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U.S. PATENT AND TRADEMARK OFFICE
Patent Technology Monitoring Team (PTMT)

U.S. COLLEGES AND UNIVERSITIES-
UTILITY PATENT GRANTS,
CALENDAR YEARS 1969-2012

- this report was created with support from the National Science Foundation -

BREAKOUT BY TECHNOLOGY CLASS -
PATENTS DISTRIBUTED BY CALENDAR YEAR OF PATENT APPLICATION

NUMBER OF UTILITY PATENTS ASSIGNED ANNUALLY
TO U.S. COLLEGES AND UNIVERSITIES RANKED IN THE
TOP 250 BY R&D EXPENDITURES IN FY 2011

- Explanation of Data -

Rank Ordered Listing of Technology Classes Receiving 1 or More Utility Patents During the Period

This Table Displays Patent Counts By Technology Class
For Patents Granted To The Following Top 250 R&D University:

CORNELL UNIVERSITY

( count of patent grants, as distributed by calendar year of patent application )
( technology class is determined by the primary patent classification - see 'Explanation of Data' )

Annual patent counts for the university.
Counts of granted patents are distributed by the year of patent filing.
Multiple assignee names may be associated with a university.
Class Class Title PRE_1992 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 Total
435 Chemistry: Molecular Biology and Microbiology 41 3 8 12 16 10 19 6 18 19 16 14 4 15 18 16 6 4 3 5 0 0 253
424 Drug, Bio-Affecting and Body Treating Compositions (includes Class 514) 43 6 10 6 11 8 9 14 8 12 13 10 7 8 7 12 4 4 5 0 1 0 198
532 Organic Compounds (includes Classes 532-570) 17 1 5 2 4 1 3 2 1 1 2 1 3 3 4 3 3 2 1 1 1 0 61
520 Synthetic Resins or Natural Rubbers (includes Classes 520-528) 3 1 2 4 6 2 2 3 2 4 3 2 5 2 5 5 3 2 0 0 0 0 56
800 Multicellular Living Organisms and Unmodified Parts Thereof and Related Processes 2 0 0 3 9 6 4 5 2 3 5 7 5 1 0 1 0 0 0 0 0 0 53
438 Semiconductor Device Manufacturing: Process 12 1 1 2 1 8 2 2 0 0 2 3 3 0 2 0 1 1 1 0 0 0 42
426 Food or Edible Material: Processes, Compositions, and Products 22 0 0 3 1 0 2 0 0 2 1 2 1 0 1 0 1 0 0 0 0 0 36
530 Chemistry: Natural Resins or Derivatives; Peptides or Proteins; Lignins or Reaction Products Thereof 12 0 1 2 0 0 2 4 1 3 0 2 1 1 1 1 1 4 0 0 0 0 36
257 Active Solid-State Devices (e.g., Transistors, Solid-State Diodes) 11 2 0 1 2 1 0 1 0 1 6 1 3 0 3 1 2 0 0 0 0 0 35
128 Surgery (includes Class 600) 8 1 2 0 0 0 5 1 4 0 5 3 1 1 0 1 1 1 0 0 0 0 34
359 Optical: Systems and Elements 5 0 2 2 1 1 0 0 1 1 0 0 1 0 1 3 1 2 2 0 0 0 23
382 Image Analysis 4 0 0 0 0 1 0 3 0 1 1 1 2 0 1 0 4 2 1 1 0 0 22
428 Stock Material or Miscellaneous Articles 7 2 1 1 0 1 0 0 0 1 0 1 1 0 1 3 0 0 1 1 1 0 22
430 Radiation Imagery Chemistry: Process, Composition, or Product Thereof 4 1 1 3 2 1 0 1 0 1 0 1 0 1 1 1 0 1 1 1 0 0 21
250 Radiant Energy 11 1 1 0 1 1 0 1 0 0 0 0 1 0 1 1 1 0 0 0 0 0 20
372 Coherent Light Generators 12 0 1 1 1 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 19
073 Measuring and Testing 7 0 1 1 0 1 0 2 0 2 0 1 0 0 1 1 0 0 1 0 0 0 18
385 Optical Waveguides 0 0 0 0 0 0 0 0 1 1 0 1 2 2 4 2 3 1 0 0 1 0 18
436 Chemistry: Analytical and Immunological Testing 6 0 1 0 4 0 0 1 3 0 0 1 0 0 0 0 0 1 0 0 0 0 17
210 Liquid Purification or Separation 4 3 1 2 1 0 0 0 0 0 0 2 0 0 0 0 0 0 0 0 0 0 13
310 Electrical Generator or Motor Structure 1 0 1 1 0 1 1 0 0 0 1 0 0 0 0 5 0 0 1 0 1 0 13
427 Coating Processes 3 1 0 0 1 1 0 1 0 1 0 0 0 1 2 0 0 1 1 0 0 0 13
356 Optics: Measuring and Testing 4 0 0 0 1 1 0 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 12
204 Chemistry: Electrical and Wave Energy 5 0 1 0 0 0 0 0 0 1 0 1 1 0 0 0 1 1 0 0 0 0 11
324 Electricity: Measuring and Testing 5 0 0 1 1 0 0 0 0 0 0 2 0 0 1 1 0 0 0 0 0 0 11
370 Multiplex Communications 0 0 0 0 0 1 0 3 0 1 0 0 0 0 1 5 0 0 0 0 0 0 11
119 Animal Husbandry 6 0 1 0 0 0 1 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 10
333 Wave Transmission Lines and Networks 1 2 0 0 1 0 0 0 0 0 1 0 0 1 0 2 1 0 0 1 0 0 10
375 Pulse or Digital Communications 0 0 0 0 0 0 0 1 0 3 0 0 2 1 1 0 1 0 1 0 0 0 10
700 DP: Generic Control Systems or Specific Applications (Data Processing) 2 0 0 1 3 2 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 10
216 Etching a Substrate: Processes 1 1 2 1 1 1 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 9
123 Internal-Combustion Engines 7 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 7
117 Single-Crystal, Oriented-Crystal, and Epitaxy Growth Processes; Non-Coating Apparatus Therefor 2 0 0 0 0 0 0 1 0 1 0 0 0 0 0 2 0 0 0 0 0 0 6
378 X-Ray or Gamma Ray Systems or Devices 2 0 0 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 6
604 Surgery (Medicators and Receptors) 2 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 6
607 Surgery: Light, Thermal, and Electrical Application 0 0 0 0 0 0 1 0 0 1 0 1 0 0 2 0 0 0 1 0 0 0 6
264 Plastic and Nonmetallic Article Shaping or Treating: Processes 2 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 1 0 0 0 0 5
313 Electric Lamp and Discharge Devices 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 5
315 Electric Lamp and Discharge Devices: Systems 2 0 1 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 5
331 Oscillators 2 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 5
422 Chemical Apparatus and Process Disinfecting, Deodorizing, Preserving, or Sterilizing 3 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 5
