00:10:10,702 a substantial number of registrations 309 00:10:10,702 --> 00:10:13,204 were unable to verify the use claims 310 00:10:13,204 --> 00:10:15,050 in their declarations with rates of 311 00:10:15,050 --> 00:10:17,800 45% and higher across the board. 312 00:10:17,800 --> 00:10:19,822 So obviously the final results of 313 00:10:19,822 --> 00:10:21,943 the pilot highlighted the need to 314 00:10:21,943 --> 00:10:24,067 do more for ongoing measures to 315 00:10:24,067 --> 00:10:25,559 encourage registration owners to 316 00:10:25,559 --> 00:10:27,354 file accurate declarations of use. 317 00:10:27,360 --> 00:10:29,838 So our next steps included public outreach. 318 00:10:29,840 --> 00:10:31,610 We held another round table, 319 00:10:31,610 --> 00:10:33,728 this one in December of 2014, 320 00:10:33,730 --> 00:10:35,030 contacted stakeholder groups directly, 321 00:10:35,030 --> 00:10:37,450 and we ask for for written comments 322 00:10:37,450 --> 00:10:38,689 from interested parties. 323 00:10:38,690 --> 00:10:40,460 After considering all the feedback, 324 00:10:40,460 --> 00:10:41,186 we received, 325 00:10:41,186 --> 00:10:43,727 a new rule was proposed and then 326 00:10:43,727 --> 00:10:46,156 then implemented to make the 327 00:10:46,156 --> 00:10:47,650 audit program permanent. 328 00:10:47,650 --> 00:10:49,250 Effective March of 2017, 329 00:10:49,250 --> 00:10:51,650 the trademark rules of practice were 330 00:10:51,717 --> 00:10:54,701 amended to allow the USPTO to require 331 00:10:54,701 --> 00:10:56,568 additional support for use claims 332 00:10:56,568 --> 00:10:58,662 in Section 8 and 71 declarations, 333 00:10:58,670 --> 00:10:59,810 including information declarations 334 00:10:59,810 --> 00:11:00,570 and exhibits, 335 00:11:00,570 --> 00:11:03,258 as may be reasonably necessary for the 336 00:11:03,258 --> 00:11:05,182 proper examination of an affidavit 337 00:11:05,182 --> 00:11:07,294 or declaration and for the office 338 00:11:07,294 --> 00:11:09,630 to assess and promote the accuracy 339 00:11:09,630 --> 00:11:11,585 and integrity of the register. 340 00:11:11,590 --> 00:11:12,781 So, with that, 341 00:11:12,781 --> 00:11:16,140 I'll pause and I'll turn it over to 342 00:11:16,140 --> 00:11:19,104 Jordan to talk about audit procedures. 343 00:11:19,110 --> 00:11:20,112 Thank you Montia. 344 00:11:20,112 --> 00:11:22,830 A good afternoon everyone great to be here. 345 00:11:22,830 --> 00:11:26,200 Happy to talk you all. 346 00:11:26,200 --> 00:11:28,340 When the program was launched, 347 00:11:28,340 --> 00:11:31,357 so the auto program became a permanent 348 00:11:31,357 --> 00:11:34,790 program on November 1st, 2017. 349 00:11:34,790 --> 00:11:36,320 To be eligible for an audit. 350 00:11:38,440 --> 00:11:40,055 The registration must have at 351 00:11:40,055 --> 00:11:42,270 least four more goods or services. 352 00:11:42,270 --> 00:11:44,358 If it's a single class registration. 353 00:11:44,360 --> 00:11:46,436 If it's a multi class registration, 354 00:11:46,440 --> 00:11:49,048 there has to be at least two classes 355 00:11:49,048 --> 00:11:51,660 with two or more goods or services. 356 00:11:51,660 --> 00:11:54,108 Of course, a Section 8 or 71 has to 357 00:11:54,108 --> 00:11:56,706 be filed within a Section 8 or 71 358 00:11:56,706 --> 00:11:59,319 can't have any immediate eligibility. 359 00:12:02,250 --> 00:12:04,590 Besides 8 or 71 we also 360 00:12:04,590 --> 00:12:06,150 look at combined filings. 361 00:12:06,150 --> 00:12:07,794 You are section 815, 362 00:12:07,794 --> 00:12:10,830 your section 8-9 and you're 71 in 15. 363 00:12:10,830 --> 00:12:14,340 If 8 or 71 has a non use claim, 364 00:12:14,340 --> 00:12:16,804 then it's not going to be eligible 365 00:12:16,804 --> 00:12:20,050 for the audit and we use a software 366 00:12:20,050 --> 00:12:21,742 tool to determine eligibility. 367 00:12:21,750 --> 00:12:24,240 We have a software program that 368 00:12:24,240 --> 00:12:26,871 creates a randomized list and that 369 00:12:26,871 --> 00:12:29,106 randomized list is eligible files. 370 00:12:29,110 --> 00:12:30,962 And audits are performed 371 00:12:30,962 --> 00:12:32,814 by we call audit examiners. 372 00:12:32,820 --> 00:12:35,682 It's a mix of examining attorneys 373 00:12:35,682 --> 00:12:39,466 as well as program analysts who have 374 00:12:39,466 --> 00:12:43,018 expertise in the post registration area. 375 00:12:43,020 --> 00:12:46,206 So what is proof of use proof of use is 376 00:12:46,210 --> 00:12:48,546 It will show that your mark is in 377 00:12:48,546 --> 00:12:51,158 use in commerce in essentially a. 378 00:12:51,160 --> 00:12:53,290 It aligns with our specimen practice, 379 00:12:53,290 --> 00:12:55,060 but it also is elevated, 380 00:12:55,060 --> 00:12:56,830 particularly with goods for goods. 381 00:12:56,830 --> 00:12:58,852 Mark is actually on the 382 00:12:58,852 --> 00:13:01,069 physical goods that is perfect use, 383 00:13:01,070 --> 00:13:03,548 but it also can be shown through 384 00:13:03,548 --> 00:13:04,610 tags or labels. 385 00:13:04,610 --> 00:13:07,690 So a photograph of the mark on a tag or 386 00:13:07,777 --> 00:13:11,332 label if it's fixed to the goods for its use. 387 00:13:11,340 --> 00:13:14,228 But if it's not affixed to the goods. 388 00:13:14,230 --> 00:13:16,750 It can work as well if it includes 389 00:13:16,750 --> 00:13:18,856 the generic name of the goods and 390 00:13:18,856 --> 00:13:21,937 also we want to see on that tag or 391 00:13:21,937 --> 00:13:23,545 label other product information. 392 00:13:23,550 --> 00:13:26,232 So that might be a UPC code that would 393 00:13:26,232 --> 00:13:29,214 in a place where it would typically be. 394 00:13:29,220 --> 00:13:30,880 It could be product size, 395 00:13:30,880 --> 00:13:31,305 information, 396 00:13:31,305 --> 00:13:32,155 packaging information, 397 00:13:32,155 --> 00:13:35,130 other matter that goes on a label 398 00:13:35,197 --> 00:13:37,052 or tag that would show in fact 399 00:13:37,052 --> 00:13:39,390 use in commerce proof of use in 400 00:13:39,390 --> 00:13:41,202 a commercial setting and not just 401 00:13:41,202 --> 00:13:43,194 the mark without any other context. 402 00:13:46,070 --> 00:13:49,254 Proof of use for goods can also be at a point 403 00:13:49,254 --> 00:13:52,206 of sale display in terms of a web store, 404 00:13:52,210 --> 00:13:54,359 and so a screenshot of an online 405 00:13:54,359 --> 00:13:56,244 store where the goods are being 406 00:13:56,244 --> 00:13:58,344 sold and when they can be added 407 00:13:58,414 --> 00:14:00,814 to CART or they can be ordered or 408 00:14:00,814 --> 00:14:02,648 purchased and just clear ordering or 409 00:14:02,648 --> 00:14:03,876 purchasing information is acceptable, 410 00:14:03,880 --> 00:14:06,358 but all screenshots have to have the 411 00:14:06,358 --> 00:14:08,910 required URL of the website as well 412 00:14:08,910 --> 00:14:11,034 as the date accessed or printed. 413 00:14:11,040 --> 00:14:13,658 Will also take packaging and for packaging. 414 00:14:13,660 --> 00:14:16,278 It's helpful if the packaging is transparent, 415 00:14:16,280 --> 00:14:18,898 we need to know exactly what is 416 00:14:18,898 --> 00:14:20,020 in that packaging. 417 00:14:20,020 --> 00:14:22,400 This whole point is it's proof of 418 00:14:22,400 --> 00:14:24,500 use for specifically requested goods, 419 00:14:24,500 --> 00:14:26,744 and if we cannot identify what's 420 00:14:26,744 --> 00:14:27,866 in the packaging, 421 00:14:27,870 --> 00:14:30,454 we have to look for other sources to 422 00:14:30,454 --> 00:14:33,257 confirm and that may in fact require 423 00:14:33,257 --> 00:14:35,342 a request for additional information. 424 00:14:35,350 --> 00:14:38,038 This often comes up in the situation 425 00:14:38,038 --> 00:14:40,457 of goods that are located in 426 00:14:40,457 --> 00:14:42,427 a opaque box or container. 427 00:14:42,430 --> 00:14:43,970 We don't know what's inside, 428 00:14:43,970 --> 00:14:45,944 so photographs that are both show 429 00:14:45,944 --> 00:14:47,968 the packaging with the mark on it, 430 00:14:47,970 --> 00:14:50,826 but also what's inside the container 431 00:14:50,826 --> 00:14:52,254 is very helpful. 432 00:14:52,260 --> 00:14:54,150 Proof of use for services is the same 433 00:14:54,150 --> 00:14:56,668 as it is for the specimen practice. 434 00:14:56,670 --> 00:14:58,245 There's no difference in what 435 00:14:58,245 --> 00:14:59,820 can be submitted for services, 436 00:14:59,820 --> 00:15:01,400 so fear in your advertising, 437 00:15:01,400 --> 00:15:02,028 marketing context, 438 00:15:02,028 --> 00:15:03,598 brochures or Flyers that show 439 00:15:03,598 --> 00:15:04,860 use to the mark, 440 00:15:04,860 --> 00:15:06,869 but it has to have a direct 441 00:15:06,869 --> 00:15:08,330 association with the services. 442 00:15:08,330 --> 00:15:11,156 The whole point is that when we ask proof of use, 443 00:15:11,160 --> 00:15:13,056 very specific services markets 444 00:15:13,056 --> 00:15:15,426 to function for those services. 445 00:15:15,430 --> 00:15:17,582 Could be photographs of a mark on a 446 00:15:17,582 --> 00:15:19,420 retail store or restaurant signage. 447 00:15:19,420 --> 00:15:21,256 But similarly to the container issue? 448 00:15:21,260 --> 00:15:23,409 When you have a mark on signage. 449 00:15:23,410 --> 00:15:25,522 We need to know what goes on in 450 00:15:25,522 --> 00:15:27,174 the building that the scientist 451 00:15:27,174 --> 00:15:28,939 is being used for sometimes. 452 00:15:28,940 --> 00:15:30,746 This is very obvious if it's 453 00:15:30,746 --> 00:15:32,320 a restaurant and you know, 454 00:15:32,320 --> 00:15:33,540 there's maybe hamburger artwork 455 00:15:33,540 --> 00:15:34,455 on the windows, 456 00:15:34,460 --> 00:15:35,995 perhaps around the sign that 457 00:15:35,995 --> 00:15:37,530 makes a lot of sense. 458 00:15:37,530 --> 00:15:39,518 But if it's sort of an industrial 459 00:15:39,518 --> 00:15:40,767 commercial building that there's 460 00:15:40,767 --> 00:15:42,139 no obvious indicator there. 461 00:15:42,140 --> 00:15:44,150 What kind of custom manufacture might 462 00:15:44,150 --> 00:15:46,390 be going on inside that building. 463 00:15:46,390 --> 00:15:46,664 Again, 464 00:15:46,664 --> 00:15:48,308 context will always be needed to 465 00:15:48,308 --> 00:15:49,690 support what you're submitting, 466 00:15:49,690 --> 00:15:50,774 is proof of use. 467 00:15:50,774 --> 00:15:52,400 One example of for services is 468 00:15:52,466 --> 00:15:54,488 common is mark on service vehicles, 469 00:15:54,490 --> 00:15:56,499 so it's a best company services and 470 00:15:56,499 --> 00:15:58,976 the mark is clearly on a truck that's 471 00:15:58,976 --> 00:16:01,388 used in reference is some kind of pest, 472 00:16:01,390 --> 00:16:04,090 or let's say insect or bug example on there. 473 00:16:04,090 --> 00:16:05,836 That's a common way of showing 474 00:16:05,836 --> 00:16:07,669 proof of use when it's printed 475 00:16:07,669 --> 00:16:09,487 on the side of the vehicle, 476 00:16:09,490 --> 00:16:10,158 and screenshots, 477 00:16:10,158 --> 00:16:11,828 just like with goods website 478 00:16:11,828 --> 00:16:13,393 screenshots will still require the 479 00:16:13,393 --> 00:16:15,185 URL and the date access to printed. 480 00:16:18,100 --> 00:16:20,876 I will now turn this back to Montia, 481 00:16:20,880 --> 00:16:23,184 who's going to talk about our new deletion 482 00:16:23,184 --> 00:16:25,729 fee and the related deficiency surcharge. 483 00:16:25,730 --> 00:16:26,708 Thank you Jordan. 484 00:16:26,708 --> 00:16:30,141 So Jordan is going to be back to talk about 485 00:16:30,141 --> 00:16:32,661 the audit procedures in just a moment, 486 00:16:32,670 --> 00:16:34,704 but I wanted to highlight three 487 00:16:34,704 --> 00:16:36,060 changes and post registration 488 00:16:36,120 --> 00:16:37,520 examination policy that became 489 00:16:37,520 --> 00:16:39,960 effective on January 2nd of this year, 490 00:16:39,960 --> 00:16:42,408 which caused us to modify some of the 491 00:16:42,408 --> 00:16:44,519 procedures and the audit program some 492 00:16:44,519 --> 00:16:46,673 these new policies though apply across 493 00:16:46,737 --> 00:16:48,737 all post registration examination. 494 00:16:48,740 --> 00:16:51,356 The first change is a new fee of 495 00:16:51,356 --> 00:16:53,769 $250 per class that's incurred. 496 00:16:53,770 --> 00:16:55,750 When goods, services or classes 497 00:16:55,750 --> 00:16:57,730 are deleted during the pendency 498 00:16:57,795 --> 00:16:59,867 of a Section 8 or 71 declaration, 499 00:16:59,870 --> 00:17:02,310 the second change is that in some cases 500 00:17:02,310 --> 00:17:04,626 A 1 time $100 deficiency surcharge must 501 00:17:04,626 --> 00:17:07,410 be paid along with that deletion fee. 502 00:17:07,410 --> 00:17:09,456 Both the deletion fee and the 503 00:17:09,456 --> 00:17:11,266 deficiency surcharge are tide to 504 00:17:11,266 --> 00:17:12,794 the statutory requirement that 505 00:17:12,794 --> 00:17:15,105 declarations under Section 8 and 71 506 00:17:15,105 --> 00:17:17,151 identify the goods and services in 507 00:17:17,151 --> 00:17:19,035 the registration with which the mark. 508 00:17:19,035 --> 00:17:21,398 Is in use in commerce the leading goods 509 00:17:21,398 --> 00:17:23,519 or services from a declaration is an 510 00:17:23,519 --> 00:17:25,990 effort to correct a deficiency or an 511 00:17:25,990 --> 00:17:28,375 inaccuracy in that original listing of 512 00:17:28,375 --> 00:17:31,825 goods or services in the declaration. 513 00:17:31,830 --> 00:17:33,825 Ok? to encourage registration owners 514 00:17:33,825 --> 00:17:36,579 not to wait until after they file 515 00:17:36,579 --> 00:17:39,001 their Section 8 or 71 declaration to 516 00:17:39,001 --> 00:17:41,216 delete goods and services when that 517 00:17:41,216 --> 00:17:44,136 $250 deletion fee would be do we incur? 518 00:17:44,136 --> 00:17:45,996 We introduced a third change, 519 00:17:46,000 --> 00:17:48,611 a new zero fee option for certain 520 00:17:48,611 --> 00:17:49,730 Section 7 request. 521 00:17:49,730 --> 00:17:52,418 This option is only available when the 522 00:17:52,418 --> 00:17:54,753 Section 7 request is submitted before 523 00:17:54,753 --> 00:17:57,343 the Section 8 or 71 declaration is 524 00:17:57,419 --> 00:17:59,869 filed or after it's been accepted and 525 00:17:59,869 --> 00:18:02,444 the Section 7 filing only request the 526 00:18:02,444 --> 00:18:04,730 deletion of goods services or classes. 527 00:18:04,730 --> 00:18:05,720 So for example, 528 00:18:05,720 --> 00:18:07,700 if the Section 7 requests also 529 00:18:07,700 --> 00:18:09,710 includes a change in the owner name, 530 00:18:09,710 --> 00:18:11,260 or there's an amendment to 531 00:18:11,260 --> 00:18:12,190 the registered mark, 532 00:18:12,190 --> 00:18:14,927 the normal fee of $100 for the 533 00:18:14,927 --> 00:18:17,810 Section 7 request would be incurred. 534 00:18:17,810 --> 00:18:18,824 As I mentioned, 535 00:18:18,824 --> 00:18:20,852 the leading goods and services during 536 00:18:20,852 --> 00:18:23,211 the pendency of a Section 8 or 71 537 00:18:23,211 --> 00:18:25,107 declaration is an indication that the 538 00:18:25,107 --> 00:18:27,431 listing of goods and services in the 539 00:18:27,440 --> 00:18:29,000 declaration is deficient because it 540 00:18:29,000 --> 00:18:31,290 didn't satisfy that statue to a requirement. 541 00:18:31,290 --> 00:18:31,611 Again, 542 00:18:31,611 --> 00:18:33,858 to list goods and services in use 543 00:18:33,858 --> 00:18:34,500 in commerce. 544 00:18:34,500 --> 00:18:36,486 Other deficiencies in a declaration include 545 00:18:36,486 --> 00:18:38,030 submitting an insufficient filing fee, 546 00:18:38,030 --> 00:18:39,662 filing an unacceptable specimen, 547 00:18:39,662 --> 00:18:42,110 and identifying the wrong party as 548 00:18:42,175 --> 00:18:44,365 a current owner of the registration. 549 00:18:44,370 --> 00:18:46,458 In line with how other deficiencies 550 00:18:46,458 --> 00:18:47,154 are treated, 551 00:18:47,160 --> 00:18:49,224 a deficiency in the listing of 552 00:18:49,224 --> 00:18:51,712 goods and services in a Section 8 553 00:18:51,712 --> 00:18:53,788 or 71 declaration can be corrected, 554 00:18:53,790 --> 00:18:55,884 but a one time $100 deficiency 555 00:18:55,884 --> 00:18:57,280 surcharge may be required. 556 00:18:57,280 --> 00:18:59,856 This is determined by the date the 557 00:18:59,856 --> 00:19:01,344 original declaration was filed 558 00:19:01,344 --> 00:19:03,216 and the date of the response. 559 00:19:03,220 --> 00:19:05,908 Correcting the deficiency in the declaration. 560 00:19:05,910 --> 00:19:06,672 So for example, 561 00:19:06,672 --> 00:19:08,813 if you were to file your Section 8 562 00:19:08,813 --> 00:19:10,625 declaration right after the 5th year 563 00:19:10,625 --> 00:19:12,439 following the date of registration, 564 00:19:12,440 --> 00:19:14,900 which would be period one. 565 00:19:14,900 --> 00:19:17,916 And in response to an audit office action, 566 00:19:17,920 --> 00:19:20,629 you delete goods and services and that 567 00:19:20,629 --> 00:19:23,586 response is filed before the sixth year, 568 00:19:23,590 --> 00:19:25,858 which would also be period one. 569 00:19:25,860 --> 00:19:28,506 You would owe the $250 deletion fee, 570 00:19:28,510 --> 00:19:31,880 but not the deficiency surcharge. 571 00:19:31,880 --> 00:19:34,856 In contrast, if you didn't file that response 572 00:19:34,856 --> 00:19:37,749 to leading goods and services until after the 573 00:19:37,749 --> 00:19:40,730 sixth year when you would be in period two, 574 00:19:40,730 --> 00:19:42,788 you would owe both the $250 deletion 575 00:19:42,788 --> 00:19:45,328 fee and the $100 deficiency surcharge. 576 00:19:45,330 --> 00:19:48,589 So to sum up, a fee of $250 per class is 577 00:19:48,589 --> 00:19:51,697 required each time and response is submitted. 578 00:19:51,700 --> 00:19:54,192 Deleting goods services or classes during the 579 00:19:54,192 --> 00:19:57,010 pendency of a Section 8 or 71 declaration, 580 00:19:57,010 --> 00:19:58,780 but the $100 deficiency surcharge, 581 00:19:58,780 --> 00:20:01,420 which is only paid once regardless of the 582 00:20:01,420 --> 00:20:04,087 number of deficiencies in a declaration. 583 00:20:04,090 --> 00:20:06,792 Is only required when you're responding by 584 00:20:06,792 --> 00:20:09,129 correcting a deficiency in a filing period. 