XML DTD : us-patent-grant-v40-2004-12-02.dtd -
DTD Comments:
Document Type Definition for United States Patent Grant Publications
USPTO-modified version of WIPO Standard ST.36 DTD xx-patent-document
Reference this DTD as PUBLIC "-//USPTO//DTD us-patent-grant v4.0 2004-12-02//EN"
Alias: Grant Red Book (GRB)
Contact: Bruce B. Cox
U.S. Patent and Trademark Office
Crystal Park 3, Suite 451
Washington, DC 20231
+1-703-306-2606
bruce.cox@uspto.gov

***** Revision History *****
2004-12-02

. Added optional us-provisional-application-status(#PCDATA) to us-provisional-application element.

2004-10-28
. Added us-deceased-inventor* to us-bibliographic-data-grant. The content model
.. of us-deceased-inventor is addressbook with required sequence attribute.
. Changed pre attribute xml:space to (preserve) #FIXED 'preserve'.
. Added 'undefined' value to img attribute img-content. Renamed value flow-chart to flowchart
.. and chemistry to chem.
. Changed chem-type attribute of chem element from required to implied.
. Changed the order of crossref element in p element to before figref.
. Added id ID #IMPLIED attribute to sequence-list element and removed country attribute.
. Changed the order of attributes in a few elements in compliance with WIPO DTDs.
. Changed the order of sub2 and sup2 elements in sub, sup element in compliance with WIPO DTDs.
. Changed the place holder elements math and table content model to EMPTY.
. Changed num attributes from required to implied in nplcit and patcit.
. Added classifications-ipcr to citation element.
. Changed dl element attribute tsize from NMTOKEN to CDATA type.
. Changed subname subname-type CDATA to subname-type (editor | translator |
.. other-subname-type )  'editor'
. Changed type-of-correction element to optional in correction element.

2004-09-27
. Change in mathml2 dtd reference to work around with Microsoft MSXML3 parser
.. 'Default Namespace Declaration not supported in DTD' issue in Internet Explorer.
.. MATHML.xmlns.attrib is set to nothing instead of setting MATHML.xmlns to nothing.

2004-09-08
. Added phone? ,fax? ,email? to authorized-officer element.
. Change element subname attribute subname-type  from CDATA #IMPLIED to
.. subname-type  (editor | translator)  'editor'.
. Changed element us-rights attribute applicant-ref CDATA  #REQUIRED back to
.. to-dead-inventor CDATA  #REQUIRED.

2004-07-19
. Changed us-rights content model from empty to #PCDATA.
. Changed rel-passage content model from(text | (passage+ , category? , rel-claims?)+)
.. to rel-passage (text | (passage+ , category* , rel-claims*)+).
. Changed number-of-drawing-sheets and number-of-figures in figures element
.. from required to optional.
. Changed patent-family content model to patent-family(priority-application |
.. (family-member+|text) and added id attribute.
. Removed examiner-group element. Populate department element in
.. the examiner name-group instead.
. Added gazette-reference element and gazette-num elements.
. Replaced bulletin-gazette element with gazette-reference element used in
.. correction and pct-or-regional-publishing-data element.
.. Added gazette-reference to correction element.
. Removed cited-patents and cited-others with citation content model.
.. Replaced us-references-cited with references-cited new content model.
. Removed dates-of-public-availability element and all sub elements.
. Changed chemistry content model to (img | (chem,img?)).
.. Added a place holder element chem for future chemistry xml root element.
.. chem element has id, file and chem-type attributes.
. Added sequence-list-doc element and modified sequence-list element.
.. Replaced sequence-list with sequence-list-doc in us-patent-grant.
.. Changed sequence-list country attribute type to #CDATA.
. Changed addressbook lang to optional.
. Added claim-type to claim and claims elements.
. Added new element classifications-ipcr to us-bibliographic-data and field-of-search.
..classifications-ipcr include one or more classification-ipcr. classifications-ipcr
..include the following elements:
..		ipc-version-indicator
..		classification-level
..		section
..		class(reuse)
..		subclass
..		main-group
..		subgroup
..		symbol-position
..		classification-value
..		action-date
..		generating-office
..		classification-status
..		classification-data-source
. Added pre to claim-text,dd,li.
. Changed nplcit (text | (article | book | online | othercit)*)
.. to (text | article | book | online | othercit).
. Added further-classification to classification-locarno.
. Added sequence attribute to further-classification element.
. Changed he and wi to #CDATA in img and doc-page.
. Changed id attribute of crossref to IDREF type.
. Added flow-chart to img-content allowed values and changed DNA to dna.
. Changed date attribute to date-produced in element us-patent-grant.
. Added date-publ attribute to element us-patent-grant.
. Changed bibliographic-data id attribute to ID type.
. Changed address_group text element from optional to required.
. Changed text element in depositary to #PCDATA.
. Renamed table-external-ref element to table-external-doc.
.. Changed external-type attribute in table-external-doc to optional.
. Changed parent-PCT-document to parent-pct-document.
. Added id ID #IMPLIED to addressbook,application-reference,
.. classification-ipc,classification-locarno ,new element
.. classifications-ipcr,classification-ipcr,priority-claim and publication-reference.