504 Plant Protecting and Regulating Compositions 2 1 0 0 0 0 0 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5
606 Surgery (instruments) 2 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 5
712 Processing Architectures and Instruction Processing, e.g., Processors (Electrical Computers and Digital Processing Systems) 1 0 2 0 0 0 0 0 0 0 0 0 0 0 0 2 0 0 0 0 0 0 5
164 Metal Founding 1 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 4
330 Amplifiers 2 0 0 0 0 0 0 0 0 0 0 0 0 2 0 0 0 0 0 0 0 0 4
365 Static Information Storage and Retrieval 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 4
423 Chemistry of Inorganic Compounds 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 4
455 Telecommunications 0 0 0 1 0 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 4
516 Colloid Systems and Wetting Agents, Subcombinations Thereof, Processes of Making, Stabilizing, Breaking, or Inhibiting 1 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 4
052 Static Structures (e.g., Buildings) 2 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3
060 Power Plants 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 3
118 Coating Apparatus 0 0 0 1 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 3
244 Aeronautics and Astronautics 3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3
252 Compositions 3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3
327 Miscellaneous Active Electrical Nonlinear Devices, Circuits, and Systems 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 3
338 Electrical Resistors 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 3
340 Communications: Electrical 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 3
348 Television 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3
351 Optics: Eye Examining, Vision Testing and Correcting 2 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3
361 Electricity: Electrical Systems and Devices 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3
425 Plastic Article or Earthenware Shaping or Treating: Apparatus 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 3
501 Compositions: Ceramic 3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3
506 Combinatorial Chemistry Technology: Method, Library, Apparatus 0 0 0 0 0 0 2 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 3
510 Cleaning Compositions for Solid Surfaces, Auxiliary Compositions Therefor, or Processes of Preparing the Compositions 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 3
702 DP: Measuring, Calibrating, or Testing (Data Processing) 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 3
707 DP: Database and File Management or Data Structures (Data Processing) 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 3
709 Multicomputer Data Transferring (Electrical Computers and Digital Processing Systems) 0 0 0 0 0 0 0 0 1 0 0 1 0 0 1 0 0 0 0 0 0 0 3
714 Error Detection/Correction and Fault Detection/Recovery 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 3
047 Plant Husbandry 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
056 Harvesters 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
106 Compositions: Coating or Plastic 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
134 Cleaning and Liquid Contact with Solids 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
136 Batteries: Thermoelectric and Photoelectric 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 2
156 Adhesive Bonding and Miscellaneous Chemical Manufacture 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
236 Automatic Temperature and Humidity Regulation 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
239 Fluid Sprinkling, Spraying, and Diffusing 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 2
326 Electronic Digital Logic Circuitry 0 0 0 0 0 0 0 0 0 0 0 0 0 2 0 0 0 0 0 0 0 0 2
341 Coded Data Generation or Conversion 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 2
342 Communications: Directive Radio Wave Systems and Devices (e.g., Radar, Radio Navigation) 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 2
345 Computer Graphics Processing and Selective Visual Display Systems 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
376 Induced Nuclear Reactions: Processes, Systems, and Elements 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
400 Typewriting Machines 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
405 Hydraulic and Earth Engineering 0 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
417 Pumps 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 2
429 Chemistry: Electrical Current Producing Apparatus, Product, and Process 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 2
464 Rotary Shafts, Gudgeons, Housings, and Flexible Couplings for Rotary Shafts 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
502 Catalyst, Solid Sorbent, or Support Therefor: Product or Process of Making 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 2
505 Superconductor Technology: Apparatus, Material, Process 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
585 Chemistry of Hydrocarbon Compounds 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
703 DP: Structural Design, Modeling, Simulation, and Emulation (Data Processing) 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