585 00:20:09,130 --> 00:20:11,783 That's different from the filing period of 586 00:20:11,783 --> 00:20:14,168 your original Section 8 or 71 Declaration, 587 00:20:14,170 --> 00:20:17,803 and now back to Jordan for more 588 00:20:17,803 --> 00:20:19,360 on audit procedures. 589 00:20:19,360 --> 00:20:20,569 Thank you, Montia. 590 00:20:23,930 --> 00:20:25,880 Alright, let's get into the inner 591 00:20:25,880 --> 00:20:28,331 workings of a proof of use audit 592 00:20:28,331 --> 00:20:30,141 by first addressing your initial 593 00:20:30,141 --> 00:20:31,997 office action that you're going 594 00:20:31,997 --> 00:20:33,777 to receive that initial office 595 00:20:33,777 --> 00:20:35,758 action is going to request proof 596 00:20:35,758 --> 00:20:38,360 of use for two goods or services. 597 00:20:38,360 --> 00:20:40,439 If it's a single class registration an 598 00:20:40,439 --> 00:20:42,938 if it's a multi class registration, 599 00:20:42,940 --> 00:20:45,118 it maybe two goods or services 600 00:20:45,118 --> 00:20:47,930 per multi class could be one in a 601 00:20:47,930 --> 00:20:49,856 multi class where there's only two 602 00:20:49,933 --> 00:20:52,069 goods or services and there's no 603 00:20:52,069 --> 00:20:54,130 proof of use for one of those items. 604 00:20:54,130 --> 00:20:57,384 Or it may even be proof of use for a 605 00:20:57,384 --> 00:20:59,666 class that has just a single item, 606 00:20:59,670 --> 00:21:00,922 but these specimens submitted 607 00:21:00,922 --> 00:21:01,548 is unacceptable, 608 00:21:01,550 --> 00:21:03,440 and that might be the case 609 00:21:03,440 --> 00:21:05,010 unacceptable as proof of use, 610 00:21:05,010 --> 00:21:07,467 and so that might be the case of a 611 00:21:07,467 --> 00:21:09,827 label tag for clothing items that just 612 00:21:09,827 --> 00:21:12,539 has the mark but nothing else on it, 613 00:21:12,540 --> 00:21:14,430 and it's not attached or anything. 614 00:21:14,430 --> 00:21:15,008 So those. 615 00:21:15,008 --> 00:21:17,031 So that's that's the immediate proof of 616 00:21:17,031 --> 00:21:19,447 use portion of your initial office action. 617 00:21:22,870 --> 00:21:24,934 But there's more, but will also 618 00:21:24,934 --> 00:21:26,659 address any underlying issues in 619 00:21:26,659 --> 00:21:28,399 this Section 8 or 71 declaration. 620 00:21:28,400 --> 00:21:30,020 And how does the audit? 621 00:21:30,020 --> 00:21:32,295 How does that initial office action click? 622 00:21:32,300 --> 00:21:34,491 What kinds of goods or services are 623 00:21:34,491 --> 00:21:37,167 going to be request for proof of use? 624 00:21:37,170 --> 00:21:38,880 Well, first, it's the audit 625 00:21:38,880 --> 00:21:40,248 examiners discretion on what 626 00:21:40,248 --> 00:21:42,046 to choose for proof of use, 627 00:21:42,050 --> 00:21:44,314 and that is after review of the 8 628 00:21:44,314 --> 00:21:46,674 or 71 in terms of the specimens 629 00:21:46,674 --> 00:21:48,870 to see what the specimens cover. 630 00:21:48,870 --> 00:21:51,243 For proof of use and to ensure 631 00:21:51,243 --> 00:21:54,054 that we don't ask for proof of 632 00:21:54,054 --> 00:21:56,194 use for things already submitted. 633 00:21:56,200 --> 00:21:58,606 The audit examiner is going to 634 00:21:58,606 --> 00:22:00,735 look mostly for despret goods 635 00:22:00,735 --> 00:22:02,519 or services if possible, 636 00:22:02,520 --> 00:22:05,467 and but what I mean by that 637 00:22:05,467 --> 00:22:06,730 is typical example. 638 00:22:06,730 --> 00:22:08,848 You have a registration that has 639 00:22:08,848 --> 00:22:11,856 us in class nine that has numerous 640 00:22:11,856 --> 00:22:13,876 items of downloadable software, 641 00:22:13,880 --> 00:22:16,406 but the registration also has sunglasses 642 00:22:16,406 --> 00:22:18,090 and fire extinguishing apparatus. 643 00:22:18,090 --> 00:22:20,205 These specimens that were submitted 644 00:22:20,205 --> 00:22:22,798 show clearly use of the mark 645 00:22:22,798 --> 00:22:24,828 on variety of software goods, 646 00:22:24,830 --> 00:22:27,428 but there's no reference at all. 647 00:22:27,430 --> 00:22:29,166 In the in the record in in the 648 00:22:29,166 --> 00:22:31,731 8 or 71 to the sunglasses or 649 00:22:31,731 --> 00:22:32,967 fire extinguishing apparatus. 650 00:22:32,970 --> 00:22:34,824 Pretty good chance that when the 651 00:22:34,824 --> 00:22:36,360 audit examiners reviewing that file, 652 00:22:36,360 --> 00:22:38,208 they're going to seize on those, 653 00:22:38,210 --> 00:22:39,750 all those disparate goods that 654 00:22:39,750 --> 00:22:41,290 have not been already been. 655 00:22:41,290 --> 00:22:43,746 There's no proof of use in the record. 656 00:22:43,750 --> 00:22:45,726 The audit exam is going to do their 657 00:22:45,726 --> 00:22:47,981 best to make sure they select clearly 658 00:22:47,981 --> 00:22:50,079 from the registration what it is 659 00:22:50,079 --> 00:22:51,759 exactly that they're asking for. 660 00:22:51,760 --> 00:22:53,295 Action would be difficult given 661 00:22:53,295 --> 00:22:54,523 sometimes registration ID construction, 662 00:22:54,530 --> 00:22:57,186 but we tried to make it very clear 663 00:22:57,186 --> 00:22:59,755 what it is that we want to see 664 00:22:59,760 --> 00:23:00,708 in response. 665 00:23:00,708 --> 00:23:02,604 Alright, so your initial office action, 666 00:23:02,610 --> 00:23:04,843 as I noted will will reference any 667 00:23:04,843 --> 00:23:06,430 inquiries or deficiencies with the 668 00:23:06,430 --> 00:23:08,152 maintenance filing and then it will 669 00:23:08,152 --> 00:23:10,219 include a whole series of advisories. 670 00:23:10,220 --> 00:23:12,820 The first advisory is that if you cannot 671 00:23:12,820 --> 00:23:15,286 provide proof of use for what is requested, 672 00:23:15,290 --> 00:23:16,875 you must delete the audited 673 00:23:16,875 --> 00:23:17,826 goods or services. 674 00:23:17,830 --> 00:23:19,098 If it's not available. 675 00:23:19,098 --> 00:23:20,049 Not only that, 676 00:23:20,050 --> 00:23:21,880 you should also delete any goods 677 00:23:21,880 --> 00:23:23,759 or services that are also in 678 00:23:23,759 --> 00:23:25,254 the registration that does not 679 00:23:25,254 --> 00:23:27,020 have proof of use available. 680 00:23:27,020 --> 00:23:29,239 Even if we didn't ask for them. 681 00:23:29,240 --> 00:23:32,210 So this is the time where you're going to. 682 00:23:32,210 --> 00:23:33,944 Really go over that portfolio again 683 00:23:33,944 --> 00:23:35,853 of what is in this registration 684 00:23:35,853 --> 00:23:37,911 and determine at that point if 685 00:23:37,911 --> 00:23:39,837 you can't show proof of use for it, 686 00:23:39,840 --> 00:23:42,066 it should be removed from the registration. 687 00:23:42,070 --> 00:23:43,948 Other advisory is going to be 688 00:23:43,948 --> 00:23:45,898 that pay the deletion fee as 689 00:23:45,898 --> 00:23:47,788 Montia has talked to us already. 690 00:23:47,790 --> 00:23:49,698 Now if you have to delete 691 00:23:49,698 --> 00:23:50,970 items from that registration, 692 00:23:50,970 --> 00:23:53,598 you're going to have to pay 693 00:23:53,598 --> 00:23:55,350 that $250 per class. 694 00:23:55,350 --> 00:23:57,246 As well as possibly the deficiency 695 00:23:57,246 --> 00:23:58,907 surcharge so the advisor advisory 696 00:23:58,907 --> 00:24:00,959 in the First Office action about 697 00:24:00,959 --> 00:24:02,712 potentially needing to pay the 698 00:24:02,712 --> 00:24:04,372 deficiency surcharge based on the 699 00:24:04,372 --> 00:24:05,700 timelines that we've discussed. 700 00:24:08,220 --> 00:24:10,524 The initial office action also warns 701 00:24:10,524 --> 00:24:13,327 that if you don't satisfy the audit 702 00:24:13,327 --> 00:24:16,113 in your response is a possibility that 703 00:24:16,189 --> 00:24:18,744 you will get a second office action, 704 00:24:18,750 --> 00:24:21,480 which will escalate the audit to a request 705 00:24:21,480 --> 00:24:24,301 for proof of use for everything remaining 706 00:24:24,301 --> 00:24:27,329 without proof of use in the audited class. 707 00:24:27,330 --> 00:24:29,235 Finally, you are given response 708 00:24:29,235 --> 00:24:32,010 guidelines that if you do not respond, 709 00:24:32,010 --> 00:24:33,960 the entire registration is cancelled. 710 00:24:33,960 --> 00:24:38,240 There is no partial aspect to an audit. 711 00:24:38,240 --> 00:24:39,528 In audit review, essentially, 712 00:24:39,528 --> 00:24:41,138 if you do not respond, 713 00:24:41,140 --> 00:24:43,303 even if several classes were not subject 714 00:24:43,303 --> 00:24:45,501 to audit and and the initial office 715 00:24:45,501 --> 00:24:47,730 action will let you know what classes 716 00:24:47,730 --> 00:24:49,830 are being requested in which ones. 717 00:24:49,830 --> 00:24:51,118 If it's not mentioned, 718 00:24:51,118 --> 00:24:52,728 likely it's not under audit, 719 00:24:52,730 --> 00:24:54,340 but if you don't respond, 720 00:24:54,340 --> 00:24:55,950 the whole thing gets canceled, 721 00:24:55,950 --> 00:24:57,560 so keep that in mind. 722 00:24:57,560 --> 00:24:59,170 Going back to the deadlines, 723 00:24:59,170 --> 00:25:01,284 your response deadline is going to be 724 00:25:01,284 --> 00:25:04,174 six months to respond or to the end of 725 00:25:04,174 --> 00:25:05,930 the relevant statutory filing period, 726 00:25:05,930 --> 00:25:06,920 whatever is longer. 727 00:25:06,920 --> 00:25:08,570 So if you file early. 728 00:25:08,570 --> 00:25:10,607 In your renewal pair, let's say in 729 00:25:10,607 --> 00:25:12,528 the very beginning of the fifth year, 730 00:25:12,530 --> 00:25:13,940 and you're getting office action 731 00:25:13,940 --> 00:25:14,504 fairly quick, 732 00:25:14,510 --> 00:25:16,166 you might have a response period 733 00:25:16,166 --> 00:25:18,188 quite a bit longer than six months. 734 00:25:18,190 --> 00:25:20,737 Maybe 10-11 months won't be more than a year, 735 00:25:20,740 --> 00:25:25,024 but you have quite a long horizon to respond. 736 00:25:25,030 --> 00:25:28,206 So now that you've gotten your office action. 737 00:25:28,210 --> 00:25:28,525 What? 738 00:25:28,525 --> 00:25:30,415 What is your strategy to respond? 739 00:25:30,420 --> 00:25:32,625 But we encourage a strategy to complete 740 00:25:32,625 --> 00:25:34,827 an entire audit in a single response. 741 00:25:34,830 --> 00:25:36,734 This is perhaps to keep costs down 742 00:25:36,734 --> 00:25:38,918 or just a matter of efficiency, 743 00:25:38,920 --> 00:25:41,125 but you can resolve everything you need, 744 00:25:41,130 --> 00:25:43,014 hopefully in an audit in one 745 00:25:43,014 --> 00:25:43,956 single response back. 746 00:25:43,960 --> 00:25:46,456 If you have proof of use for what 747 00:25:46,456 --> 00:25:48,080 we've asked for, that's great. 748 00:25:48,080 --> 00:25:50,355 We will eagerly await that proof of 749 00:25:50,355 --> 00:25:52,465 use in a response and review it, 750 00:25:52,470 --> 00:25:54,360 but help us out by labeling, 751 00:25:54,360 --> 00:25:55,930 describing exactly what it is 752 00:25:55,930 --> 00:25:56,558 you're submitting. 753 00:25:56,560 --> 00:25:58,185 It's not always obvious what 754 00:25:58,185 --> 00:25:59,485 we're looking at sometimes. 755 00:25:59,490 --> 00:26:01,758 Some goods are clearly very obvious, 756 00:26:01,760 --> 00:26:03,650 but more often than not, 757 00:26:03,650 --> 00:26:05,540 especially commercial or industrial items, 758 00:26:05,540 --> 00:26:07,584 let us know clearly in the form 759 00:26:07,584 --> 00:26:10,069 or on your attachments somewhere. 760 00:26:10,070 --> 00:26:12,338 This image described is this goods, 761 00:26:12,340 --> 00:26:12,723 phrases, 762 00:26:12,723 --> 00:26:15,404 or sentences like photo of mark on 763 00:26:15,404 --> 00:26:18,386 goods is not super helpful to us when, 764 00:26:18,390 --> 00:26:21,324 when looking at non ordinary or 765 00:26:21,324 --> 00:26:24,209 just not obvious kind of items. 766 00:26:24,210 --> 00:26:26,148 I give you examples, I watch, 767 00:26:26,150 --> 00:26:29,057 I'll talk about this in the moment as well. 768 00:26:29,060 --> 00:26:30,348 So in your response, 769 00:26:30,348 --> 00:26:31,958 as a matter of strategy, 770 00:26:31,960 --> 00:26:34,570 if you have determined other items 771 00:26:34,570 --> 00:26:37,151 in your registration are not avail 772 00:26:37,151 --> 00:26:39,449 for proof of you should delete 773 00:26:39,449 --> 00:26:41,986 those items as well as pay the fee. 774 00:26:41,990 --> 00:26:44,216 And again also pay that deficiency 775 00:26:44,216 --> 00:26:46,050 surcharge if it is due. 776 00:26:46,050 --> 00:26:48,084 If deletions are being made or 777 00:26:48,084 --> 00:26:49,919 there's any other item deficiency 778 00:26:49,919 --> 00:26:51,949 in the first Office action, 779 00:26:51,950 --> 00:26:54,818 perhaps responding to a specimen refusal. 780 00:26:54,820 --> 00:26:57,400 Uh. 781 00:26:57,400 --> 00:26:59,374 If you do have to provide additional 782 00:26:59,374 --> 00:27:01,315 proof of use for the remaining 783 00:27:01,315 --> 00:27:02,695 items in a registration, 784 00:27:02,700 --> 00:27:04,884 make sure you label those as well. 785 00:27:04,890 --> 00:27:06,405 Lots of situations where you 786 00:27:06,405 --> 00:27:07,920 may have numerous strings of 787 00:27:07,981 --> 00:27:08,938 goods or services, 788 00:27:08,940 --> 00:27:10,977 and the more you provide to us 789 00:27:10,977 --> 00:27:12,999 on what exactly we're looking at, 790 00:27:13,000 --> 00:27:15,212 and so we can match up what's 791 00:27:15,212 --> 00:27:16,740 in the registration to us 792 00:27:16,740 --> 00:27:18,300 In your response, the better. 793 00:27:20,900 --> 00:27:22,324 Provide charts, lists, tables, 794 00:27:22,324 --> 00:27:24,104 exhibits that describe proof of use in, 795 00:27:24,110 --> 00:27:25,277 in large documents. 796 00:27:25,277 --> 00:27:28,000 These files can become voluminous if you 797 00:27:28,072 --> 00:27:30,536 have a long list of goods or services. 798 00:27:30,540 --> 00:27:32,754 It's very helpful if we have 799 00:27:32,754 --> 00:27:35,179 some kind of index to rely on. 800 00:27:35,180 --> 00:27:37,226 Exhibit A goes to shirts and 801 00:27:37,226 --> 00:27:39,110 exhibit B goes to pants. 802 00:27:39,110 --> 00:27:41,958 I mean I get those are obvious goods, 803 00:27:41,960 --> 00:27:44,284 but obviously you can imagine in your 804 00:27:44,284 --> 00:27:46,495 head if you're dealing with paper 805 00:27:46,495 --> 00:27:48,793 shredding machines or lawn equipment in 806 00:27:48,793 --> 00:27:51,476 a in a commercial setting or whatnot. 807 00:27:51,480 --> 00:27:53,808 The more the more you provide to us, 808 00:27:53,810 --> 00:27:55,556 the more it's going to help 809 00:27:55,556 --> 00:27:56,429 review your response. 810 00:27:56,430 --> 00:27:57,578 Also, things like instruction 811 00:27:57,578 --> 00:27:59,300 manuals that might have a mark 812 00:27:59,353 --> 00:28:00,788 in it using acceptable manner, 813 00:28:00,790 --> 00:28:03,118 but that manual might be 200 pages long. 814 00:28:03,120 --> 00:28:05,505 Let us know where in that manual the mark 815 00:28:05,505 --> 00:28:08,069 is there starting to fish around for it. 816 00:28:08,070 --> 00:28:10,980 You run the risk that we might just miss it, 817 00:28:10,980 --> 00:28:13,308 which of course we don't want to do, 818 00:28:13,310 --> 00:28:15,050 but you know it can happen. 819 00:28:15,050 --> 00:28:17,330 So let us know on page 83 of 820 00:28:17,330 --> 00:28:19,128 whatever manual the mark is there, 821 00:28:19,130 --> 00:28:20,338 and it describes whatever 822 00:28:20,338 --> 00:28:21,546 it's supposed to describe. 823 00:28:21,550 --> 00:28:22,564 In the manual, 824 00:28:22,564 --> 00:28:23,916 don't resubmit evidence already 825 00:28:23,916 --> 00:28:24,930 in PTO records. 826 00:28:24,930 --> 00:28:27,030 USPTO records from past filings 827 00:28:27,030 --> 00:28:28,990 just creates a possible flag of 828 00:28:28,990 --> 00:28:31,006 Is this proof of current use? 829 00:28:31,010 --> 00:28:33,327 I'm sure you can think of examples 830 00:28:33,327 --> 00:28:35,475 where the picture of goods from 831 00:28:35,475 --> 00:28:37,653 prior filing might be the identical 832 00:28:37,653 --> 00:28:39,796 picture of the good that exist now, 833 00:28:39,800 --> 00:28:42,264 but the point is that because that same 834 00:28:42,264 --> 00:28:44,537 image was submitted years ago, well, 835 00:28:44,537 --> 00:28:46,896 is it really showing use right now? 836 00:28:46,900 --> 00:28:49,266 It may, but it also may not, 837 00:28:49,270 --> 00:28:51,559 and that's when the risk of prior 838 00:28:51,559 --> 00:28:53,379 filings with this date stamps. 839 00:28:53,380 --> 00:28:54,346 On those images, 840 00:28:54,346 --> 00:28:56,278 you don't want to submit a date stamped 841 00:28:56,278 --> 00:28:58,407 from prior years ago when you're 842 00:28:58,407 --> 00:29:00,460 saying its current use right now. 843 00:29:00,460 --> 00:29:03,070 What if we can't figure out 844 00:29:03,070 --> 00:29:04,810 what is being submitted? 845 00:29:04,810 --> 00:29:07,026 You may end up getting another office 846 00:29:07,026 --> 00:29:09,003 action with a request for information 847 00:29:09,003 --> 00:29:11,049 and that request for information might 848 00:29:11,107 --> 00:29:13,027 ask for additional photographs or 849 00:29:13,027 --> 00:29:14,947 documentation supporting proof of use. 850 00:29:14,950 --> 00:29:17,358 This comes up often with the items 851 00:29:17,358 --> 00:29:19,428 where photographs are zoomed in and 852 00:29:19,428 --> 00:29:21,703 they show the mark physically on goods, 853 00:29:21,710 --> 00:29:23,395 but there's no broader view 854 00:29:23,395 --> 00:29:24,743 of what the final, 855 00:29:24,750 --> 00:29:26,078 what the goods are, 856 00:29:26,078 --> 00:29:28,810 and it could be a variety of items, 857 00:29:28,810 --> 00:29:31,506 so we might so we encourage multiple images. 858 00:29:31,510 --> 00:29:32,230 Sometimes if, 859 00:29:32,230 --> 00:29:35,619 let's say an example of a label sewn in on. 860 00:29:35,620 --> 00:29:37,050 On a waistband of clothing, 861 00:29:37,050 --> 00:29:38,766 well that waist band can show pants. 862 00:29:38,770 --> 00:29:41,050 It could show shorts that could show skirts, 863 00:29:41,050 --> 00:29:42,270 capris, a whole variety. 864 00:29:42,270 --> 00:29:44,100 So submit maybe the close-up image 865 00:29:44,151 --> 00:29:45,336 and a zoomed out image. 866 00:29:45,340 --> 00:29:47,628 If you run the risk of getting RFI, 867 00:29:47,630 --> 00:29:48,774 it request for information. 868 00:29:48,774 --> 00:29:49,918 It delays the process, 869 00:29:49,920 --> 00:29:51,782 but you also run the risk of 870 00:29:51,782 --> 00:29:53,509 getting a second office action if 871 00:29:53,509 --> 00:29:55,890 we just don't think proof of use is 872 00:29:55,890 --> 00:29:57,624 there in that of course escalates 873 00:29:57,624 --> 00:29:59,070 the audit to another level. 874 00:30:01,530 --> 00:30:03,180 So once your responses submitted, 875 00:30:03,180 --> 00:30:04,830 if proof of uses provided, 876 00:30:04,830 --> 00:30:06,480 we will issue the acceptance. 877 00:30:06,480 --> 00:30:08,685 If proof of use is not provided 878 00:30:08,685 --> 00:30:10,439 for what we asked for, 879 00:30:10,440 --> 00:30:12,252 but deletions have been made and 880 00:30:12,252 --> 00:30:14,400 perfect use exists for everything else, 881 00:30:14,400 --> 00:30:16,710 we will issue the acceptance as well, 882 00:30:16,710 --> 00:30:19,020 as long as all fees are paid. 883 00:30:23,010 --> 00:30:24,418 However, if the response 884 00:30:24,418 --> 00:30:26,178 does not resolve all issues, 885 00:30:26,180 --> 00:30:28,406 a second office action will issue 886 00:30:28,406 --> 00:30:30,536 and your second Office action is 887 00:30:30,536 --> 00:30:32,816 going to ask for proof of use for 888 00:30:32,888 --> 00:30:35,198 all the remaining goods or services 889 00:30:35,198 --> 00:30:37,091 in the audited classes without 890 00:30:37,091 --> 00:30:38,846 without acceptable proof of use, 891 00:30:38,850 --> 00:30:40,610 and it will include listing 892 00:30:40,610 --> 00:30:42,018 of any outstanding fees. 893 00:30:42,020 --> 00:30:43,424 Your second office action 894 00:30:43,424 --> 00:30:44,828 has multiple component parts. 895 00:30:44,830 --> 00:30:47,478 The first part of a second office action 896 00:30:47,478 --> 00:30:50,470 will give your status of what any situation, 897 00:30:50,470 --> 00:30:53,080 any issues that have been resolved. 898 00:30:53,080 --> 00:30:55,117 And then what is outstanding and it 899 00:30:55,117 --> 00:30:57,372 will indicate if you have made any 900 00:30:57,372 --> 00:30:59,352 deletion requests in your first response, 901 00:30:59,360 --> 00:31:01,094 it will note that deletions for 902 00:31:01,094 --> 00:31:02,673 the requested goods or services 903 00:31:02,673 --> 00:31:03,759 have been entered. 904 00:31:03,760 --> 00:31:05,846 The second Office action will have a 905 00:31:05,846 --> 00:31:08,299 list of all the goods and services that 906 00:31:08,299 --> 00:31:11,287 do have proof of use in the audited classes, 907 00:31:11,290 --> 00:31:13,819 and then it will also include a list of 908 00:31:13,819 --> 00:31:16,317 all the goods or services that do not 909 00:31:16,317 --> 00:31:19,138 have proof of use in the auditing classes, 910 00:31:19,140 --> 00:31:20,082 in which miss, 911 00:31:20,082 --> 00:31:22,280 which must be shown in a response, 912 00:31:22,280 --> 00:31:23,004 if any. 913 00:31:23,004 --> 00:31:25,176 Proof of use submitted in the 914 00:31:25,176 --> 00:31:26,880 first response was rejected. 915 00:31:26,880 --> 00:31:28,560 That second office action will 916 00:31:28,560 --> 00:31:30,240 include an explanation of why 917 00:31:30,303 --> 00:31:31,927 the proof of use was unacceptable, 918 00:31:31,930 --> 00:31:34,252 and then then the second office 919 00:31:34,252 --> 00:31:37,246 actual also go through all the issues 920 00:31:37,246 --> 00:31:39,536 and indicate what additional fees 921 00:31:39,536 --> 00:31:41,818 are outstanding and what maybe do. 922 00:31:41,820 --> 00:31:43,124 Response response is submitted 923 00:31:43,124 --> 00:31:44,754 to the SEC Office action. 924 00:31:44,760 --> 00:31:47,152 We do the same analysis we do after 925 00:31:47,152 --> 00:31:49,602 First Office action or all of the 926 00:31:49,602 --> 00:31:51,382 underlying issues in the maintenance 927 00:31:51,446 --> 00:31:53,630 filing resolved as proof of use been 928 00:31:53,630 --> 00:31:56,285 shown for all of the goods or services 929 00:31:56,285 --> 00:31:58,499 without proof of use and if so, 930 00:31:58,500 --> 00:32:00,130 and all fees are paid, 931 00:32:00,130 --> 00:32:03,924 we will issue the notice of acceptance. 932 00:32:03,930 --> 00:32:05,018 And if not, well, 933 00:32:05,018 --> 00:32:07,040 then we'll go to the next step, 934 00:32:07,040 --> 00:32:09,270 which is 1/3 office action. 935 00:32:09,270 --> 00:32:10,650 But that second action, 936 00:32:10,650 --> 00:32:12,720 that second office action when it 937 00:32:12,787 --> 00:32:14,857 gets issued the response is similar 938 00:32:14,857 --> 00:32:16,910 to the first response deadlines. 939 00:32:16,910 --> 00:32:19,316 You will have six months to 940 00:32:19,316 --> 00:32:21,887 respond to a second office action 941 00:32:21,887 --> 00:32:24,939 or to the end of the statutory 942 00:32:24,939 --> 00:32:27,597 filing period if that is longer. 943 00:32:27,600 --> 00:32:29,190 Now before we talk about 944 00:32:29,190 --> 00:32:30,462 the third office action, 945 00:32:30,470 --> 00:32:32,060 let's go pivot right back 946 00:32:32,060 --> 00:32:33,332 to the deletion fees. 947 00:32:33,340 --> 00:32:35,580 It kind of keeps popping up here. 948 00:32:35,580 --> 00:32:37,170 Your deletion fees are successive, 949 00:32:37,170 --> 00:32:39,714 so each time that a filing is made, 950 00:32:39,720 --> 00:32:41,310 once an audit has started 951 00:32:41,310 --> 00:32:42,582 and deletions are made, 952 00:32:42,590 --> 00:32:44,426 the fee must be paid again 953 00:32:44,426 --> 00:32:46,100 and the fee is paid. 954 00:32:46,100 --> 00:32:48,962 If it's just a couple of goods or services, 955 00:32:48,970 --> 00:32:50,250 or an entire class. 956 00:32:52,940 --> 00:32:55,788 An example of how the fees are successive. 957 00:32:55,790 --> 00:32:57,920 So in a response to the 958 00:32:57,920 --> 00:32:58,985 initial office action, 959 00:32:58,990 --> 00:33:01,475 ABC company deletes goods from 3 classes, 960 00:33:01,480 --> 00:33:04,184 so that would be fees of $750 and 961 00:33:04,184 --> 00:33:06,110 deletions in response to the, 962 00:33:06,110 --> 00:33:08,246 but the audit was not satisfied, 963 00:33:08,250 --> 00:33:10,954 so a second office action goes out and 964 00:33:10,954 --> 00:33:13,587 in response to the Second Office action, 965 00:33:13,590 --> 00:33:15,014 ABC company deletes goods 966 00:33:15,014 --> 00:33:17,150 from two of the same classes. 967 00:33:17,150 --> 00:33:19,654 At that point they've now incurred the 968 00:33:19,654 --> 00:33:22,127 equivalent of five times of classification, 969 00:33:22,130 --> 00:33:23,346 so 1200 and $50. 970 00:33:23,346 --> 00:33:24,866 Patient feels you can see 971 00:33:24,866 --> 00:33:26,568 how these fees escalate. 972 00:33:26,570 --> 00:33:28,614 If a strategy of not resolving everything 973 00:33:28,614 --> 00:33:30,627 in the first action is not taken. 974 00:33:32,790 --> 00:33:34,862 So let's go back to auto procedure 975 00:33:34,862 --> 00:33:36,290 with the office actions. 976 00:33:36,290 --> 00:33:38,783 We're now at the point we got to 1/3 977 00:33:38,783 --> 00:33:41,375 office action in your third office action, 978 00:33:41,380 --> 00:33:43,852 and this is where practice has changed a 979 00:33:43,852 --> 00:33:46,460 lot since the fear rule came into effect, 980 00:33:46,460 --> 00:33:49,043 we used to have the ability of a partial 981 00:33:49,043 --> 00:33:51,501 third office action which would set out 982 00:33:51,501 --> 00:33:53,780 items which don't have proof of use. 983 00:33:53,780 --> 00:33:56,324 And if you did not respond you didn't 984 00:33:56,324 --> 00:33:58,228 do anything, then the office would 985 00:33:58,228 --> 00:33:59,813 delete those goods and services, 986 00:33:59,820 --> 00:34:01,728 but that does not exist anymore. 987 00:34:01,730 --> 00:34:04,016 The new procedures after the rule. 988 00:34:04,020 --> 00:34:06,337 Makes the third office action into a 989 00:34:06,337 --> 00:34:08,624 notice that will list what goods and 990 00:34:08,624 --> 00:34:10,780 services do not have proof of use. 991 00:34:10,780 --> 00:34:12,580 It will provide arguments for any 992 00:34:12,580 --> 00:34:14,850 rejected proof of use submitted with the 993 00:34:14,850 --> 00:34:17,216 Second Office action that was not accepted, 994 00:34:17,220 --> 00:34:19,152 and then it will give you 995 00:34:19,152 --> 00:34:20,440 a revised response options. 996 00:34:20,440 --> 00:34:22,366 So this is the new procedure. 997 00:34:22,370 --> 00:34:24,055 Your revised response options are 998 00:34:24,055 --> 00:34:26,401 two or three ways of handling to 999 00:34:26,401 --> 00:34:28,487 based on where you are in time. 1000 00:34:28,490 --> 00:34:30,513 The first is that you can file 1001 00:34:30,513 --> 00:34:32,520 a petition to the director and 1002 00:34:32,520 --> 00:34:34,662 that's if you disagree with the. 1003 00:34:34,670 --> 00:34:35,780 Audit examiners findings. 1004 00:34:35,780 --> 00:34:36,150 Or, 1005 00:34:36,150 --> 00:34:39,142 if you wish to have new proof of 1006 00:34:39,142 --> 00:34:41,236 use or additional proof of use, 1007 00:34:41,240 --> 00:34:44,088 submitted for review so you will have a 1008 00:34:44,088 --> 00:34:47,112 six months to respond and you can file a 1009 00:34:47,112 --> 00:34:50,000 petition to the director for those issues. 1010 00:34:50,000 --> 00:34:51,170 In the alternative, 1011 00:34:51,170 --> 00:34:53,510 you can file a post registration 1012 00:34:53,510 --> 00:34:56,004 response to office action through the T 1013 00:34:56,004 --> 00:34:58,484 system and request the deletion of any 1014 00:34:58,484 --> 00:35:00,948 goods or services without proof of use. 1015 00:35:00,950 --> 00:35:03,414 That is the only kind of response 1016 00:35:03,414 --> 00:35:05,090 that we will accept. 1017 00:35:05,090 --> 00:35:07,340 Of a post registration response form. 1018 00:35:07,340 --> 00:35:08,459 At this stage, 1019 00:35:08,459 --> 00:35:10,324 any substantive argument or substantive 1020 00:35:10,324 --> 00:35:11,873 response or additional evidence 1021 00:35:11,873 --> 00:35:14,470 provided that way will not be reviewed. 1022 00:35:14,470 --> 00:35:15,080 We will. 1023 00:35:15,080 --> 00:35:17,215 We will send you an office action 1024 00:35:17,215 --> 00:35:19,339 that acknowledges that response, 1025 00:35:19,340 --> 00:35:21,692 but that it's not being reviewed 1026 00:35:21,692 --> 00:35:24,245 and that the original timelines in 1027 00:35:24,245 --> 00:35:26,969 a third office action are maintained. 1028 00:35:26,970 --> 00:35:28,553 If there is time left, however, 1029 00:35:28,553 --> 00:35:30,394 before the end of the grace period, 1030 00:35:30,400 --> 00:35:32,776 you can file a new Section 8 or 71, 1031 00:35:32,780 --> 00:35:35,420 but you will pay all the new fees for that, 1032 00:35:35,420 --> 00:35:37,184 and any deletions made to the registration 1033 00:35:37,184 --> 00:35:38,850 up to that point will remain. 1034 00:35:38,850 --> 00:35:40,698 Now that you don't escape the audit, 1035 00:35:40,700 --> 00:35:42,278 so you can still do that, 1036 00:35:42,280 --> 00:35:44,114 you still have the benefit of filing 1037 00:35:44,114 --> 00:35:45,980 before the end of the grace period, 1038 00:35:45,980 --> 00:35:48,680 but it does come with its 1039 00:35:48,680 --> 00:35:50,480 own set of challenges. 1040 00:35:50,480 --> 00:35:51,467 As I noted, 1041 00:35:51,467 --> 00:35:53,112 response deadlines for 3rd office 1042 00:35:53,112 --> 00:35:55,054 actions are different than the 1st 1043 00:35:55,054 --> 00:35:56,890 and 2nd Office Action No later 1044 00:35:56,950 --> 00:35:58,648 than six months from the issue 1045 00:35:58,648 --> 00:36:00,096 date of the office action, 1046 00:36:00,096 --> 00:36:02,308 both for filing a petition or for 1047 00:36:02,308 --> 00:36:04,167 requesting that the goods or services 1048 00:36:04,167 --> 00:36:06,296 are deleted with payment of all fees 1049 00:36:06,296 --> 00:36:08,144 in that response to office action. 1050 00:36:08,150 --> 00:36:10,320 If no response comes in at all, 1051 00:36:10,320 --> 00:36:12,180 the entire registration will be cancelled. 1052 00:36:15,400 --> 00:36:17,510 Alright, so taking a little 1053 00:36:17,510 --> 00:36:18,776 break from procedure, 1054 00:36:18,780 --> 00:36:20,364 let's talk some results. 1055 00:36:20,364 --> 00:36:23,274 This chart here shows results of data 1056 00:36:23,274 --> 00:36:26,730 programs through April 30th, 2021. 1057 00:36:26,730 --> 00:36:29,442 And we've issued just under 15,000 1058 00:36:29,442 --> 00:36:32,400 first actions by the end of April, 1059 00:36:32,400 --> 00:36:35,346 and 11,820 responses come in in 1060 00:36:35,346 --> 00:36:37,310 that disparity between issued 1061 00:36:37,394 --> 00:36:39,809 in response is that has to be. 1062 00:36:39,810 --> 00:36:41,990 That's due partially to cancellations, 1063 00:36:41,990 --> 00:36:45,358 so up until that point we had roughly 1064 00:36:45,358 --> 00:36:47,611 1500 cancellations and the remaining 1065 00:36:47,611 --> 00:36:50,275 number is just pending files where 1066 00:36:50,275 --> 00:36:52,450 office actions have gone out, 1067 00:36:52,450 --> 00:36:54,665 but responses haven't come in 1068 00:36:54,665 --> 00:36:56,880 yet of responses received it. 1069 00:36:56,880 --> 00:37:00,280 6087 registrations have deleted goods, 1070 00:37:00,280 --> 00:37:05,518 services or classes and that's 51%. 1071 00:37:05,520 --> 00:37:07,725 51% so more than half of all 1072 00:37:07,725 --> 00:37:09,104 registrations who have submitted 1073 00:37:09,104 --> 00:37:11,324 a response have deleted at least 1074 00:37:11,324 --> 00:37:13,060 something in that response. 1075 00:37:13,060 --> 00:37:15,220 When you factor in the cancellation 1076 00:37:15,220 --> 00:37:17,010 rate that goes to 57%. 1077 00:37:19,160 --> 00:37:21,500 Looking at the last two lines, 1078 00:37:21,500 --> 00:37:23,840 percent represented by US attorney that 1079 00:37:23,840 --> 00:37:26,960 is at 82% have attorneys on these files, 1080 00:37:26,960 --> 00:37:29,300 and that is upset from 79% 1081 00:37:29,300 --> 00:37:30,756 when this program started. 1082 00:37:30,756 --> 00:37:33,590 It could be a variety of factors, 1083 00:37:33,590 --> 00:37:36,785 but one of them likely is that ever since 1084 00:37:36,785 --> 00:37:39,827 the US Council rule came into effect, 1085 00:37:39,830 --> 00:37:41,390 requiring US council before, 1086 00:37:41,390 --> 00:37:43,294 and domiciled entities, that is, 1087 00:37:43,294 --> 00:37:45,863 there's been an uptick of number of 1088 00:37:45,863 --> 00:37:48,690 audits for those Council representation. 1089 00:37:48,690 --> 00:37:52,299 Some additional statistics. 1090 00:37:52,300 --> 00:37:54,820 Of the 1500 or so that it's 1091 00:37:54,820 --> 00:37:56,300 actually from June 1st. 1092 00:37:56,300 --> 00:37:59,216 This is an updated hot off the press that 1093 00:37:59,216 --> 00:38:02,486 we had 15174 cancellations as of June 1st, 1094 00:38:02,490 --> 00:38:04,716 but of those 13160 were no response 1095 00:38:04,716 --> 00:38:07,588 at all to the initial office action. 1096 00:38:07,590 --> 00:38:09,858 So most of our cancellations are by 1097 00:38:09,858 --> 00:38:12,385 far most are from files where they 1098 00:38:12,385 --> 00:38:14,611 got the first action audit letter 1099 00:38:14,685 --> 00:38:17,049 and just no response was submitted. 1100 00:38:19,290 --> 00:38:21,565 We issue about 33% of all audits. 1101 00:38:21,570 --> 00:38:23,520 Go to a second office action, 1102 00:38:23,520 --> 00:38:25,470 meaning that they didn't satisfy the 1103 00:38:25,470 --> 00:38:28,102 audit in response to a First off in 1104 00:38:28,102 --> 00:38:29,687 their first office action response. 1105 00:38:29,690 --> 00:38:31,315 An about only 5% make 1106 00:38:31,315 --> 00:38:32,940 it to 1/3 office action. 1107 00:38:35,600 --> 00:38:37,945 And looking at the results 1108 00:38:37,945 --> 00:38:40,290 to date by filing basis. 1109 00:38:40,290 --> 00:38:42,782 You can see under Section 1A it's 1110 00:38:42,782 --> 00:38:44,918 slightly it's 47% have had to 1111 00:38:44,918 --> 00:38:46,698 make deletions in their responses, 1112 00:38:46,700 --> 00:38:48,902 but then you look at the 1113 00:38:48,902 --> 00:38:50,610 three foreign based 44 E, 1114 00:38:50,610 --> 00:38:52,851 66 A and one 1844 and you can see 1115 00:38:52,851 --> 00:38:54,987 it's significantly higher and this 1116 00:38:54,987 --> 00:38:56,799 has been consistent throughout 1117 00:38:56,799 --> 00:38:59,159 the life of the audit program. 1118 00:38:59,160 --> 00:39:02,005 We have been in that mid 60% range 1119 00:39:02,005 --> 00:39:04,135 for all three of those bases, 1120 00:39:04,140 --> 00:39:06,396 and so we will look to see how 1121 00:39:06,396 --> 00:39:08,432 the new feral alters these 1122 00:39:08,432 --> 00:39:10,296 statistics as that keeps. 1123 00:39:10,300 --> 00:39:11,892 Getting a diffused as 1124 00:39:11,892 --> 00:39:13,484 our program goes forward, 1125 00:39:13,490 --> 00:39:16,306 and if you were just curious in a 1126 00:39:16,306 --> 00:39:19,077 breakdown of audit percentage by basis, 1127 00:39:19,080 --> 00:39:21,705 78% of all audits are one a 1128 00:39:21,705 --> 00:39:24,224 basis and the next highest is 1129 00:39:24,224 --> 00:39:27,060 15% and that's the 66 a basis. 1130 00:39:27,060 --> 00:39:30,244 The other 44 in one one and 44. 1131 00:39:30,250 --> 00:39:34,086 You are a bit more marginal statistically. 1132 00:39:34,090 --> 00:39:36,094 This is the slide shows our 1133 00:39:36,094 --> 00:39:37,096 monthly deletion percentage. 1134 00:39:37,100 --> 00:39:38,770 This is an interesting insight. 1135 00:39:38,770 --> 00:39:40,320 It looks at the responses 1136 00:39:40,320 --> 00:39:42,299 reviewed in a month long period 1137 00:39:42,299 --> 00:39:44,109 for on a registration basis. 1138 00:39:44,110 --> 00:39:46,105 How many of those registrations 1139 00:39:46,105 --> 00:39:48,100 with the response getting reviewed 1140 00:39:48,164 --> 00:39:50,194 had a deletion and this kind of 1141 00:39:50,194 --> 00:39:52,459 fluctuates a bit up and down per month. 1142 00:39:52,460 --> 00:39:54,326 There's an asterisk for April 2021 1143 00:39:54,326 --> 00:39:56,691 because we were on hold for several 1144 00:39:56,691 --> 00:39:58,803 months while we implemented the rule, 1145 00:39:58,810 --> 00:40:00,784 but it's never since the since 1146 00:40:00,784 --> 00:40:02,809 this light goes back two years. 