705 DP: Financial, Business Practice, Management, or Cost/Price Determination (Data Processing) 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 2
717 DP: Software Development, Installation, and Management (Data Processing) 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 2
850 Scanning-Probe Techniques or Apparatus; Applications of Scanning-Probe Techniques, e.g., Scanning Probe Microscopy [Spm] 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2
029 Metal Working 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
033 Geometrical Instruments 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
034 Drying and Gas or Vapor Contact with Solids 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
062 Refrigeration 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
075 Specialized Metallurgical Processes, Compositions for Use Therein, Consolidated Metal Powder Compositions, and Loose Metal Particulate Mixtures 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
081 Tools 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
095 Gas Separation: Processes 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1
100 Presses 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1
137 Fluid Handling 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
138 Pipes and Tubular Conduits 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
148 Metal Treatment 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
160 Flexible or Portable Closure, Partition, or Panel 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
166 Wells (shafts or deep borings in the earth, e.g., for oil and gas) 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
171 Unearthing Plants or Buried Objects 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
175 Boring or Penetrating the Earth 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
198 Conveyors: Power-Driven 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
205 Electrolysis: Processes, Compositions Used Therein, and Methods of Preparing the Compositions 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
206 Special Receptacle or Package 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
228 Metal Fusion Bonding 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1
241 Solid Material Comminution or Disintegration 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
251 Valves and Valve Actuation 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
267 Spring Devices 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1
280 Land Vehicles 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
294 Handling: Hand and Hoist-Line Implements 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
296 Land Vehicles: Bodies and Tops 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
307 Electrical Transmission or Interconnection Systems 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
343 Communications: Radio Wave Antennas 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
349 Liquid Crystal Cells, Elements and Systems 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
355 Photocopying 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
367 Communications, Electrical: Acoustic Wave Systems and Devices 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
374 Thermal Measuring and Testing 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
379 Telephonic Communications 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
398 Optical Communications 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1
414 Material or Article Handling 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
415 Rotary Kinetic Fluid Motors or Pumps 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
439 Electrical Connectors 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
442 Fabric (Woven, Knitted, or Nonwoven Textile or Cloth, Etc.) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1
445 Electric Lamp or Space Discharge Component or Device Manufacturing 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
449 Bee Culture (propagating, raising, caring for bees) 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
452 Butchering 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
454 Ventilation 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1
507 Earth Boring, Well Treating, and Oil Field Chemistry 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
704 DP: Speech Signal Processing, Linguistics, Language Translation, and Audio Compression/Decompression (Data Processing) 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
706 DP: Artificial Intelligence (Data Processing) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1
708 Arithmetic Processing and Calculating (Electrical Computers) 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
711 Memory (Electrical Computers and Digital Processing Systems) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1
715 DP: Presentation Processing of Document, Operator Interface Processing, and Screen Saver Display Processing (Data Processing) 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1
ALL ALL CLASSES 355 35 60 60 73 64 60 63 45 67 61 65 50 49 68 77 42 32 24 11 5 0 1366


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