1147 00:40:02,810 --> 00:40:04,570 But since the program's inception. 1148 00:40:04,570 --> 00:40:07,190 We've never had less than 40% the month, 1149 00:40:07,190 --> 00:40:09,850 and we've never been higher than 60%. 1150 00:40:09,850 --> 00:40:11,516 And so this is also something that 1151 00:40:11,516 --> 00:40:13,253 we're going to chart and look to 1152 00:40:13,253 --> 00:40:14,711 see going forward with the feral 1153 00:40:14,761 --> 00:40:16,273 and whether we can start seeing 1154 00:40:16,273 --> 00:40:17,557 a trend of declining monthly 1155 00:40:17,557 --> 00:40:18,358 deletion percentage here. 1156 00:40:18,358 --> 00:40:19,960 We hope the book that will 1157 00:40:20,011 --> 00:40:21,259 see that with the new feral. 1158 00:40:25,080 --> 00:40:26,716 Responding to an audit, 1159 00:40:26,716 --> 00:40:28,761 this is a tease elektroniksystem 1160 00:40:28,761 --> 00:40:30,328 centric couple of slides. 1161 00:40:30,330 --> 00:40:32,874 Here we want to highlight a 1162 00:40:32,874 --> 00:40:35,024 few changes that were made 1163 00:40:35,024 --> 00:40:37,593 to the T system late in 2020. 1164 00:40:37,600 --> 00:40:40,000 That gave it gave specific portions 1165 00:40:40,000 --> 00:40:43,260 of the forms to respond to an audit. 1166 00:40:43,260 --> 00:40:44,508 Not only that, 1167 00:40:44,508 --> 00:40:47,004 because there are so many deletions 1168 00:40:47,004 --> 00:40:49,053 improvements were made to the 1169 00:40:49,053 --> 00:40:50,613 modification of an identification 1170 00:40:50,613 --> 00:40:53,442 of goods and services field to work 1171 00:40:53,442 --> 00:40:55,422 together with the audit portions. 1172 00:40:55,430 --> 00:40:56,948 And so looking at the slide, 1173 00:40:56,950 --> 00:40:58,990 little might be a little hard to read, 1174 00:40:58,990 --> 00:40:59,749 so I apologize. 1175 00:40:59,749 --> 00:41:00,508 And you know, 1176 00:41:00,510 --> 00:41:02,028 when you get the slide deck, 1177 00:41:02,030 --> 00:41:03,560 it'll be a little more clear, 1178 00:41:03,560 --> 00:41:05,441 but we hope you can do the best here 1179 00:41:05,441 --> 00:41:07,505 at this number 2 and the wizard asked 1180 00:41:07,505 --> 00:41:09,472 you didn't do any of the following 1181 00:41:09,472 --> 00:41:11,176 in the middle bullet point there 1182 00:41:11,180 --> 00:41:12,872 is to modify the unification of 1183 00:41:12,872 --> 00:41:14,480 goods or services you're going to 1184 00:41:14,480 --> 00:41:16,176 click yes to number 2 if you have 1185 00:41:16,226 --> 00:41:18,025 to enter any kind of deletions in 1186 00:41:18,025 --> 00:41:19,816 your response and #3 immediately below is, 1187 00:41:19,816 --> 00:41:21,340 you need to respond to approve, 1188 00:41:21,340 --> 00:41:21,840 use, audit, 1189 00:41:21,840 --> 00:41:23,340 so you want to make sure 1190 00:41:23,340 --> 00:41:24,638 two and three or yes, 1191 00:41:24,640 --> 00:41:25,970 if you're making any deletions. 1192 00:41:25,970 --> 00:41:27,788 You're not making any deletions and 1193 00:41:27,788 --> 00:41:29,489 just submitting proof of use then 1194 00:41:29,489 --> 00:41:31,225 only three has to be yes and less. 1195 00:41:31,230 --> 00:41:33,255 Another issue has to get 1196 00:41:33,255 --> 00:41:35,280 addressed from the other options. 1197 00:41:35,280 --> 00:41:37,890 And what this looks like is when you go 1198 00:41:37,890 --> 00:41:40,820 to make your goods and services changes, 1199 00:41:40,820 --> 00:41:42,445 there's a track changes feature 1200 00:41:42,445 --> 00:41:45,163 and in this grey box at the very 1201 00:41:45,163 --> 00:41:46,878 bottom it says modify identification 1202 00:41:46,878 --> 00:41:49,416 and so your ID will populate in 1203 00:41:49,416 --> 00:41:51,196 their annual highlight with your 1204 00:41:51,200 --> 00:41:52,584 mouse or highlighting device. 1205 00:41:52,584 --> 00:41:55,688 Any of the text that you wish to delete, 1206 00:41:55,690 --> 00:41:57,906 and if you hit the delete button it 1207 00:41:57,906 --> 00:42:00,188 will then strikethrough that wording, 1208 00:42:00,190 --> 00:42:02,894 and so once you've ended all of that 1209 00:42:02,894 --> 00:42:05,569 and you hit continue in the form. 1210 00:42:05,570 --> 00:42:07,465 It'll reflect those changes elsewhere 1211 00:42:07,465 --> 00:42:10,310 in the TS form and my elsewhere, 1212 00:42:10,310 --> 00:42:10,958 I mean. 1213 00:42:10,958 --> 00:42:13,226 Here in the proof of use portion 1214 00:42:13,226 --> 00:42:15,893 this is only a portion of the proof 1215 00:42:15,893 --> 00:42:18,019 of use section of the TS form. 1216 00:42:18,020 --> 00:42:19,973 But if you look at the current 1217 00:42:19,973 --> 00:42:21,746 listing of good and services for 1218 00:42:21,746 --> 00:42:24,030 class in this case is the Class 25. 1219 00:42:24,030 --> 00:42:25,455 It will reflect the modified 1220 00:42:25,455 --> 00:42:26,595 ID from the deletions, 1221 00:42:26,600 --> 00:42:28,700 and this is very helpful because if 1222 00:42:28,700 --> 00:42:30,766 you are deleting all sorts of items 1223 00:42:30,766 --> 00:42:32,890 and you have to provide proof of use, 1224 00:42:32,890 --> 00:42:34,556 you really only want to look at 1225 00:42:34,556 --> 00:42:36,317 what it is that you're providing 1226 00:42:36,317 --> 00:42:38,291 proof of use when you're adding 1227 00:42:38,291 --> 00:42:40,038 your images to the form here, 1228 00:42:40,040 --> 00:42:42,259 so your modified ID will show up. 1229 00:42:42,260 --> 00:42:44,090 In this table and select the 1230 00:42:44,090 --> 00:42:45,985 first radio button proof of use 1231 00:42:45,985 --> 00:42:47,510 provided below for this class. 1232 00:42:47,510 --> 00:42:49,680 This will then refresh and it will. 1233 00:42:49,680 --> 00:42:52,236 It will show a series of boxes where you 1234 00:42:52,236 --> 00:42:55,237 can attach your proof of use and describe it. 1235 00:42:55,240 --> 00:42:56,780 I wanted to highlight two 1236 00:42:56,780 --> 00:42:58,012 portions of the forms. 1237 00:42:58,020 --> 00:42:59,560 First it says auto good. 1238 00:42:59,560 --> 00:43:01,110 Just service with the red 1239 00:43:01,110 --> 00:43:02,350 assets are acquired box, 1240 00:43:02,350 --> 00:43:04,506 so that's where you would type in. 1241 00:43:04,510 --> 00:43:06,736 Proof of you submitted for and you 1242 00:43:06,736 --> 00:43:08,587 would indicate that the name of 1243 00:43:08,587 --> 00:43:10,526 the goods or services that we asked 1244 00:43:10,590 --> 00:43:12,390 for and then immediately below 1245 00:43:12,390 --> 00:43:14,190 it says describe the attached. 1246 00:43:14,190 --> 00:43:15,234 Evidence for this item. 1247 00:43:15,234 --> 00:43:17,899 This goes back to what I referenced earlier, 1248 00:43:17,900 --> 00:43:19,874 where a phrase like image of mark 1249 00:43:19,874 --> 00:43:21,920 on goods is not super helpful, 1250 00:43:21,920 --> 00:43:23,880 so you want to take this time 1251 00:43:23,880 --> 00:43:25,620 to use this require box. 1252 00:43:25,620 --> 00:43:27,480 Indicate you know Mark on sweatshirt 1253 00:43:27,480 --> 00:43:30,069 goods or you want to be as precise as 1254 00:43:30,069 --> 00:43:32,110 possible and if it's more complicated, 1255 00:43:32,110 --> 00:43:33,660 kind of proves being offered. 1256 00:43:33,660 --> 00:43:36,243 Take the time to use that box to describe 1257 00:43:36,243 --> 00:43:38,290 exactly what it is you're submitting. 1258 00:43:38,290 --> 00:43:41,330 The more context, the better. 1259 00:43:41,330 --> 00:43:43,670 At the very bottom of this image is a boxes. 1260 00:43:43,670 --> 00:43:45,259 Click here to attach a proof of 1261 00:43:45,259 --> 00:43:46,821 use that just does the upload or 1262 00:43:46,821 --> 00:43:48,371 that you have a lot of flexibility 1263 00:43:48,371 --> 00:43:50,427 in these forms to put all the data 1264 00:43:50,427 --> 00:43:51,860 that we need in various places. 1265 00:43:51,860 --> 00:43:52,992 So don't be shy, 1266 00:43:52,992 --> 00:43:55,870 get all of it into the form and you can 1267 00:43:55,870 --> 00:43:58,688 give us as much as we can to look at. 1268 00:43:58,690 --> 00:43:58,997 Lastly, 1269 00:43:58,997 --> 00:44:00,839 the this slide shows the fees 1270 00:44:00,839 --> 00:44:02,130 as the topic does, 1271 00:44:02,130 --> 00:44:03,695 or the last question the 1272 00:44:03,695 --> 00:44:05,260 wizard is going to be. 1273 00:44:05,260 --> 00:44:07,660 Do you have to submit any fees and 1274 00:44:07,660 --> 00:44:10,270 as long as they submit yes to that, 1275 00:44:10,270 --> 00:44:12,349 it will trigger the menu and this 1276 00:44:12,349 --> 00:44:14,030 slide shows the very bottom. 1277 00:44:14,030 --> 00:44:15,920 Here in this red box the last 1278 00:44:15,920 --> 00:44:18,543 item is the deletion fee an on the 1279 00:44:18,543 --> 00:44:20,288 right you'll see a multiplier, 1280 00:44:20,290 --> 00:44:22,250 so you can use that multiplier to 1281 00:44:22,250 --> 00:44:24,426 get to the right amount that you 1282 00:44:24,426 --> 00:44:27,100 have to submit for your fees as we 1283 00:44:27,100 --> 00:44:29,200 talked about with six successive fees. 1284 00:44:29,200 --> 00:44:31,376 You might need to do a little bit 1285 00:44:31,376 --> 00:44:33,050 of math to calculate it, 1286 00:44:33,050 --> 00:44:35,322 but you can do that all here and 1287 00:44:35,322 --> 00:44:36,300 then immediately above. 1288 00:44:36,300 --> 00:44:37,780 That is the deficiency fee, 1289 00:44:37,780 --> 00:44:39,538 so they are paired together and 1290 00:44:39,538 --> 00:44:41,339 that's where you can handle it. 1291 00:44:41,340 --> 00:44:42,846 Selecting all the right fees and 1292 00:44:42,846 --> 00:44:44,629 take care of the payment at 1293 00:44:44,629 --> 00:44:46,065 the appropriate payment screen. 1294 00:44:46,070 --> 00:44:48,030 And with that I will turn this 1295 00:44:48,030 --> 00:44:49,330 back over to Montia. 1296 00:44:49,330 --> 00:44:49,655 Yeah, 1297 00:44:49,655 --> 00:44:51,930 just going to bring us home in 1298 00:44:51,930 --> 00:44:54,248 how to prepare for an audit. 1299 00:44:54,250 --> 00:44:55,984 Thank you Jordan. 1300 00:44:55,984 --> 00:44:56,562 OK, 1301 00:44:56,562 --> 00:44:59,452 waiting on the slides alright. 1302 00:44:59,460 --> 00:45:01,070 Alrighty so as Jordan mentioned 1303 00:45:01,070 --> 00:45:02,036 a little earlier, 1304 00:45:02,040 --> 00:45:03,685 we've audited almost 15,000 registrations 1305 00:45:03,685 --> 00:45:05,920 in the permanent program A since 2017, 1306 00:45:05,920 --> 00:45:08,320 and we plan to audit at least 5000 1307 00:45:08,320 --> 00:45:10,120 registrations a year going forward. 1308 00:45:10,120 --> 00:45:11,986 So there's a very good chance 1309 00:45:11,986 --> 00:45:13,613 that you'll receive an audit 1310 00:45:13,613 --> 00:45:15,515 office action at some point from 1311 00:45:15,515 --> 00:45:17,548 the stats that were just shared, 1312 00:45:17,550 --> 00:45:19,075 it's really clear that there's 1313 00:45:19,075 --> 00:45:21,596 still work to be done to prop the 1314 00:45:21,596 --> 00:45:23,151 changes in filing behavior that 1315 00:45:23,151 --> 00:45:25,534 we'd like to see to improve the 1316 00:45:25,534 --> 00:45:27,234 register integrity issues that we've 1317 00:45:27,240 --> 00:45:29,346 seen since we started the program. 1318 00:45:29,350 --> 00:45:31,758 Way back in 2012 as a pilot, 1319 00:45:31,760 --> 00:45:33,686 we do hope as your dimension 1320 00:45:33,686 --> 00:45:35,674 that the recent changes like the 1321 00:45:35,674 --> 00:45:37,921 deletion fee as well as the upcoming 1322 00:45:37,921 --> 00:45:40,228 policy changes will help to speed 1323 00:45:40,228 --> 00:45:41,383 along that improvement. 1324 00:45:41,390 --> 00:45:43,058 O will end with a few 1325 00:45:43,058 --> 00:45:44,170 reminders about the legal 1326 00:45:44,237 --> 00:45:45,873 obligations of declaration for 1327 00:45:45,873 --> 00:45:47,509 decorations and all submissions 1328 00:45:47,509 --> 00:45:49,717 to the office and provide some 1329 00:45:49,717 --> 00:45:51,709 tips for preparing for an audit. 1330 00:45:53,960 --> 00:45:58,230 So First off another reminder. 1331 00:45:58,230 --> 00:46:00,558 Hear that when about the importance 1332 00:46:00,558 --> 00:46:02,788 of accurate listing goods and services 1333 00:46:02,788 --> 00:46:05,228 that are in use in commerce in your 1334 00:46:05,299 --> 00:46:07,285 Section 8 and 71 declaration when 1335 00:46:07,285 --> 00:46:09,314 you file them with our office, 1336 00:46:09,314 --> 00:46:11,426 the person signing is swearing that 1337 00:46:11,426 --> 00:46:14,260 the mark is in use with the goods and 1338 00:46:14,260 --> 00:46:16,220 services listed in the declaration, 1339 00:46:16,220 --> 00:46:17,950 and that's a specimen submitted. 1340 00:46:17,950 --> 00:46:20,370 Show current use in commerce 1341 00:46:20,370 --> 00:46:22,790 with those goods and services. 1342 00:46:22,790 --> 00:46:25,118 And whoever signs or files that 1343 00:46:25,118 --> 00:46:26,670 declaration is certifying that, 1344 00:46:26,670 --> 00:46:28,998 to the best of their knowledge, 1345 00:46:29,000 --> 00:46:30,548 information and belief formed 1346 00:46:30,548 --> 00:46:32,096 after after an inquiry, 1347 00:46:32,100 --> 00:46:33,648 reasonable under the circumstances, 1348 00:46:33,648 --> 00:46:35,583 the contentions have evidentiary support. 1349 00:46:35,590 --> 00:46:38,266 Two things to highlight their the 1350 00:46:38,266 --> 00:46:40,050 requirements for reasonable inquiry 1351 00:46:40,120 --> 00:46:41,895 and for evidentiary support will 1352 00:46:41,895 --> 00:46:44,520 return to both of them in a moment. 1353 00:46:44,520 --> 00:46:46,925 Note that criminal penalties are 1354 00:46:46,925 --> 00:46:49,330 available for knowingly and willfully 1355 00:46:49,404 --> 00:46:51,328 making any false statements. 1356 00:46:51,330 --> 00:46:52,050 In fact, 1357 00:46:52,050 --> 00:46:54,210 all submissions with to our office 1358 00:46:54,210 --> 00:46:56,287 must comply with the requirement 1359 00:46:56,287 --> 00:46:58,007 for a reasonable inquiry, 1360 00:46:58,010 --> 00:46:59,638 an evidentiary support where 1361 00:46:59,638 --> 00:47:01,673 appropriate submissions must not be 1362 00:47:01,673 --> 00:47:03,507 presented for any improper purpose, 1363 00:47:03,510 --> 00:47:06,254 and they must comply with existing laws. 1364 00:47:06,260 --> 00:47:10,256 Sanctions are available for non compliance. 1365 00:47:10,260 --> 00:47:11,804 Returning to the requirement 1366 00:47:11,804 --> 00:47:13,348 for a reasonable inquiry, 1367 00:47:13,350 --> 00:47:15,280 what would be considered reasonable 1368 00:47:15,280 --> 00:47:17,210 is really highly fact specific. 1369 00:47:17,210 --> 00:47:18,290 So for example, 1370 00:47:18,290 --> 00:47:20,810 in cases where an attorney submits a 1371 00:47:20,884 --> 00:47:23,380 declaration that signed by a client, 1372 00:47:23,380 --> 00:47:24,880 the question of reasonableness 1373 00:47:24,880 --> 00:47:27,130 of that inquiry may depend on 1374 00:47:27,196 --> 00:47:29,072 the client sophistication and 1375 00:47:29,072 --> 00:47:30,948 experience with trademark law. 1376 00:47:30,950 --> 00:47:32,706 Attorney should ensure though, 1377 00:47:32,706 --> 00:47:34,901 that their clients understand the 1378 00:47:34,901 --> 00:47:36,932 requirement for use in commerce and 1379 00:47:36,932 --> 00:47:38,875 that their clients have taken the 1380 00:47:38,875 --> 00:47:40,987 appropriate steps to confirm use an 1381 00:47:40,987 --> 00:47:42,862 eternally an attorney general may 1382 00:47:42,862 --> 00:47:44,892 rely on information that's provided 1383 00:47:44,892 --> 00:47:47,011 by a properly educated client 1384 00:47:47,011 --> 00:47:49,489 unless the attorney has reason to 1385 00:47:49,489 --> 00:47:51,853 believe that the information is 1386 00:47:51,853 --> 00:47:53,320 inaccurate or incomplete. 1387 00:47:53,320 --> 00:47:55,590 Attorney should review all relevant 1388 00:47:55,590 --> 00:47:58,339 information and discuss with the client 1389 00:47:58,339 --> 00:48:00,781 any documents or other information that 1390 00:48:00,781 --> 00:48:03,680 appears on its face to be questionable. 1391 00:48:03,680 --> 00:48:05,148 Returning to the requirement 1392 00:48:05,148 --> 00:48:06,249 for evidentiary support, 1393 00:48:06,250 --> 00:48:08,480 consider creating a checklist by 1394 00:48:08,480 --> 00:48:11,402 listing each good and service in the 1395 00:48:11,402 --> 00:48:13,874 ID on a separate line by cutting and 1396 00:48:13,951 --> 00:48:16,466 pasting that information from TSDR. 1397 00:48:16,470 --> 00:48:19,214 And when use of a mark is confirmed, 1398 00:48:19,220 --> 00:48:21,380 take photographs of the goods print 1399 00:48:21,380 --> 00:48:23,468 supporting web pages and URLs with 1400 00:48:23,468 --> 00:48:25,526 the date of printing and keep any 1401 00:48:25,526 --> 00:48:26,612 other supporting documentation 1402 00:48:26,612 --> 00:48:29,174 for your records so that you do 1403 00:48:29,174 --> 00:48:32,390 have that evidentiary support. 1404 00:48:32,390 --> 00:48:34,952 If use of commerce can't be confirmed 1405 00:48:34,952 --> 00:48:38,190 as soon as you can and before you file 1406 00:48:38,190 --> 00:48:40,789 that Section 8 or 71 declaration, 1407 00:48:40,790 --> 00:48:43,240 take advantage of that new zero fee 1408 00:48:43,240 --> 00:48:45,601 option for filing a section several 1409 00:48:45,601 --> 00:48:47,666 requests and delete those goods, 1410 00:48:47,670 --> 00:48:49,956 services and classes from your registration, 1411 00:48:49,960 --> 00:48:52,165 proactively ensuring that IDs and 1412 00:48:52,165 --> 00:48:53,488 registrations accurately accurately 1413 00:48:53,488 --> 00:48:55,404 reflect goods and services using 1414 00:48:55,404 --> 00:48:57,348 commerce and even before you approach 1415 00:48:57,348 --> 00:48:58,830 your statutory filing deadlines 1416 00:48:58,830 --> 00:49:00,660 will be even more important. 1417 00:49:00,660 --> 00:49:02,260 Once our reexamination expungement 1418 00:49:02,260 --> 00:49:03,460 mechanisms are available. 1419 00:49:03,460 --> 00:49:05,404 So if you know that use of a mark 1420 00:49:05,404 --> 00:49:07,912 with any goods and services has been 1421 00:49:07,912 --> 00:49:09,910 permanently discontinued or never started, 1422 00:49:09,910 --> 00:49:10,492 delete them. 1423 00:49:10,492 --> 00:49:11,947 Or you should consider deleting 1424 00:49:11,947 --> 00:49:12,820 them from your 1425 00:49:12,878 --> 00:49:14,508 registration as soon as possible. 1426 00:49:14,510 --> 00:49:16,654 You do have the option still to delete 1427 00:49:16,654 --> 00:49:18,562 the goods and services within your 1428 00:49:18,562 --> 00:49:20,536 Section 8 or 71 declaration itself 1429 00:49:20,596 --> 00:49:22,484 without paying the fee, but again, 1430 00:49:22,484 --> 00:49:24,598 we really want to encourage you to 1431 00:49:24,598 --> 00:49:26,969 use that free section seven option and 1432 00:49:26,969 --> 00:49:29,458 delete them as soon as you are aware 1433 00:49:29,458 --> 00:49:32,036 that those items are not in use and 1434 00:49:32,036 --> 00:49:34,874 that there's no excusable nonuse claim. 1435 00:49:34,880 --> 00:49:36,833 And finally, we like to encourage you 1436 00:49:36,833 --> 00:49:39,441 to take a look at our updated audit web 1437 00:49:39,441 --> 00:49:41,540 page for even more information about 1438 00:49:41,540 --> 00:49:43,785 audit procedures we recently added, 1439 00:49:43,790 --> 00:49:46,044 for example proof of use examples to 1440 00:49:46,044 --> 00:49:48,971 the page to give you a sense of what 1441 00:49:48,971 --> 00:49:51,379 would be acceptable as an approved use. 1442 00:49:51,380 --> 00:49:53,420 We hope that the information provided 1443 00:49:53,420 --> 00:49:55,440 today and available on our website 1444 00:49:55,440 --> 00:49:57,240 will help you to complete that 1445 00:49:57,240 --> 00:49:58,639 audit with one response, 1446 00:49:58,640 --> 00:50:01,168 so I think that's the end of our 1447 00:50:01,168 --> 00:50:03,263 presentation and we're going to take 1448 00:50:03,263 --> 00:50:05,351 some questions and I believe that. 1449 00:50:05,360 --> 00:50:09,595 Jason Lot is going to be returning. 1450 00:50:09,600 --> 00:50:10,804 Yes, I am returning. 1451 00:50:10,804 --> 00:50:12,008 Thank you very much. 1452 00:50:12,010 --> 00:50:13,810 Montia thank you very much Jordan. 1453 00:50:13,810 --> 00:50:15,225 Alright folks, we're going to 1454 00:50:15,225 --> 00:50:17,130 now shift into the Q&A portion. 1455 00:50:17,130 --> 00:50:19,298 We know that a lot of you have 1456 00:50:19,298 --> 00:50:21,039 been sending in some questions. 1457 00:50:21,040 --> 00:50:22,979 Thank you very much for sending those 1458 00:50:22,979 --> 00:50:24,950 in some great questions coming in. 1459 00:50:24,950 --> 00:50:26,460 If you have a question, 1460 00:50:26,460 --> 00:50:27,268 haven't asked it yet, 1461 00:50:27,268 --> 00:50:28,480 please feel free to send to 1462 00:50:28,529 --> 00:50:29,770 tm_webinar@uspto.gov. 1463 00:50:29,770 --> 00:50:31,786 Please note we're going to do our 1464 00:50:31,786 --> 00:50:34,339 best to answer as many of them as we 1465 00:50:34,339 --> 00:50:36,090 possibly can and inside remaining, 1466 00:50:36,090 --> 00:50:38,337 but also be aware and I'm not 1467 00:50:38,337 --> 00:50:39,600 necessarily seeing these yet. 1468 00:50:39,600 --> 00:50:41,316 But please try and avoid very 1469 00:50:41,316 --> 00:50:42,460 specific questions because we 1470 00:50:42,515 --> 00:50:43,727 cannot give legal advice, 1471 00:50:43,730 --> 00:50:45,602 so we can't necessarily give an 1472 00:50:45,602 --> 00:50:47,570 answer that is going to say yes. 1473 00:50:47,570 --> 00:50:48,714 This is totally fine. 1474 00:50:48,714 --> 00:50:50,810 So you know you know the deal, 1475 00:50:50,810 --> 00:50:52,875 so feel free to send those in. 1476 00:50:52,880 --> 00:50:54,350 I haven't seen any yet, 1477 00:50:54,350 --> 00:50:56,415 but if you have any TMI questions, 1478 00:50:56,420 --> 00:50:58,478 please hold off on sending those in, 1479 00:50:58,480 --> 00:50:59,068 because really, 1480 00:50:59,068 --> 00:51:00,538 we're just focusing on post 1481 00:51:00,538 --> 00:51:01,730 registration audit stuff today. 1482 00:51:01,730 --> 00:51:03,428 We do have a round table 1483 00:51:03,428 --> 00:51:04,970 coming up on June 14th. 1484 00:51:04,970 --> 00:51:07,418 I'm going to show you the web page for 1485 00:51:07,418 --> 00:51:09,761 that before we close out today, but. 1486 00:51:09,761 --> 00:51:12,288 Just want to keep that in mind. 1487 00:51:12,290 --> 00:51:15,114 Hold on to those TMI questions 'cause we 1488 00:51:15,114 --> 00:51:17,931 are going to answer him, just not today. 1489 00:51:17,931 --> 00:51:20,013 So our first question is going 1490 00:51:20,013 --> 00:51:21,849 to be to Jordan Jordan. 1491 00:51:21,850 --> 00:51:23,266 Go right ahead alright? 1492 00:51:23,266 --> 00:51:26,084 Well, each read the question and then answer. 1493 00:51:26,090 --> 00:51:27,860 So the first question is, 1494 00:51:27,860 --> 00:51:29,975 are all registrations meeting the 1495 00:51:29,975 --> 00:51:32,424 specific criteria of the Section 8 1496 00:51:32,424 --> 00:51:34,584 or 71 selected for audit and if not, 1497 00:51:34,590 --> 00:51:36,006 what percentage of qualifying 1498 00:51:36,006 --> 00:51:37,068 registrations are audited? 1499 00:51:37,070 --> 00:51:40,006 Good question and no 'cause that would be. 1500 00:51:40,010 --> 00:51:42,135 Former audits that we've been 1501 00:51:42,135 --> 00:51:44,260 able to conduct per year. 1502 00:51:44,260 --> 00:51:47,364 So our goal has been 5000 audits I 1503 00:51:47,364 --> 00:51:50,636 can let in the last several years. 1504 00:51:50,640 --> 00:51:52,974 Our total post registration number for 1505 00:51:52,974 --> 00:51:56,587 Section 8 and 71 is somewhere around 180,000, 1506 00:51:56,590 --> 00:51:57,438 I believe. 1507 00:51:57,438 --> 00:52:00,406 Within range of couple higher or lower, 1508 00:52:00,410 --> 00:52:03,686 so we're as much smaller percentage and 1509 00:52:03,686 --> 00:52:07,111 then the software gives us a list of 1510 00:52:07,111 --> 00:52:09,935 usually a couple thousand or so eligible 1511 00:52:09,935 --> 00:52:13,451 files per per biweekly go bye bye bye week. 1512 00:52:13,451 --> 00:52:15,779 But then we have to go through them 1513 00:52:15,779 --> 00:52:18,173 and many files are not eligible 1514 00:52:18,173 --> 00:52:20,208 because thankfully we've gotten too 1515 00:52:20,280 --> 00:52:22,737 many good specimens once they come in, 1516 00:52:22,740 --> 00:52:25,665 so you may as these as the auto program 1517 00:52:25,665 --> 00:52:28,338 has gone on for several years now. 1518 00:52:28,340 --> 00:52:31,020 People are aware of it and they have 1519 00:52:31,020 --> 00:52:33,209 improved the quality an up their 1520 00:52:33,209 --> 00:52:35,381 section 870 ones and the quantity 1521 00:52:35,456 --> 00:52:37,436 of how many specimens we get. 1522 00:52:37,440 --> 00:52:39,444 And of course, if there's nothing 1523 00:52:39,444 --> 00:52:41,989 for us to ask for reviews for, 1524 00:52:41,990 --> 00:52:43,990 it's not eligible for audit. 1525 00:52:43,990 --> 00:52:46,024 So I don't have a percentage 1526 00:52:46,024 --> 00:52:47,380 number for you there, 1527 00:52:47,380 --> 00:52:49,075 but it's definitely not anywhere 1528 00:52:49,075 --> 00:52:50,770 close to everything that's eligible, 1529 00:52:50,770 --> 00:52:52,922 and I don't think we'll be able to 1530 00:52:52,922 --> 00:52:55,246 put a number on the qualifying part 1531 00:52:55,246 --> 00:52:57,814 because we have to go through and 1532 00:52:57,814 --> 00:53:00,154 make sure we don't select things 1533 00:53:00,154 --> 00:53:02,292 where there's nothing to ask for, 1534 00:53:02,292 --> 00:53:03,306 but the numbers. 1535 00:53:03,310 --> 00:53:05,362 Keep in mind there's about 180,000 1536 00:53:05,362 --> 00:53:07,782 Section 8 and 71 the year filing 1537 00:53:07,782 --> 00:53:09,750 at our goals do 5000 audits. 1538 00:53:12,460 --> 00:53:14,805 OK next. OK, so my question is, 1539 00:53:14,810 --> 00:53:17,114 is there any way to avoid both the 1540 00:53:17,114 --> 00:53:19,460 $250 deletion fee and the 100 fifteen 1541 00:53:19,460 --> 00:53:21,170 $100 surcharge for deleting goods 1542 00:53:21,230 --> 00:53:23,210 and services from a registration? 1543 00:53:23,210 --> 00:53:24,890 And the answer is yes, 1544 00:53:24,890 --> 00:53:27,506 and the answer is the rest of the 1545 00:53:27,506 --> 00:53:29,259 question which is for example, 1546 00:53:29,260 --> 00:53:31,378 can we delete goods services from 1547 00:53:31,378 --> 00:53:33,166 a registration before filing the 1548 00:53:33,166 --> 00:53:35,357 Section 8 or 71 declaration or or 1549 00:53:35,357 --> 00:53:36,701 concurrently with the maintenance 1550 00:53:36,701 --> 00:53:38,663 filing and not incur any fees? 1551 00:53:38,670 --> 00:53:40,350 So yes, that's absolutely the 1552 00:53:40,350 --> 00:53:42,030 way you should do it. 1553 00:53:42,030 --> 00:53:44,256 Again, we encourage you to file. 1554 00:53:44,260 --> 00:53:46,108 Your any deletions that you know. 1555 00:53:46,110 --> 00:53:47,730 If you know that you stopped 1556 00:53:47,730 --> 00:53:49,908 using a mark the goods with any 1557 00:53:49,908 --> 00:53:51,984 particular or services with the mark, 1558 00:53:51,990 --> 00:53:53,615 delete the goods and services 1559 00:53:53,615 --> 00:53:55,871 as quickly as you can as early 1560 00:53:55,871 --> 00:53:57,545 in the process as you can, 1561 00:53:57,550 --> 00:53:59,412 and then you will not incur that 1562 00:53:59,412 --> 00:54:00,982 deletion fee or the deficiency 1563 00:54:00,982 --> 00:54:03,106 surcharge for deleting at that time. 1564 00:54:06,640 --> 00:54:08,902 Thank you Montia. Yeah next question 1565 00:54:08,902 --> 00:54:12,020 is can a restaurant be sent in office 1566 00:54:12,020 --> 00:54:14,324 action based on Section 8 deficiencies 1567 00:54:14,397 --> 00:54:16,798 and also be sent a separate office 1568 00:54:16,798 --> 00:54:19,670 action based on an audit for the same 1569 00:54:19,670 --> 00:54:22,309 Section 8 that's not supposed to happen, 1570 00:54:22,310 --> 00:54:24,536 it shouldn't? They should be all. 1571 00:54:24,540 --> 00:54:26,778 Be everything should be addressed together. 1572 00:54:26,780 --> 00:54:29,092 The I like to say that the audit 1573 00:54:29,092 --> 00:54:32,088 kind of layers on and over regular 1574 00:54:32,088 --> 00:54:33,495 post registration review. 1575 00:54:33,500 --> 00:54:36,062 The audit examiner is always going 1576 00:54:36,062 --> 00:54:38,459 to review the Section 8 or 71. 1577 00:54:38,460 --> 00:54:40,764 Just like a post registration specialist 1578 00:54:40,764 --> 00:54:43,791 would review and then as long as it's an 1579 00:54:43,791 --> 00:54:45,900 eligible file they will add the audit. 1580 00:54:45,900 --> 00:54:47,124 On top of that. 1581 00:54:47,124 --> 00:54:48,960 So there shouldn't be any separate 1582 00:54:49,030 --> 00:54:52,010 office actions, there's no. 1583 00:54:52,010 --> 00:54:54,450 Office action for a Section 8 coming out 1584 00:54:54,450 --> 00:54:56,619 of post registration that is deficiency 1585 00:54:56,619 --> 00:54:59,380 that gets handed off to the audits. 1586 00:54:59,380 --> 00:55:00,784 It there's no connection 1587 00:55:00,784 --> 00:55:02,966 between the groups that way, so. 1588 00:55:02,966 --> 00:55:05,096 Probably it answers that question. 1589 00:55:05,100 --> 00:55:06,099 Thank you Jordan. 1590 00:55:06,099 --> 00:55:09,102 OK, next one do deletion fees also apply to 1591 00:55:09,102 --> 00:55:11,900 goods that were actually in use in the past, 1592 00:55:11,900 --> 00:55:12,731 such as CDs, 1593 00:55:12,731 --> 00:55:15,470 but are no longer used by the registrant, 1594 00:55:15,470 --> 00:55:16,970 IE there was no misrepresentation 1595 00:55:16,970 --> 00:55:18,470 but the goods services were 1596 00:55:18,523 --> 00:55:19,999 phased out since registration. 1597 00:55:20,000 --> 00:55:21,620 So the answer is yes, 1598 00:55:21,620 --> 00:55:23,650 we what you should be doing is 1599 00:55:23,650 --> 00:55:25,898 before you file your Section 8 or 1600 00:55:25,898 --> 00:55:27,866 71 declaration you should be doing 1601 00:55:27,932 --> 00:55:30,312 it in Victor like we described an 1602 00:55:30,312 --> 00:55:32,252 looking for evidence or proof that 1603 00:55:32,252 --> 00:55:35,050 the mark is in use with for example. 1604 00:55:35,050 --> 00:55:36,740 The CD's before you file. 1605 00:55:36,740 --> 00:55:39,106 You should delete that those CD's from 1606 00:55:39,106 --> 00:55:41,787 that Section 8 if you can't confirm you. 1607 00:55:41,790 --> 00:55:44,270 So if you don't delete them an you 1608 00:55:44,270 --> 00:55:46,909 file that Section 8 and then we 1609 00:55:46,909 --> 00:55:48,849 select the registration for audit 1610 00:55:48,925 --> 00:55:50,545 and we ask for the CDs, 1611 00:55:50,550 --> 00:55:51,182 then yes, 1612 00:55:51,182 --> 00:55:53,078 the the deletion feed would apply 1613 00:55:53,078 --> 00:55:54,896 because you would need to delete 1614 00:55:54,896 --> 00:55:56,582 those items in order to move 1615 00:55:56,648 --> 00:55:59,102 forward and have your Section 8 1616 00:55:59,102 --> 00:56:00,329 declaration accepted eventually. 1617 00:56:03,270 --> 00:56:05,867 Alright, can one piece of proof of 1618 00:56:05,867 --> 00:56:09,581 use show use for more than one item in 1619 00:56:09,581 --> 00:56:12,050 the identification of goods services? 1620 00:56:12,050 --> 00:56:14,588 For example, an ID could include 1621 00:56:14,588 --> 00:56:15,857 chocolate confectionery containing 1622 00:56:15,857 --> 00:56:17,972 pray leans and chocolate confectionery 1623 00:56:17,972 --> 00:56:20,408 having a pray lean favorite flavor. 1624 00:56:20,410 --> 00:56:22,500 So yes, it certainly can. 1625 00:56:22,500 --> 00:56:24,684 This happens a lot in particular 1626 00:56:24,684 --> 00:56:26,720 classes that with the ID 1627 00:56:26,720 --> 00:56:28,768 construction there's often overlap. 1628 00:56:28,770 --> 00:56:31,878 One example might be jewelry and rings 1629 00:56:31,878 --> 00:56:34,298 are separate items listed in ID. 1630 00:56:34,300 --> 00:56:36,496 And if we ask for rings, 1631 00:56:36,500 --> 00:56:38,696 that would be also able to 1632 00:56:38,696 --> 00:56:40,160 cover jewelry as well. 1633 00:56:40,160 --> 00:56:40,908 We don't. 1634 00:56:40,908 --> 00:56:43,526 You do not need redundant submissions of 1635 00:56:43,526 --> 00:56:46,006 images to cover items that cover both, 1636 00:56:46,010 --> 00:56:48,206 but doesn't hurt if you label 1637 00:56:48,206 --> 00:56:48,938 everything right. 1638 00:56:48,940 --> 00:56:51,502 As to the specificity of the chocolate 1639 00:56:51,502 --> 00:56:52,600 confectionery question raised, 1640 00:56:52,600 --> 00:56:55,088 what I'd like to say is that we 1641 00:56:55,088 --> 00:56:57,441 always look at the common commercial 1642 00:56:57,441 --> 00:56:59,919 understanding of what a term is. 1643 00:56:59,920 --> 00:57:04,569 It's in an ID, so we look to see how it is. 1644 00:57:04,570 --> 00:57:05,120 If you, 1645 00:57:05,120 --> 00:57:07,045 if you did a search for that 1646 00:57:07,045 --> 00:57:09,228 term and we look to see how it's 1647 00:57:09,228 --> 00:57:10,890 sold in the marketplace, 1648 00:57:10,890 --> 00:57:12,400 how is it referred to? 1649 00:57:12,400 --> 00:57:14,736 Because we also have a lot of redundant 1650 00:57:14,736 --> 00:57:16,507 redundancy in IDs where certain items 1651 00:57:16,507 --> 00:57:18,578 you a singular item made be described 1652 00:57:18,578 --> 00:57:20,516 in four or five different ways. 1653 00:57:20,520 --> 00:57:23,530 We will take a single piece of proof of use. 1654 00:57:23,530 --> 00:57:26,239 If it does cover all five of those ways, 1655 00:57:26,240 --> 00:57:28,409 as long as it's not some kind of specific 1656 00:57:28,409 --> 00:57:30,413 or technical nuance where it won't 1657 00:57:30,413 --> 00:57:32,560 really be appropriate for some reason, 1658 00:57:32,560 --> 00:57:33,932 hot chocolate is always 1659 00:57:33,932 --> 00:57:35,647 one of those items that. 1660 00:57:35,650 --> 00:57:36,140 The beverage, 1661 00:57:36,140 --> 00:57:37,855 but it's got four or five different 1662 00:57:37,855 --> 00:57:38,908 listings for the same item. 1663 00:57:38,910 --> 00:57:41,160 It kind of comes up a lot and we really 1664 00:57:41,222 --> 00:57:43,302 try to go out of our way in an audit 1665 00:57:43,360 --> 00:57:45,440 to not ask for the same thing twice, 1666 00:57:45,440 --> 00:57:46,600 because that sort of defeats 1667 00:57:46,600 --> 00:57:47,296 the doesn't really. 1668 00:57:47,300 --> 00:57:48,924 The purpose of asking proof of use, 1669 00:57:48,930 --> 00:57:50,379 so we try to steer away from 1670 00:57:50,379 --> 00:57:51,572 asking from two different ways 1671 00:57:51,572 --> 00:57:53,126 of saying that the same item. 1672 00:57:55,970 --> 00:57:58,600 Q Jordan so the next one is if you are 1673 00:57:58,679 --> 00:58:01,037 required to pay a deficiency feet, 1674 00:58:01,040 --> 00:58:03,248 will you be informed ahead of time or 1675 00:58:03,248 --> 00:58:05,402 must you anticipate that when submitting 1676 00:58:05,402 --> 00:58:08,048 so whether or not the deficiency fee 1677 00:58:08,048 --> 00:58:10,232 is owed in some cases will depend on, 1678 00:58:10,240 --> 00:58:12,648 for instance, the the issue and the timing 1679 00:58:12,648 --> 00:58:14,990 when your office action first goes out. 1680 00:58:14,990 --> 00:58:17,286 So for instance, if if we're by the 1681 00:58:17,286 --> 00:58:19,428 time the office action goes out, 1682 00:58:19,430 --> 00:58:22,040 if you file in period one and you file 1683 00:58:22,040 --> 00:58:25,001 your original Section 8 in period one and 1684 00:58:25,001 --> 00:58:27,876 that office action is going out in period 2. 1685 00:58:27,880 --> 00:58:30,224 Then we will tell you that, for instance, 1686 00:58:30,224 --> 00:58:31,976 if you have a specimen issue, 1687 00:58:31,980 --> 00:58:33,738 you're going to need to pay 1688 00:58:33,738 --> 00:58:34,910 that that deficiency surcharge. 1689 00:58:34,910 --> 00:58:36,668 But in other cases, for example, 1690 00:58:36,670 --> 00:58:38,462 if you file really early on in 1691 00:58:38,462 --> 00:58:39,896 period one where there's still 1692 00:58:39,896 --> 00:58:42,031 time left when you could in theory 1693 00:58:42,031 --> 00:58:43,700 respond within that same period, 1694 00:58:43,700 --> 00:58:46,337 one we don't know whether or not you will, 1695 00:58:46,340 --> 00:58:47,408 oh a deficiency surcharge. 1696 00:58:47,408 --> 00:58:49,398 It will depend on the time period 1697 00:58:49,398 --> 00:58:50,730 when you actually respond, 1698 00:58:50,730 --> 00:58:53,367 but that will be explained it it will say, 1699 00:58:53,370 --> 00:58:56,061 hey, you know you need to pay it efficiency 1700 00:58:56,061 --> 00:58:57,886 surcharge if you file your response. 1701 00:58:57,890 --> 00:59:00,256 After this date, but in other cases, 1702 00:59:00,260 --> 00:59:02,276 if we're already in period 2, 1703 00:59:02,280 --> 00:59:02,956 for example, 1704 00:59:02,956 --> 00:59:04,984 when we issue that office action, 1705 00:59:04,990 --> 00:59:07,686 then yes, will say oh by the way, 1706 00:59:07,690 --> 00:59:09,380 you owe a deficiency surcharge. 1707 00:59:09,380 --> 00:59:11,270 Your specimen is bad and you need 1708 00:59:11,270 --> 00:59:13,022 to respond with an acceptable 1709 00:59:13,022 --> 00:59:14,786 specimen and efficiency surcharge. 1710 00:59:17,270 --> 00:59:19,748 Alright, we have a fact pattern here. 1711 00:59:19,750 --> 00:59:21,515 This is actually a very 1712 00:59:21,515 --> 00:59:22,927 common fact pattern question, 1713 00:59:22,930 --> 00:59:25,684 so I'm really glad this is asked and I'll 1714 00:59:25,684 --> 00:59:28,456 note also that the auto program wasn't 1715 00:59:28,456 --> 00:59:30,704 always entirely 100% consistent on how 1716 00:59:30,704 --> 00:59:33,550 we handled this in the very early days, 1717 00:59:33,550 --> 00:59:36,028 so I'm glad this question was asked. 1718 00:59:36,030 --> 00:59:38,958 So two classes are audited and a response 1719 00:59:38,958 --> 00:59:42,396 from its proof of use for items in one class. 1720 00:59:42,400 --> 00:59:44,530 The audit the proof is accepted, 1721 00:59:44,530 --> 00:59:47,770 and in the other class the proof of use. 1722 00:59:47,770 --> 00:59:48,913 Is not accepted. 1723 00:59:48,913 --> 00:59:51,199 Well, the second Office action require 1724 00:59:51,199 --> 00:59:54,134 proof of use for all items remaining in 1725 00:59:54,134 --> 00:59:56,219 the entire registration or just remaining 1726 00:59:56,219 --> 00:59:58,820 in the class where the audit with the 1727 00:59:58,820 --> 01:00:01,780 proof of users not accepted and so the 1728 01:00:01,780 --> 01:00:04,499 audits are on a class by class basis. 1729 01:00:04,500 --> 01:00:06,915 So in this case the second Office 1730 01:00:06,915 --> 01:00:09,322 action will only escalate to ask for 1731 01:00:09,322 --> 01:00:11,740 proof of use in the audited class 1732 01:00:11,740 --> 01:00:14,110 where the audit was not satisfied, 1733 01:00:14,110 --> 01:00:17,038 so only one class here will get request 1734 01:00:17,038 --> 01:00:19,508 a requirement to provide proof of use. 1735 01:00:19,510 --> 01:00:21,680 For everything that's not provided 1736 01:00:21,680 --> 01:00:24,819 proof of use yet in that class. 1737 01:00:24,820 --> 01:00:25,687 The first class, 1738 01:00:25,687 --> 01:00:27,710 it will note that the audit has 1739 01:00:27,773 --> 01:00:29,615 been resolved for class one and 1740 01:00:29,615 --> 01:00:31,589 that this audit SEC office Action 1741 01:00:31,589 --> 01:00:33,976 letter is only applicable to Class 2. 1742 01:00:37,640 --> 01:00:39,747 You so the next question is can 1743 01:00:39,747 --> 01:00:42,015 you delete a service or good after 1744 01:00:42,015 --> 01:00:44,362 you file a Section 8 that was 1745 01:00:44,362 --> 01:00:46,420 accepted and still avoid a fee? 1746 01:00:46,420 --> 01:00:48,562 In other words, you discover a service 1747 01:00:48,562 --> 01:00:50,772 that is no longer offered but was 1748 01:00:50,772 --> 01:00:53,240 soon after a Section 8 was accepted. 1749 01:00:53,240 --> 01:00:54,404 The answer is yes, 1750 01:00:54,404 --> 01:00:56,927 you would not have to pay that deletion 1751 01:00:56,927 --> 01:00:59,735 fee if the Section 8 has been accepted. 1752 01:00:59,740 --> 01:01:01,770 When you then file your Section 7 1753 01:01:01,770 --> 01:01:04,262 two and you wouldn't have to pay the 1754 01:01:04,262 --> 01:01:06,652 Section 7 filing fee at that point 1755 01:01:06,652 --> 01:01:08,974 either once that section is accepted. 1756 01:01:08,980 --> 01:01:11,668 Yes, you can go ahead and delete via 1757 01:01:11,668 --> 01:01:14,679 Section 7 without painted deletion feeds. 1758 01:01:18,300 --> 01:01:20,988 Once a company has been audited and 1759 01:01:20,988 --> 01:01:24,307 has had to delete goods or services, 1760 01:01:24,310 --> 01:01:27,229 will that make them more vulnerable to 1761 01:01:27,229 --> 01:01:29,450 being audited continuously going forward? 1762 01:01:29,450 --> 01:01:31,595 Present practice is that we 1763 01:01:31,595 --> 01:01:33,740 do not have repeat audits. 1764 01:01:33,740 --> 01:01:36,320 The program is still fairly new, 1765 01:01:36,320 --> 01:01:39,295 so we've really just sort of barely 1766 01:01:39,295 --> 01:01:42,317 dipped our toes into this coming up, 1767 01:01:42,320 --> 01:01:44,120 but as of now, 1768 01:01:44,120 --> 01:01:46,820 after registration has been audited once. 1769 01:01:46,820 --> 01:01:48,836 We are not treating it as 1770 01:01:48,836 --> 01:01:50,180 eligible for an audit. 1771 01:01:50,180 --> 01:01:51,185 When it falls, 1772 01:01:51,185 --> 01:01:52,525 it's next maintenance violent. 1773 01:01:55,530 --> 01:01:56,502 OK, the next one. 1774 01:01:56,502 --> 01:01:58,840 Do I always need to pay the deficiency 1775 01:01:58,840 --> 01:02:01,288 surcharge when paying the deletion feed? 1776 01:02:01,290 --> 01:02:03,210 So again, it's going to vary. 1777 01:02:03,210 --> 01:02:05,177 It's going to depend on when you 1778 01:02:05,177 --> 01:02:07,014 respond and when you filed your 1779 01:02:07,014 --> 01:02:08,874 original Section 8 or 71 declaration 1780 01:02:08,874 --> 01:02:11,382 if you if you're deleting and you're 1781 01:02:11,382 --> 01:02:13,102 responding with the deletion fee 1782 01:02:13,102 --> 01:02:14,854 within the same period that your 1783 01:02:14,854 --> 01:02:17,289 Section 8 or 71 declaration was filed, 1784 01:02:17,290 --> 01:02:18,890 then you wouldn't OS that 1785 01:02:18,890 --> 01:02:19,850 that deficiency surcharge. 1786 01:02:19,850 --> 01:02:22,090 But if by the time you respond, 1787 01:02:22,090 --> 01:02:24,142 for instance that six year period 1788 01:02:24,142 --> 01:02:26,349 is ended and you're now in this. 1789 01:02:26,350 --> 01:02:27,898 In the six month Grace period, 1790 01:02:27,900 --> 01:02:29,376 an you're deleting you would need 1791 01:02:29,376 --> 01:02:30,952 both the deletion fee as well 1792 01:02:30,952 --> 01:02:32,028 as the deficiency surcharge. 1793 01:02:34,790 --> 01:02:37,022 If a registrant can provide the 1794 01:02:37,022 --> 01:02:39,355 requested proof of use in response 1795 01:02:39,355 --> 01:02:41,275 to the Third Office action, 1796 01:02:41,280 --> 01:02:42,808 is a petition required 1797 01:02:42,808 --> 01:02:44,336 under the revised rules? 1798 01:02:44,340 --> 01:02:45,808 After the change, yes, 1799 01:02:45,808 --> 01:02:47,643 a petition is required to 1800 01:02:47,643 --> 01:02:49,689 submit additional proof of use. 1801 01:02:49,690 --> 01:02:52,278 Evidence that is not 1802 01:02:52,278 --> 01:02:54,219 previously been submitted. 1803 01:02:54,220 --> 01:02:55,128 And that includes paying 1804 01:02:55,128 --> 01:02:56,036 of the petition fee. 1805 01:02:58,200 --> 01:03:00,680 Waiting on her next question. 1806 01:03:00,680 --> 01:03:03,354 OK, who is conducting the review for 1807 01:03:03,354 --> 01:03:06,379 the audit an are they are let's see. 1808 01:03:06,380 --> 01:03:08,660 Are they trained to fully understand 1809 01:03:08,660 --> 01:03:10,166 the specimen? Produce rule? 1810 01:03:10,166 --> 01:03:12,404 Yes, first of all I'll answer 1811 01:03:12,404 --> 01:03:14,740 the second question first of yes, 1812 01:03:14,740 --> 01:03:16,260 they are absolutely trained 1813 01:03:16,260 --> 01:03:17,400 to understand specimen. 1814 01:03:17,400 --> 01:03:18,928 The proof of use. 1815 01:03:18,928 --> 01:03:20,838 The staff includes examining attorneys 1816 01:03:20,838 --> 01:03:23,507 on work Project L as well as program 1817 01:03:23,507 --> 01:03:25,759 analyst who are really experienced. 1818 01:03:25,760 --> 01:03:27,445 Have an expert expert level 1819 01:03:27,445 --> 01:03:29,689 knowledge base when it comes to 1820 01:03:29,689 --> 01:03:31,177 post registration examination. 1821 01:03:31,180 --> 01:03:32,926 As well as specimens and Jordan 1822 01:03:32,926 --> 01:03:35,113 and I actually both do the training 1823 01:03:35,113 --> 01:03:36,718 for the audit team examiners, 1824 01:03:36,720 --> 01:03:39,072 so absolutely they are well trained on 1825 01:03:39,072 --> 01:03:41,647 both specimens as well as the proof of use. 1826 01:03:45,040 --> 01:03:47,314 Question is, do you have data 1827 01:03:47,314 --> 01:03:49,314 on how successful a response 1828 01:03:49,314 --> 01:03:52,128 to an audit is based on whether 1829 01:03:52,128 --> 01:03:54,720 someone has representation or not? 1830 01:03:54,720 --> 01:03:57,170 OK, there's a couple of ambiguities here. 1831 01:03:57,170 --> 01:03:59,860 In what successful means. Uh. 1832 01:03:59,860 --> 01:04:02,230 In terms of does that mean 1833 01:04:02,230 --> 01:04:05,099 getting to a notice of acceptance, 1834 01:04:05,100 --> 01:04:08,004 no deletions or not two years ago we 1835 01:04:08,004 --> 01:04:11,314 did a fairly deep dive into a sample 1836 01:04:11,314 --> 01:04:14,280 of more than 2000 registrations. 1837 01:04:14,280 --> 01:04:17,088 We looked at the breakdown between 1838 01:04:17,088 --> 01:04:19,529 audit files with representation or pro. 1839 01:04:19,530 --> 01:04:21,774 Say we actually found that there 1840 01:04:21,774 --> 01:04:24,489 were more deletions made in the 1841 01:04:24,489 --> 01:04:25,637 representation registration. 1842 01:04:25,640 --> 01:04:28,968 So the pro say. 1843 01:04:28,970 --> 01:04:30,465 Respondents had made less deletions 1844 01:04:30,465 --> 01:04:32,738 and we're we're able to satisfy their 1845 01:04:32,738 --> 01:04:34,548 audits without making any deletions. 1846 01:04:34,550 --> 01:04:36,776 At a slightly higher percentage rate 1847 01:04:36,776 --> 01:04:39,165 than those with Council do not have 1848 01:04:39,165 --> 01:04:41,430 the exact number in my head right now, 1849 01:04:41,430 --> 01:04:43,726 'cause it's been a couple of years. 1850 01:04:43,730 --> 01:04:45,704 I will know we are actually on 1851 01:04:45,704 --> 01:04:47,570 this summer going to be doing 1852 01:04:47,570 --> 01:04:49,478 additional data analysis on a fairly 1853 01:04:49,478 --> 01:04:51,269 large sample of registrations, 1854 01:04:51,270 --> 01:04:54,084 but I do believe it was pretty 1855 01:04:54,084 --> 01:04:57,439 close to the split between the two. 1856 01:04:57,440 --> 01:04:59,766 It's hard to say to satisfy, you know, 1857 01:04:59,766 --> 01:05:01,106 successfully completing an audit can 1858 01:05:01,106 --> 01:05:02,819 have lots of different meanings, 1859 01:05:02,820 --> 01:05:05,204 so I don't want to get into that. 1860 01:05:05,210 --> 01:05:06,710 I mean, you can get, 1861 01:05:06,710 --> 01:05:07,906 you know, stick sentence, 1862 01:05:07,906 --> 01:05:09,700 delete it one or two items, 1863 01:05:09,700 --> 01:05:11,786 and you know that might be successful. 1864 01:05:11,790 --> 01:05:13,590 If you have several 100 items, 1865 01:05:13,590 --> 01:05:15,080 it's all based on context, 1866 01:05:15,080 --> 01:05:16,963 but but but it's not intuitive to 1867 01:05:16,963 --> 01:05:18,853 think that just because someone is 1868 01:05:18,853 --> 01:05:20,558 pro say that automatically they're 1869 01:05:20,558 --> 01:05:22,560 going to do worse than an audit, 1870 01:05:22,560 --> 01:05:24,050 and someone that has council, 1871 01:05:24,050 --> 01:05:27,749 and I think our data is back set up 1872 01:05:27,749 --> 01:05:30,002 quite a bit. Hey thank you Jordan. 1873 01:05:30,002 --> 01:05:32,478 Next one is does the USPTO plan 1874 01:05:32,478 --> 01:05:34,596 on increasing the number of audits 1875 01:05:34,596 --> 01:05:36,439 conducted in the coming years. 1876 01:05:36,440 --> 01:05:39,120 I will say currently for the for the 1877 01:05:39,120 --> 01:05:41,039 indefinite future I would say Jordan. 1878 01:05:41,040 --> 01:05:43,680 I've not heard of any plans to increase. 1879 01:05:43,680 --> 01:05:45,976 We are going to be for now. 1880 01:05:45,980 --> 01:05:47,620 Continuing with that 5000 case, 1881 01:05:47,620 --> 01:05:49,870 you know a year goal, you know. 1882 01:05:49,870 --> 01:05:52,270 Certainly we would love to if you know 1883 01:05:52,338 --> 01:05:54,528 staffing and an you know permitted, 1884 01:05:54,530 --> 01:05:56,125 that would certainly be something 1885 01:05:56,125 --> 01:05:58,479 I think we would want to consider. 1886 01:05:58,480 --> 01:05:59,512 But for now. 1887 01:05:59,512 --> 01:06:01,920 We are just doing the 5000 per 1888 01:06:02,000 --> 01:06:04,639 year as our goal for the program. 1889 01:06:04,640 --> 01:06:07,363 And of course if examiners get really 1890 01:06:07,363 --> 01:06:10,125 ambitious and want to help us to do more, 1891 01:06:10,130 --> 01:06:12,212 you know it's certainly you know 1892 01:06:12,212 --> 01:06:14,316 we love and appreciate the work 1893 01:06:14,316 --> 01:06:15,620 that our examiners do, 1894 01:06:15,620 --> 01:06:18,120 but the official goal for 1895 01:06:18,120 --> 01:06:21,250 the office is 5000 per year. 1896 01:06:21,250 --> 01:06:22,670 Just tack on to that. 1897 01:06:22,670 --> 01:06:24,090 When the rule was written, 1898 01:06:24,090 --> 01:06:26,646 I believe is that was sort of a finger 1899 01:06:26,646 --> 01:06:28,346 at 10% of post registration filings. 1900 01:06:28,346 --> 01:06:29,766 If I recall it right. 1901 01:06:29,770 --> 01:06:32,034 Well, that would be 18,000 or so roughly, 1902 01:06:32,040 --> 01:06:33,750 so we're not close to that. 1903 01:06:33,750 --> 01:06:35,170 There is room for flexibility, 1904 01:06:35,170 --> 01:06:36,868 but but yeah, it actually did. 1905 01:06:36,870 --> 01:06:38,014 Yeah, and I actually, 1906 01:06:38,014 --> 01:06:39,730 I don't think they will actually 1907 01:06:39,789 --> 01:06:40,849 caps it at anything. 1908 01:06:40,850 --> 01:06:45,050 It says to start with 10% so it's dream big. 1909 01:06:45,050 --> 01:06:49,055 But but yeah, it's 5000. So question is, 1910 01:06:49,055 --> 01:06:52,230 can you speak a little more as to the 1911 01:06:52,230 --> 01:06:54,485 software and process for identifying 1912 01:06:54,485 --> 01:06:57,080 registrations that are chosen for audit? 1913 01:06:57,080 --> 01:06:59,439 Are they truly random or does the 1914 01:06:59,439 --> 01:07:01,843 software select a certain number of 1915 01:07:01,843 --> 01:07:04,489 registrations under East under each basis? 1916 01:07:04,490 --> 01:07:07,570 It is as random as one believes 1917 01:07:07,570 --> 01:07:10,528 in randomness as a matter of 1918 01:07:10,528 --> 01:07:13,103 software programming there is no. 1919 01:07:13,110 --> 01:07:14,935 Program bias per on Abeona 1920 01:07:14,935 --> 01:07:16,395 to target certain bases. 1921 01:07:16,400 --> 01:07:17,684 We don't do that. 1922 01:07:17,684 --> 01:07:20,110 The software I can let you know 1923 01:07:20,110 --> 01:07:22,235 updates itself every bye week. 1924 01:07:22,240 --> 01:07:24,856 We get a table of all the eligible 1925 01:07:24,856 --> 01:07:27,692 files run in the prior bye week and 1926 01:07:27,692 --> 01:07:30,374 that software runs on a basis of 1927 01:07:30,374 --> 01:07:32,786 parsing ID's through semi colons and 1928 01:07:32,786 --> 01:07:35,620 commas and then when an audit examiner 1929 01:07:35,620 --> 01:07:38,489 logs into the software they get a 1930 01:07:38,489 --> 01:07:40,829 numerical list and they are instructed 1931 01:07:40,829 --> 01:07:43,398 to go through that List 1 by 1. 1932 01:07:43,400 --> 01:07:46,268 An and it's just presented in 1933 01:07:46,268 --> 01:07:48,778 a randomized order every time 1934 01:07:48,778 --> 01:07:51,288 you refresh on that software, 1935 01:07:51,290 --> 01:07:55,190 re jumbles the table and. 1936 01:07:55,190 --> 01:07:56,965 You know that that's worked 1937 01:07:56,965 --> 01:07:59,629 for us for a few years now. 1938 01:07:59,630 --> 01:08:00,958 There's there's no other 1939 01:08:00,958 --> 01:08:02,618 anything else to the software, 1940 01:08:02,620 --> 01:08:04,937 and in terms of basis or targeting, 1941 01:08:04,940 --> 01:08:07,264 really long IDs or nothing like that, 1942 01:08:07,270 --> 01:08:08,930 it's simply a minimum criteria. 1943 01:08:08,930 --> 01:08:10,590 Looking at a minimum number 1944 01:08:10,590 --> 01:08:12,250 of commas and semi colons. 1945 01:08:12,250 --> 01:08:15,034 So we just have a basis to start 1946 01:08:15,034 --> 01:08:17,359 through an we just go one by 1947 01:08:17,359 --> 01:08:19,550 one down and look to see it. 1948 01:08:19,550 --> 01:08:21,755 And if there's it's gotten on a 1949 01:08:21,755 --> 01:08:23,530 used claim against bounced out, 1950 01:08:23,530 --> 01:08:26,058 and if there's proof of use for enough 1951 01:08:26,058 --> 01:08:28,510 items to not take anything to note, 1952 01:08:28,510 --> 01:08:32,185 it just gets bounced out as well. 1953 01:08:32,190 --> 01:08:33,303 Thank you, Jordan. 1954 01:08:33,303 --> 01:08:34,787 Another two part question. 1955 01:08:34,790 --> 01:08:37,486 If during an audit you find that a 1956 01:08:37,486 --> 01:08:39,608 product such as software on CD's 1957 01:08:39,608 --> 01:08:42,199 and Class 9 has evolved into non 1958 01:08:42,199 --> 01:08:44,469 downloadable software in Class 42, 1959 01:08:44,470 --> 01:08:46,260 can that be revised instead 1960 01:08:46,260 --> 01:08:48,560 of delete it during an audit? 1961 01:08:48,560 --> 01:08:50,044 Is the evolving technology 1962 01:08:50,044 --> 01:08:51,157 amendment still available? 1963 01:08:51,160 --> 01:08:54,508 So I'll answer the second part of that first, 1964 01:08:54,510 --> 01:08:55,635 which is yes. 1965 01:08:55,635 --> 01:08:56,760 Technology evolution petitions 1966 01:08:56,760 --> 01:08:58,600 are available to amend ID's. 1967 01:08:58,600 --> 01:09:00,490 They are again there's a 1968 01:09:00,490 --> 01:09:02,380 petition that must be filed. 1969 01:09:02,380 --> 01:09:04,662 In order to avail yourself of that 1970 01:09:04,662 --> 01:09:06,787 request to amend as far as Jordan, 1971 01:09:06,790 --> 01:09:08,995 I'm going to put you on this. 1972 01:09:09,000 --> 01:09:11,184 Are you aware of us ever considering 1973 01:09:11,184 --> 01:09:13,409 in in the midst of an audit? 1974 01:09:13,410 --> 01:09:14,301 Are requests to. 1975 01:09:14,301 --> 01:09:14,598 Basically, 1976 01:09:14,598 --> 01:09:17,635 I guess it would be we need to suspend the 1977 01:09:17,635 --> 01:09:20,020 audit in order to consider the petition, 1978 01:09:20,020 --> 01:09:21,600 seeking to amend the idea, 1979 01:09:21,600 --> 01:09:22,230 I don't. 1980 01:09:22,230 --> 01:09:26,250 I'm not aware of us ever doing that, but. 1981 01:09:26,250 --> 01:09:29,400 No, I don't think we've had any kind of. 1982 01:09:29,400 --> 01:09:31,220 Suspension yeah request but again, 1983 01:09:31,220 --> 01:09:32,692 if you're proactively reviewing 1984 01:09:32,692 --> 01:09:34,900 your ID before you file your 1985 01:09:34,962 --> 01:09:36,677 Section 8 or 71 declaration, 1986 01:09:36,680 --> 01:09:38,328 hopefully you're realizing that 1987 01:09:38,328 --> 01:09:40,800 your class your CD's are now 1988 01:09:40,875 --> 01:09:42,870 a class 42 item and so again, 1989 01:09:42,870 --> 01:09:44,855 that's another really good and 1990 01:09:44,855 --> 01:09:47,267 important reason to do your due 1991 01:09:47,267 --> 01:09:49,012 diligence early to see what's 1992 01:09:49,012 --> 01:09:50,408 in use and what's 1993 01:09:50,485 --> 01:09:53,418 not in use, and take care of that tech. 1994 01:09:53,420 --> 01:09:55,724 Evil evil petition in advance of 1995 01:09:55,724 --> 01:09:58,386 filing your Section 8 or 71 declaration 1996 01:09:58,386 --> 01:10:00,829 we we we have had several tech. 1997 01:10:00,830 --> 01:10:02,970 Evil petitions for audited files, 1998 01:10:02,970 --> 01:10:05,945 but nothing since the funerals come out, 1999 01:10:05,950 --> 01:10:08,512 so we haven't seen how that 2000 01:10:08,512 --> 01:10:11,078 works together, if at all yet. 2001 01:10:15,410 --> 01:10:16,898 Couple of questions here. 2002 01:10:16,898 --> 01:10:19,556 One is our foreign registrants selected for 2003 01:10:19,556 --> 01:10:21,716 an audit more than domestic registrants. 2004 01:10:21,720 --> 01:10:23,922 There's, as we've noted, there's no 2005 01:10:23,922 --> 01:10:25,800 specific targeting by filing basis, 2006 01:10:25,800 --> 01:10:28,635 so the only statistic I have on that is 2007 01:10:28,635 --> 01:10:31,216 just the breakdown between one a basis 2008 01:10:31,216 --> 01:10:34,328 which could be by far and domiciliaries, 2009 01:10:34,330 --> 01:10:37,298 or by any of the three other bases, 2010 01:10:37,300 --> 01:10:39,820 and after the one a basis it's 2011 01:10:39,820 --> 01:10:42,547 Madrid to the second the 66 days. 2012 01:10:42,550 --> 01:10:45,750 Are the most common to show up in an audit, 2013 01:10:45,750 --> 01:10:47,784 but there's there's no attention being 2014 01:10:47,784 --> 01:10:50,085 paid to anything about related to the 2015 01:10:50,085 --> 01:10:52,150 country that an owner is domiciled in. 2016 01:10:52,150 --> 01:10:54,566 It's not at all related to the software 2017 01:10:54,566 --> 01:10:56,630 programming to create a randomized list. 2018 01:10:58,740 --> 01:11:00,868 On the next one is what is the 2019 01:11:00,868 --> 01:11:02,448 relevant period during which there 2020 01:11:02,448 --> 01:11:04,416 must have been used in commerce. 2021 01:11:04,420 --> 01:11:06,646 If the mark was used in commerce 2022 01:11:06,646 --> 01:11:08,529 three months prior to the opening 2023 01:11:08,529 --> 01:11:10,877 date on which the Section 8 can be 2024 01:11:10,877 --> 01:11:12,788 filed in the Section 8 is filed, 2025 01:11:12,790 --> 01:11:14,766 that first day is acceptable to rely on 2026 01:11:14,766 --> 01:11:17,041 use from the three months earlier than 2027 01:11:17,041 --> 01:11:18,766 the 5th year anniversary anniversary, 2028 01:11:18,770 --> 01:11:20,863 so use has to be within that 2029 01:11:20,863 --> 01:11:21,760 statutory filing period, 2030 01:11:21,760 --> 01:11:24,750 which would be the 5th year to you know so. 2031 01:11:24,750 --> 01:11:27,142 So you should need to be within that 2032 01:11:27,142 --> 01:11:28,430 relevant period, because, again, 2033 01:11:28,430 --> 01:11:31,190 you're going to have to provide a specimen. 2034 01:11:31,190 --> 01:11:32,984 That's going to support use during 2035 01:11:32,984 --> 01:11:34,560 the relevant statutory filing period, 2036 01:11:34,560 --> 01:11:36,695 so it would be that fifth year, 2037 01:11:36,700 --> 01:11:37,872 and then you know, 2038 01:11:37,872 --> 01:11:39,630 ending with going all the way 2039 01:11:39,698 --> 01:11:41,896 through to the grace period for use. 2040 01:11:44,530 --> 01:11:46,742 Can you please confirm how the number 2041 01:11:46,742 --> 01:11:49,021 of goods or services being deleted 2042 01:11:49,021 --> 01:11:51,553 is determined for cost fee purposes? 2043 01:11:51,560 --> 01:11:54,332 For example, sometimes different goods in the 2044 01:11:54,332 --> 01:11:57,110 class are separated by commas or semi colons, 2045 01:11:57,110 --> 01:11:59,330 sunglasses and software or is clothing, 2046 01:11:59,330 --> 01:12:01,920 namely, will all the goods that follow, 2047 01:12:01,920 --> 01:12:04,510 namely be counted as one deletions are. 2048 01:12:04,510 --> 01:12:07,100 It's a, it's a class based fee. 2049 01:12:07,100 --> 01:12:10,061 So no matter how many deletions you make in 2050 01:12:10,061 --> 01:12:13,464 a single class in a single filing response. 2051 01:12:13,470 --> 01:12:15,438 You're just going to pay the 2052 01:12:15,438 --> 01:12:17,230 2:50 for the entire class, 2053 01:12:17,230 --> 01:12:20,236 so if you have 50 items and you whittle 2054 01:12:20,236 --> 01:12:23,045 it down to two and you delete 48, 2055 01:12:23,050 --> 01:12:27,434 you're still paying the 250 for that class. 2056 01:12:27,440 --> 01:12:29,920 So so and the deficiency fee is not 2057 01:12:29,920 --> 01:12:32,757 at all related to to specific goods 2058 01:12:32,757 --> 01:12:35,640 or services or classes. It's a. 2059 01:12:35,640 --> 01:12:38,565 It's an overall registration fee. 2060 01:12:38,570 --> 01:12:40,235 So you want to go ahead and take that? 2061 01:12:40,240 --> 01:12:40,954 Take that one. 2062 01:12:40,954 --> 01:12:43,029 I'm going to wait on another one for me. 2063 01:12:43,030 --> 01:12:46,880 Ha. The very last time. 2064 01:12:46,880 --> 01:12:48,580 Sorry I'm scrolling here. 2065 01:12:48,580 --> 01:12:50,800 I'm sorry monthly, that's OK. 2066 01:12:50,800 --> 01:12:53,070 Our monthly or quarterly statistics 2067 01:12:53,070 --> 01:12:56,649 on the number of audits and the number 2068 01:12:56,649 --> 01:12:59,097 of office actions etc available on 2069 01:12:59,097 --> 01:13:01,898 the PTO website or someplace else. 2070 01:13:01,900 --> 01:13:04,224 Unfortunately, our TM dashboard 2071 01:13:04,224 --> 01:13:07,710 has yet to include audit data. 2072 01:13:07,710 --> 01:13:09,595 Our stats are typically made 2073 01:13:09,595 --> 01:13:10,726 available in presentations. 2074 01:13:10,730 --> 01:13:13,378 They have been in the past given by 2075 01:13:13,378 --> 01:13:15,628 our executives at various conferences, 2076 01:13:15,630 --> 01:13:18,960 but we do not have that on the TM 2077 01:13:18,960 --> 01:13:22,610 dashboard yet, though I hope we do. 2078 01:13:22,610 --> 01:13:24,929 Get it soon. 2079 01:13:24,930 --> 01:13:27,274 K So the next one can all trademark 2080 01:13:27,274 --> 01:13:29,384 owners expect an audit during the 2081 01:13:29,384 --> 01:13:30,848 lifetime of their trademarks. 2082 01:13:30,850 --> 01:13:32,170 We cannot promise that. 2083 01:13:32,170 --> 01:13:33,160 We just say, 2084 01:13:33,160 --> 01:13:35,414 you know you want to be prepared 2085 01:13:35,414 --> 01:13:36,770 because you never know. 2086 01:13:36,770 --> 01:13:38,750 It is completely random, and again, 2087 01:13:38,750 --> 01:13:42,040 you know it really is the luck of the draw. 2088 01:13:42,040 --> 01:13:44,317 If you want to call it that as to 2089 01:13:44,317 --> 01:13:46,959 whether or not your registration will be 2090 01:13:46,959 --> 01:13:48,950 randomly randomly selected for audit. 2091 01:13:48,950 --> 01:13:49,480 But again, 2092 01:13:49,480 --> 01:13:51,600 keep in mind we're going to have these 2093 01:13:51,659 --> 01:13:53,879 new mechanisms mechanisms available soon. 2094 01:13:53,880 --> 01:13:55,254 Reexamination expungement where? 2095 01:13:55,254 --> 01:13:58,002 There's an opportunity for third parties 2096 01:13:58,002 --> 01:14:00,903 and the director of the USPTO to look into, 2097 01:14:00,910 --> 01:14:01,808 you know, 2098 01:14:01,808 --> 01:14:04,951 nonuse and failure to use in commerce 2099 01:14:04,951 --> 01:14:08,100 through those those proceedings as well. 2100 01:14:08,100 --> 01:14:10,290 Just to piggyback off that though 2101 01:14:10,290 --> 01:14:11,750 I had one more. 2102 01:14:11,750 --> 01:14:13,904 I have another question here you 2103 01:14:13,904 --> 01:14:16,139 should think about the audit not 2104 01:14:16,139 --> 01:14:17,959 just as a registration owner, 2105 01:14:17,960 --> 01:14:20,696 but now is the time of filing of new 2106 01:14:20,696 --> 01:14:22,487 applications 'cause there are multiple 2107 01:14:22,487 --> 01:14:25,102 milestones along the way in the pre 2108 01:14:25,102 --> 01:14:27,217 registration process where you can 2109 01:14:27,217 --> 01:14:29,588 make determinations about use in commerce. 2110 01:14:29,588 --> 01:14:31,961 It's a 1B application when you get 2111 01:14:31,961 --> 01:14:34,263 to that statement of use stage 2112 01:14:34,263 --> 01:14:36,611 you have an opportunity then to 2113 01:14:36,611 --> 01:14:38,127 remove goods or services. 2114 01:14:38,130 --> 01:14:40,104 There may be no longer have a 2115 01:14:40,104 --> 01:14:41,250 bonafide intent to use, 2116 01:14:41,250 --> 01:14:43,266 so I think now now that the audit 2117 01:14:43,266 --> 01:14:45,508 program has been around for several years, 2118 01:14:45,510 --> 01:14:47,200 it's really important to consider 2119 01:14:47,200 --> 01:14:49,233 what is going into your application 2120 01:14:49,233 --> 01:14:51,789 at that stage before you end up at a 2121 01:14:51,855 --> 01:14:53,335 registration stage and you 2122 01:14:53,335 --> 01:14:54,815 have to work backwards. 2123 01:14:54,820 --> 01:14:56,806 Alright, so this question is if 2124 01:14:56,806 --> 01:14:58,843 some goods are deleted on filing 2125 01:14:58,843 --> 01:15:00,775 the Section 8 or 71 declaration, 2126 01:15:00,780 --> 01:15:02,435 but later the client actually 2127 01:15:02,435 --> 01:15:03,759 starts using those goods. 2128 01:15:03,760 --> 01:15:06,384 Can we later add them back to their 2129 01:15:06,384 --> 01:15:08,463 registration or do we file a newer 2130 01:15:08,463 --> 01:15:10,646 it a new application so once goods 2131 01:15:10,646 --> 01:15:12,926 or services are deleted from a 2132 01:15:12,926 --> 01:15:15,134 registration they do not come back? 2133 01:15:15,134 --> 01:15:18,505 You will need to file a new application 2134 01:15:18,505 --> 01:15:21,275 for those goods or services. 2135 01:15:21,280 --> 01:15:23,926 So this one is a follow up on the 2136 01:15:23,926 --> 01:15:26,183 relevant use period question that I 2137 01:15:26,183 --> 01:15:28,941 asked answered a moment ago following up 2138 01:15:28,941 --> 01:15:31,720 the relevant use period is the answer. 2139 01:15:31,720 --> 01:15:34,960 The same for the 9th and 10th year renewal. 2140 01:15:34,960 --> 01:15:37,120 Absolutely it's for every period there, 2141 01:15:37,120 --> 01:15:38,412 after every 10 years. 2142 01:15:38,412 --> 01:15:41,140 You know they use should be within the 2143 01:15:41,140 --> 01:15:43,674 relevant that 10 year filing period with 2144 01:15:43,674 --> 01:15:46,477 the 20 year filing period going forward. 2145 01:15:46,480 --> 01:15:49,175 That's when your Section 8 or 71 2146 01:15:49,175 --> 01:15:50,880 declaration is attesting to use. 2147 01:15:50,880 --> 01:15:53,060 During that relevant filing period. 2148 01:15:56,750 --> 01:16:01,020 And looks like last chance, yeah? 2149 01:16:06,920 --> 01:16:08,275 So I think that's that's 2150 01:16:08,275 --> 01:16:09,980 pretty close to all of them. 2151 01:16:09,980 --> 01:16:11,849 I know that there are some questions 2152 01:16:11,849 --> 01:16:13,309 that haven't necessarily been answered, 2153 01:16:13,310 --> 01:16:16,370 but and so I know folks that you sent him in. 2154 01:16:16,370 --> 01:16:17,204 They're not necessarily 2155 01:16:17,204 --> 01:16:18,594 relevant to the topic today, 2156 01:16:18,600 --> 01:16:20,644 so that's probably one of the reasons 2157 01:16:20,644 --> 01:16:22,345 why the presenters aren't going to 2158 01:16:22,345 --> 01:16:24,252 get a chance to answer them, but. 2159 01:16:24,252 --> 01:16:27,228 But we pretty much hit all of my. 2160 01:16:27,230 --> 01:16:29,510 I think a lot of the questions have 2161 01:16:29,510 --> 01:16:31,716 really been have focused on what is the 2162 01:16:31,716 --> 01:16:34,114 best way for an attorney to help the 2163 01:16:34,114 --> 01:16:36,344 client avoid paying all of those fees. 2164 01:16:36,344 --> 01:16:38,696 And maybe it might be a good idea, 2165 01:16:38,700 --> 01:16:40,892 as we as we continue to wrap up 2166 01:16:40,892 --> 01:16:42,809 today to to really hit home. 2167 01:16:42,810 --> 01:16:43,866 Maybe one more time? 2168 01:16:43,866 --> 01:16:46,167 Like what is the best way to help 2169 01:16:46,167 --> 01:16:47,807 clients avoid paying those fees? 2170 01:16:47,810 --> 01:16:49,580 Montia, you want to take it? 2171 01:16:49,580 --> 01:16:51,338 Sure, I would again encourage you. 2172 01:16:51,340 --> 01:16:52,222 You know, right? 2173 01:16:52,222 --> 01:16:53,398 As you're approaching that, 2174 01:16:53,400 --> 01:16:54,724 that statutory relevant statutory 2175 01:16:54,724 --> 01:16:55,386 filing period. 2176 01:16:55,390 --> 01:16:58,750 5th year be at the 10th year the 20th year. 2177 01:16:58,750 --> 01:16:59,632 Check the ID. 2178 01:16:59,632 --> 01:17:01,690 Create a checklist and set each good 2179 01:17:01,750 --> 01:17:03,970 and service that's currently in your 2180 01:17:03,970 --> 01:17:05,810 registration on a separate line, 2181 01:17:05,810 --> 01:17:08,064 and then if you're the attorney you 2182 01:17:08,064 --> 01:17:10,391 want to work with your client to 2183 01:17:10,391 --> 01:17:13,094 have them to look to confirm use of 2184 01:17:13,094 --> 01:17:15,537 the mark with the specific goods and 2185 01:17:15,537 --> 01:17:17,570 services that are in their registration. 2186 01:17:17,570 --> 01:17:18,814 If they cannot confirm, 2187 01:17:18,814 --> 01:17:21,380 use then as soon as they can and 2188 01:17:21,380 --> 01:17:22,965 again before they file their 2189 01:17:22,965 --> 01:17:24,960 Section 8 or 71 declaration, 2190 01:17:24,960 --> 01:17:26,720 delete those goods and services. 2191 01:17:26,720 --> 01:17:27,924 If the of course, 2192 01:17:27,924 --> 01:17:29,128 there's no excusable nonuse 2193 01:17:29,128 --> 01:17:30,698 claim that can be submitted, 2194 01:17:30,700 --> 01:17:31,615 proactively delete anything 2195 01:17:31,615 --> 01:17:32,835 that they can't confirm. 2196 01:17:32,840 --> 01:17:33,758 Use for an. 2197 01:17:33,758 --> 01:17:35,900 That's really the way you and then, 2198 01:17:35,900 --> 01:17:36,462 of course, 2199 01:17:36,462 --> 01:17:38,148 collect any evidence and hold on 2200 01:17:38,148 --> 01:17:39,270 to that evidence, 2201 01:17:39,270 --> 01:17:43,006 and make sure any evidence that you have. 2202 01:17:43,010 --> 01:17:46,435 Identifies use during the relevant 2203 01:17:46,435 --> 01:17:48,490 statutory filing period. 2204 01:17:48,490 --> 01:17:49,890 Call thank you very much. 2205 01:17:49,890 --> 01:17:51,210 Have one more command. 2206 01:17:51,210 --> 01:17:53,573 I'm just checking to make sure and 2207 01:17:53,573 --> 01:17:56,069 see whether whether it's one that we can. 2208 01:17:56,070 --> 01:17:57,618 We can ask Jordan, 2209 01:17:57,618 --> 01:18:00,761 do you have anything that you want to 2210 01:18:00,761 --> 01:18:03,721 hit home as well as we closeout today? 2211 01:18:03,730 --> 01:18:05,530 Call your audit examiner with questions. 2212 01:18:05,530 --> 01:18:07,874 We try to be as helpful as possible 2213 01:18:07,874 --> 01:18:09,730 over the phone or by email, 2214 01:18:09,730 --> 01:18:11,942 and if you're just unsure about procedure 2215 01:18:11,942 --> 01:18:14,093 unsure about how to use the form just 2216 01:18:14,093 --> 01:18:16,330 just to help get your submission through, 2217 01:18:16,330 --> 01:18:17,530 give us a call. 2218 01:18:17,530 --> 01:18:18,730 We want to help. 2219 01:18:18,730 --> 01:18:20,706 We want to be as helpful as we 2220 01:18:20,706 --> 01:18:22,630 can can provide legal advice, 2221 01:18:22,630 --> 01:18:24,208 but we can certainly help you 2222 01:18:24,208 --> 01:18:26,022 walk you through the process and 2223 01:18:26,022 --> 01:18:27,426 get that response submitted. 2224 01:18:27,430 --> 01:18:29,542 We don't want to see a registration get 2225 01:18:29,542 --> 01:18:30,990 cancelled because the response just 2226 01:18:30,990 --> 01:18:32,430 couldn't get submitted for reasons 2227 01:18:32,430 --> 01:18:34,030 that were otherwise resolvable. 2228 01:18:34,030 --> 01:18:37,380 So, so please reach out. Yeah. 2229 01:18:37,380 --> 01:18:41,386 That's it. One more just came in Jordan. 2230 01:18:41,390 --> 01:18:43,140 Alright, so we got here. 2231 01:18:43,140 --> 01:18:45,780 Well that's a long one if you are 2232 01:18:45,780 --> 01:18:48,058 required to pay a deficiency fee, 2233 01:18:48,060 --> 01:18:49,908 will you be informed ahead of 2234 01:18:49,908 --> 01:18:51,140 time or must you 2235 01:18:51,215 --> 01:18:52,791 anticipate all and submitting 2236 01:18:52,791 --> 01:18:56,470 wait we have one, yeah? 2237 01:18:56,470 --> 01:18:57,510 Think we answered that one. 2238 01:18:57,510 --> 01:18:59,757 Yeah, I think we got that one. 2239 01:18:59,760 --> 01:19:01,648 But yeah, you you only have to pay 2240 01:19:01,648 --> 01:19:03,500 once in response, so you will. 2241 01:19:03,500 --> 01:19:05,705 You will get the office action that will 2242 01:19:05,705 --> 01:19:07,982 let you know what fees are owed and then 2243 01:19:08,045 --> 01:19:10,125 you have to pay the fees in response. 2244 01:19:10,130 --> 01:19:10,928 How about Jordan? 2245 01:19:10,928 --> 01:19:12,258 The last part of that? 2246 01:19:12,260 --> 01:19:14,750 Which is what are the consequences 2247 01:19:14,750 --> 01:19:17,059 of forgetting to submit the fee? 2248 01:19:17,060 --> 01:19:18,353 In the end, 2249 01:19:18,353 --> 01:19:22,090 you're going to get to a stage where. 2250 01:19:22,090 --> 01:19:25,233 You're going to get a third office 2251 01:19:25,233 --> 01:19:27,919 action that's going to require you. 2252 01:19:27,920 --> 01:19:30,728 This is a good question is we have not 2253 01:19:30,728 --> 01:19:33,258 really gotten this yet with the feral, 2254 01:19:33,260 --> 01:19:35,969 but at some point that he's going to have 2255 01:19:35,969 --> 01:19:38,609 to get paid and ultimately it's not. 2256 01:19:38,610 --> 01:19:40,608 The registration is going to cancel, 2257 01:19:40,610 --> 01:19:40,944 right? 2258 01:19:40,944 --> 01:19:43,950 You'll get an office action or go to say, 2259 01:19:43,950 --> 01:19:46,190 hey, you know you need to pay 2260 01:19:46,190 --> 01:19:47,960 the fee if the fees. 2261 01:19:47,960 --> 01:19:49,810 The only thing that's outstanding 2262 01:19:49,810 --> 01:19:52,324 then then we would issue that office 2263 01:19:52,324 --> 01:19:54,417 action to say you know we need 2264 01:19:54,417 --> 01:19:56,637 this fee to you know deletion fee, 2265 01:19:56,640 --> 01:19:57,597 efficiency, surcharge etc. 2266 01:19:57,597 --> 01:19:57,916 Yeah, 2267 01:19:57,916 --> 01:20:00,142 there is at some point a cut 2268 01:20:00,142 --> 01:20:01,871 off we can't just get every six 2269 01:20:01,871 --> 01:20:03,585 months a letter without the fee 2270 01:20:03,585 --> 01:20:05,331 that we asked for and expect. 2271 01:20:05,340 --> 01:20:06,535 Another office action is going 2272 01:20:06,535 --> 01:20:08,080 to go out at some point. 2273 01:20:08,080 --> 01:20:10,439 There is a cut off and that 2274 01:20:10,439 --> 01:20:12,628 registration is going to be cancelled. 2275 01:20:12,630 --> 01:20:15,126 And we have a couple more coming in, 2276 01:20:15,130 --> 01:20:16,537 so hold on, 2277 01:20:16,537 --> 01:20:20,510 folks will try and get to him here. 2278 01:20:20,510 --> 01:20:21,794 Well, actually let me. 2279 01:20:21,794 --> 01:20:23,720 I can ask you this one. 2280 01:20:23,720 --> 01:20:24,860 Jason, I'm sorry Jordan, 2281 01:20:24,860 --> 01:20:27,266 to sort of attack on So what happens 2282 01:20:27,266 --> 01:20:29,156 if your call is not returned 2283 01:20:29,156 --> 01:20:31,098 when you're calling the examiner? 2284 01:20:31,100 --> 01:20:33,668 What's the policy with regard to phone calls? 2285 01:20:33,670 --> 01:20:36,038 Is there a one to two business days 2286 01:20:36,038 --> 01:20:38,490 or what are we talking about here? 2287 01:20:38,490 --> 01:20:41,130 Sure, yeah, we, we we. 2288 01:20:41,130 --> 01:20:44,532 We ask that calls in return within 24 hours. 2289 01:20:44,540 --> 01:20:47,400 So one business day. 2290 01:20:47,400 --> 01:20:49,398 Email can be helpful as well. 2291 01:20:49,400 --> 01:20:51,070 We all kind of work. 2292 01:20:51,070 --> 01:20:52,745 Variety of hours are located 2293 01:20:52,745 --> 01:20:53,750 in different locations. 2294 01:20:53,750 --> 01:20:55,598 If you persistently have a hard 2295 01:20:55,598 --> 01:20:57,420 time getting ahold of somebody, 2296 01:20:57,420 --> 01:20:59,090 you know after several weeks, 2297 01:20:59,090 --> 01:21:00,494 contact that person's supervisor. 2298 01:21:00,494 --> 01:21:02,600 If you can locate that information 2299 01:21:02,655 --> 01:21:03,429 on the website, 2300 01:21:03,430 --> 01:21:05,768 or you can contact me or Montia, 2301 01:21:05,770 --> 01:21:07,440 that is fine as well. 2302 01:21:07,440 --> 01:21:08,784 If you're persistently having 2303 01:21:08,784 --> 01:21:10,800 a hard time getting ahold of 2304 01:21:10,865 --> 01:21:12,779 somebody and their out of office, 2305 01:21:12,780 --> 01:21:16,110 email is not provided instructions otherwise. 2306 01:21:16,110 --> 01:21:18,945 OK, and I did get another one about use. 2307 01:21:18,950 --> 01:21:20,756 Are you saying that you must 2308 01:21:20,756 --> 01:21:22,749 be in the 9th 10th year? 2309 01:21:22,750 --> 01:21:23,701 In other words, 2310 01:21:23,701 --> 01:21:25,603 you cannot claim use if it 2311 01:21:25,603 --> 01:21:27,168 was used in year six, 2312 01:21:27,170 --> 01:21:29,375 but not since that is absolutely correct. 2313 01:21:29,380 --> 01:21:31,585 It uses during the relevant statutory period, 2314 01:21:31,590 --> 01:21:33,170 whatever that statutory period is 2315 01:21:33,170 --> 01:21:34,434 for maintaining your registration. 2316 01:21:36,800 --> 01:21:38,256 It's a hold on. We might have 2317 01:21:38,256 --> 01:21:39,874 one more we can sneak in here 2318 01:21:39,874 --> 01:21:41,278 before we have to close out. 2319 01:21:44,440 --> 01:21:47,667 George said OK, can you pay multiple 2320 01:21:47,667 --> 01:21:51,257 deletion fees for deleting goods in the 2321 01:21:51,257 --> 01:21:54,431 same class when deletions are requested, 2322 01:21:54,440 --> 01:21:56,440 following multiple office actions? 2323 01:21:59,750 --> 01:22:02,366 OK, if I understand this right 'cause I'm 2324 01:22:02,366 --> 01:22:05,082 trying to think of a scenario this comes 2325 01:22:05,082 --> 01:22:07,268 up so frequently will have a response 2326 01:22:07,268 --> 01:22:09,734 to one of the few rule in effect where 2327 01:22:09,734 --> 01:22:11,918 the response makes deletions in a class, 2328 01:22:11,920 --> 01:22:14,728 but the fee for that class is not submitted, 2329 01:22:14,730 --> 01:22:16,809 so the second office action goes out 2330 01:22:16,809 --> 01:22:19,404 and the audit is not satisfied, so that 2331 01:22:19,404 --> 01:22:21,276 second office action will indicate that. 2332 01:22:21,280 --> 01:22:23,146 Let's say it's a one class, 2333 01:22:23,150 --> 01:22:25,342 so a fee of $200 was incurred 2334 01:22:25,342 --> 01:22:26,890 but not provided an. 2335 01:22:26,890 --> 01:22:28,780 If you make any additional deletions 2336 01:22:28,780 --> 01:22:30,480 in this second office action. 2337 01:22:30,480 --> 01:22:33,180 You will pay the fee again and so yes, 2338 01:22:33,180 --> 01:22:35,580 in that response to the Second Office action. 2339 01:22:35,580 --> 01:22:37,380 If you are making additional deletions, 2340 01:22:37,380 --> 01:22:40,080 you will pay at a minimum the 250, 2341 01:22:40,080 --> 01:22:42,460 initially incurred and then the fees 2342 01:22:42,460 --> 01:22:44,291 for anything deleted on top of 2343 01:22:44,291 --> 01:22:45,773 that on a per class basis, 2344 01:22:45,780 --> 01:22:47,652 and you want to pay all of that 2345 01:22:47,652 --> 01:22:49,644 in your second office action if 2346 01:22:49,644 --> 01:22:51,474 that Second Officer comes back, 2347 01:22:51,480 --> 01:22:52,380 makes the deletions, 2348 01:22:52,380 --> 01:22:54,180 but the fee is not paid, 2349 01:22:54,180 --> 01:22:55,960 you're gonna get another office 2350 01:22:55,960 --> 01:22:58,420 action with the fee amount and that 2351 01:22:58,420 --> 01:23:00,569 warning that if you don't respond to 2352 01:23:00,569 --> 01:23:03,185 that with the fees that the entire 2353 01:23:03,185 --> 01:23:04,681 registration will be cancelled. 2354 01:23:04,690 --> 01:23:06,600 And I have another one. 2355 01:23:06,600 --> 01:23:08,510 How are requests for Nonuse 2356 01:23:08,510 --> 01:23:10,038 handled during audit proceedings? 2357 01:23:10,040 --> 01:23:13,288 So if the initial Section 8 or 71 2358 01:23:13,288 --> 01:23:15,388 declaration includes a non use claim, 2359 01:23:15,390 --> 01:23:18,134 it is actually kicked out of the 2360 01:23:18,134 --> 01:23:20,521 audit because the purpose of our 2361 01:23:20,521 --> 01:23:22,777 audit is to check the accuracy 2362 01:23:22,777 --> 01:23:25,766 of use claims in a Section 8 or 2363 01:23:25,766 --> 01:23:28,137 71 declaration on occasion we do, 2364 01:23:28,137 --> 01:23:30,711 I think see Nonuse claims being 2365 01:23:30,711 --> 01:23:33,140 submitted after an audit is underway 2366 01:23:33,140 --> 01:23:35,440 and we do evaluate those and. 2367 01:23:35,440 --> 01:23:36,349 You know, George. 2368 01:23:36,349 --> 01:23:38,167 I think generally you can help 2369 01:23:38,167 --> 01:23:39,610 me out with this one. 2370 01:23:39,610 --> 01:23:41,100 It'll come down to cases 2371 01:23:41,100 --> 01:23:41,994 where they're saying, 2372 01:23:42,000 --> 01:23:42,530 you know, 2373 01:23:42,530 --> 01:23:44,120 during the midst of the of 2374 01:23:44,120 --> 01:23:45,870 the COVID pandemic they would. 2375 01:23:45,870 --> 01:23:46,508 You know, 2376 01:23:46,508 --> 01:23:48,422 respondents might say we can't get 2377 01:23:48,422 --> 01:23:50,476 to our warehouse to even check to 2378 01:23:50,476 --> 01:23:53,019 see if we have a good proof of you. 2379 01:23:53,020 --> 01:23:55,116 So we would allow for the audit to 2380 01:23:55,116 --> 01:23:57,189 conclude in those cases because again, 2381 01:23:57,190 --> 01:23:58,978 it's something that's beyond their control, 2382 01:23:58,980 --> 01:24:01,066 and so that's a way where it's 2383 01:24:01,066 --> 01:24:02,260 not necessarily non use. 2384 01:24:02,260 --> 01:24:04,180 But they're saying we can't prove 2385 01:24:04,180 --> 01:24:06,089 to you that we're using it. 2386 01:24:06,090 --> 01:24:08,379 And then in the cases where they 2387 01:24:08,379 --> 01:24:09,760 are responding by then, 2388 01:24:09,760 --> 01:24:12,440 saying actually are mark is not in use. 2389 01:24:12,440 --> 01:24:15,780 Do you want to in the context of an audit, 2390 01:24:15,780 --> 01:24:17,992 do you want to handle what what 2391 01:24:17,992 --> 01:24:20,118 we would do in those cases? 2392 01:24:20,120 --> 01:24:20,832 Sure, yeah. 2393 01:24:20,832 --> 01:24:21,188 So. 2394 01:24:21,188 --> 01:24:24,459 So to the two things that crop up a lot, 2395 01:24:24,460 --> 01:24:26,588 we do have a COVID related scheme 2396 01:24:26,588 --> 01:24:27,934 for handling nonuse specifically 2397 01:24:27,934 --> 01:24:29,799 to requested proof of use, 2398 01:24:29,800 --> 01:24:31,156 because the good research. 2399 01:24:31,156 --> 01:24:33,190 Well the more common services could 2400 01:24:33,250 --> 01:24:35,056 not be performed during the pandemic 2401 01:24:35,056 --> 01:24:36,666 due to perhaps the government 2402 01:24:36,666 --> 01:24:38,416 regulations that affect the ability 2403 01:24:38,416 --> 01:24:40,604 of the service is being performed, 2404 01:24:40,604 --> 01:24:40,996 that's. 2405 01:24:40,996 --> 01:24:43,348 Whole separate scheme where we have 2406 01:24:43,348 --> 01:24:45,196 procedures for evaluating those claims 2407 01:24:45,196 --> 01:24:47,284 and certain statements that have to 2408 01:24:47,345 --> 01:24:48,947 be made to conclude an audit. 2409 01:24:48,950 --> 01:24:51,085 However, we also do have a time 2410 01:24:51,085 --> 01:24:53,220 where once an audit is started. 2411 01:24:53,220 --> 01:24:55,530 If an unused claim under the ordinary 2412 01:24:55,530 --> 01:24:57,498 non use rules is being made, 2413 01:24:57,500 --> 01:25:00,790 a new Section 8 or 71 has to be filed. 2414 01:25:00,790 --> 01:25:02,920 A response that simply actually creates 2415 01:25:02,920 --> 01:25:05,677 that States and non use claim is not 2416 01:25:05,677 --> 01:25:07,591 sufficient because you cannot file a 2417 01:25:07,651 --> 01:25:09,751 section 871 that you claim there is 2418 01:25:09,751 --> 01:25:12,310 used and Elvis needs to be like now, 2419 01:25:12,310 --> 01:25:13,666 there's actually not use. 2420 01:25:13,666 --> 01:25:16,364 You need to file a new eight or 2421 01:25:16,364 --> 01:25:19,148 section A Section 8 or 71 to make that 2422 01:25:19,148 --> 01:25:21,860 claim that Section 8 or 71 will be 2423 01:25:21,860 --> 01:25:23,935 reviewed outside of the audit review 2424 01:25:23,935 --> 01:25:26,524 and will be handled under all the 2425 01:25:26,524 --> 01:25:28,489 normal rules for excusable nonuse. 2426 01:25:28,490 --> 01:25:29,990 OK, and I have another one. 2427 01:25:29,990 --> 01:25:32,014 What if you file a renewal during the 2428 01:25:32,014 --> 01:25:33,985 regular period and you get an office action? 2429 01:25:33,990 --> 01:25:35,990 Can you show use in the grace period? 2430 01:25:35,990 --> 01:25:37,418 The answer is yes because the 2431 01:25:37,418 --> 01:25:39,202 grace period is also a part of 2432 01:25:39,202 --> 01:25:40,238 the statutory filing period. 2433 01:25:43,430 --> 01:25:43,992 Alright, excellent, 2434 01:25:43,992 --> 01:25:46,240 that appears to be all that we have, 2435 01:25:46,240 --> 01:25:48,249 or at least all the technology is 2436 01:25:48,249 --> 01:25:49,888 allowing to extend it this time. 2437 01:25:49,890 --> 01:25:52,138 So let's go ahead and close it out. 2438 01:25:52,140 --> 01:25:54,388 So first of all, a big thank you, 2439 01:25:54,390 --> 01:25:55,514 both you Montia answer, 2440 01:25:55,514 --> 01:25:56,357 Jordan for hosting, 2441 01:25:56,360 --> 01:25:58,688 and for giving us all this great information 2442 01:25:58,688 --> 01:26:00,820 and would like to thank thank the crew 2443 01:26:00,820 --> 01:26:02,745 has been great in terms of making 2444 01:26:02,745 --> 01:26:04,782 sure all the tech is working properly. 2445 01:26:04,790 --> 01:26:06,750 And of course thank you to all of 2446 01:26:06,750 --> 01:26:08,439 you folks for attending today. 2447 01:26:08,440 --> 01:26:11,104 You are going to be getting a survey so 2448 01:26:11,104 --> 01:26:13,904 please take a minute or two to fill that out. 2449 01:26:13,910 --> 01:26:15,751 We really do look at the results 2450 01:26:15,751 --> 01:26:17,918 and we really do want to make sure 2451 01:26:17,918 --> 01:26:19,668 we're giving you the best possible 2452 01:26:19,668 --> 01:26:21,528 webinars that we possibly can. 2453 01:26:21,530 --> 01:26:22,088 So please, 2454 01:26:22,088 --> 01:26:24,320 if you can take it a minute or 2455 01:26:24,395 --> 01:26:26,509 minute or two to fill that out. 2456 01:26:26,510 --> 01:26:29,807 I also want to just very briefly. 2457 01:26:29,810 --> 01:26:31,268 Tell you folks just let me. 2458 01:26:31,270 --> 01:26:34,924 I'm going to share my screen here real quick. 2459 01:26:34,930 --> 01:26:35,226 Alright, 2460 01:26:35,226 --> 01:26:37,298 so just so everyone is aware because 2461 01:26:37,298 --> 01:26:39,347 the question always comes in is a copy 2462 01:26:39,347 --> 01:26:41,159 or a recording going to be available. 2463 01:26:41,160 --> 01:26:41,988 The answer is yes, 2464 01:26:41,988 --> 01:26:44,229 you will be able to find it here on 2465 01:26:44,229 --> 01:26:45,814 the understanding the trademark post 2466 01:26:45,814 --> 01:26:47,130 registration audit program page. 2467 01:26:47,130 --> 01:26:48,480 As you can see here, 2468 01:26:48,480 --> 01:26:50,321 it's going to be posted here and 2469 01:26:50,321 --> 01:26:52,257 it's also going to be posted on 2470 01:26:52,257 --> 01:26:53,622 the trademarks webinars series page, 2471 01:26:53,630 --> 01:26:55,646 so keep an eye out for that and also 2472 01:26:55,646 --> 01:26:57,297 wanted to let you know that there 2473 01:26:57,297 --> 01:26:58,966 we have some some additional fun 2474 01:26:58,966 --> 01:27:01,060 stuff that's going to be happening 2475 01:27:01,060 --> 01:27:02,835 Commissioner Gooder is going to be 2476 01:27:02,835 --> 01:27:04,689 doing a sort of fireside chat about 2477 01:27:04,689 --> 01:27:06,484 intellectual property in the Olympics. 2478 01:27:06,490 --> 01:27:08,762 That is on June 11th and you can 2479 01:27:08,762 --> 01:27:10,695 register early to or register at 2480 01:27:10,695 --> 01:27:12,325 anytime actually before it begins 2481 01:27:12,325 --> 01:27:13,439 to attend that. 2482 01:27:13,440 --> 01:27:15,645 And if you have those TMI questions, 2483 01:27:15,650 --> 01:27:18,494 by all means join us for the round table. 2484 01:27:18,500 --> 01:27:21,660 It is going to be, I believe, on the 14th. 2485 01:27:21,660 --> 01:27:22,940 Yes, on June 14th, 2486 01:27:22,940 --> 01:27:25,768 so please go ahead and sign up for that. 2487 01:27:25,770 --> 01:27:26,613 And of course, 2488 01:27:26,613 --> 01:27:28,299 obviously most of you folks on 2489 01:27:28,299 --> 01:27:30,393 this call today don't need a 2490 01:27:30,393 --> 01:27:31,446 trademark Basics bootcamp, 2491 01:27:31,450 --> 01:27:33,598 but if anybody in your organization 2492 01:27:33,598 --> 01:27:36,078 you think might want a little brush 2493 01:27:36,078 --> 01:27:38,040 up on all the trademark basics. 2494 01:27:38,040 --> 01:27:38,739 By all means, 2495 01:27:38,739 --> 01:27:40,370 please sign up and join us for 2496 01:27:40,428 --> 01:27:42,098 the Trademark Basics Bootcamp or 2497 01:27:42,098 --> 01:27:43,768 maybe even recommended to some 2498 01:27:43,825 --> 01:27:45,568 of your clients just to make sure 2499 01:27:45,568 --> 01:27:47,445 that they are up to speed on all 2500 01:27:47,445 --> 01:27:48,997 the things to make your meetings 2501 01:27:48,997 --> 01:27:50,457 with them more efficient. 2502 01:27:50,460 --> 01:27:51,448 If you haven't attended, 2503 01:27:51,448 --> 01:27:53,750 it is an 8 week series and we pretty 2504 01:27:53,750 --> 01:27:55,521 much cover all the basics that you 2505 01:27:55,576 --> 01:27:57,788 need to know from fundamentals all the 2506 01:27:57,788 --> 01:27:59,604 way through searching and through filing. 2507 01:27:59,604 --> 01:28:01,620 I even walked through a tease plus 2508 01:28:01,682 --> 01:28:03,628 form we talked about how to respond 2509 01:28:03,628 --> 01:28:05,637 to office action and then as you know, 2510 01:28:05,640 --> 01:28:07,020 so a lot of information. 2511 01:28:07,020 --> 01:28:08,946 That Montia is an expert on. 2512 01:28:08,950 --> 01:28:10,510 We talk about here in keeping 2513 01:28:10,510 --> 01:28:11,290 your registration alive, 2514 01:28:11,290 --> 01:28:13,306 so just want to point that out as 2515 01:28:13,306 --> 01:28:14,998 another possibility of this sort of 2516 01:28:14,998 --> 01:28:16,138 educational programming that we're 2517 01:28:16,138 --> 01:28:18,158 trying to do to make sure that you 2518 01:28:18,158 --> 01:28:19,350 have all the information possible. 2519 01:28:19,350 --> 01:28:21,170 So we're going to close it out. 2520 01:28:21,170 --> 01:28:22,730 We're just about on 4:30 Eastern, 2521 01:28:22,730 --> 01:28:23,622 so thank you again. 2522 01:28:23,622 --> 01:28:24,960 Very much for being with us 2523 01:28:25,015 --> 01:28:26,467 today and thank you again to 2524 01:28:26,467 --> 01:28:28,157 Montia and to Jordan for sharing 2525 01:28:28,157 --> 01:28:29,489 their knowledge with everyone. 2526 01:28:29,490 --> 01:28:31,002 Thank you so much and have 2527 01:28:31,002 --> 01:28:32,610 a great rest of your day.