2004-04-15 H. Li
. Added num attribute to li element.
. Changed content model maths from  (img | math) to (img | (math,img?)).
. Added date attribute to element us-patent-application.
. Added math, chemistry, table, program-listing to img-content allowed values
.. and changed dna to DNA.
. Add figref to li, dd, claim-text elements and table cell entry.
. Changed subname? to subname* in serial, article and online elements.
. Renamed table-external element to table-external-ref.


2004-03-04 B. Cox
. Renamed us-continued-prosecution-application to
.. us-issued-on-continued-prosecution-application
.. and renamed attribute from cpa-text to grant-cpa-text
.. and changed attribute value (see below).

2004-02-14
. Removed tiff-file attribute from us-math element.
. Changed date to date? in disclaimer.


2004-02-12
. Renamed element references-cited to us-references-cited.
. Renamed element cited-patents to us-cited-patents.
. Added element us-classification to us-cited-patents.


2003-11-23
. Changed us-math element attribute idref (IDREF) to idrefs (IDREFS).
. Element othercit modified to support highlighting.
. Added subname-type to element subname.


2003-10-31
. Modified element us-rights to contain legal-representative information.
. Changed element related-publication content model from (#PCDATA) to (#PCDATA | document-id)*.
. Added new optional element parent-PCT-document to the content model of parent-doc.
. Added attributes pgwide, orient and tabstyle to the cals table attributes to support required
..composition features (see entity tbl.table.att).
. Element crossref modified to support highlighting.

2003-10-09
. Added (img?) content model to us-math element.
. Added more uspto specific character entities to the wipo.ent, please update accordingly.
2003-08-14
. Changed comments on elements and attributes from PCT to USPTO practice.
. Moved us-continued-prosecution-application text from comment to cpa-text attribute.
. Moved us-sir-flag text from comment to sir-text attribute.
2003-08-07
. Changed following id attribute type from CDATA to ID: abstract, claims, description, drawings.
. Changed following idref attribute type from CDATA to IDREF: us-chemistry, us-math.
. please note we leave crossref idref attribute type as CDATA.
2003-06-10
. Added assignees element.
. Added id attr for author element.
. changed depository content model to (text|address)*.
. Reverse sequence of address? and name in imprint.
. Added lang to deceased-inventor.
. Changed table-external from empty to #PCDATA and changed external-type attribute.
. Added sup2 and sub2.
. Added pre to p.
. Added lang attr to nplcit.
. Added class-type attr to class element.
. Added figure-labels attr to figure element.
2002-05-10 Bruce B. Cox
. First public draft.
***** End Revision History *****
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<!ENTITY % name_group "((name | (prefix? , (last-name | orgname) , first-name? , middle-name? ,
suffix? , iid? , role? , orgname? , department? , synonym*)) , registered-number?)">

<!ENTITY % address_group "((address-1? , address-2? , address-3? , mailcode? , pobox? , room? ,
address-floor? , building? , street? , city? , county? , state? , postcode? , country) | text?)">

DTD has: 298 element definitions and 182 element attribute definitions.
Document Legend: Legend
root elements: us-patent-grant

Element list

Element absno
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description Abstract number.
attributes
uses Does not use other elements.
used by article, book
content character data
occurrence
source
<!ELEMENT absno (#PCDATA)>

Element abst-problem
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description the alleged problem that the invention purports to solve Recommended id = 'absp'
attributes id
uses p
used by abstract
content a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)   not populated in US
source
<!ELEMENT abst-problem (p+)>
<!ATTLIST abst-problem id ID #IMPLIED >

Element abstract
diagram View Diagram
USPTO Comments A concise summary of the disclosure.
ST.32 equivalency SDOAB
Description ABSTRACT: PCT Rule 8 A concise summary of the disclosure, 50-150 words. Recommended id = 'abst'
attributes id, lang, status
uses abst-problem, abst-solution, doc-page, p
used by us-patent-grant
content choice
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)   abstract
lang string (default) no (default)   "en"
status string (default) no (default)  
source
<!ELEMENT abstract (doc-page+ | (abst-problem , abst-solution) | p+)>
<!ATTLIST abstract id ID #IMPLIED lang CDATA #IMPLIED status CDATA #IMPLIED >

Element abst-solution
diagram View Diagram
USPTO Comments (US: not used in publishing.)
Description the solution to the alleged problem that the invention purports to solve. Recommended id = 'abss'
attributes id
uses p
used by abstract
content a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)   not populated in US
source
<!ELEMENT abst-solution (p+)>
<!ATTLIST abst-solution id ID #IMPLIED >

Element accepted
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description date article was accepted.
attributes
uses date
used by history
content a sequence of elements
occurrence required (default)
source
<!ELEMENT accepted (date)>

Element action-date
diagram View Diagram
USPTO Comments
attributes
uses date
used by classification-ipcr
content a sequence of elements
occurrence required (default)
source
<!ELEMENT action-date (date)>

Element addition
diagram View Diagram
USPTO Comments Earlier document to which this is an addition. INID 61, ST.32 equivalency = B610.
ST.32 equivalency B610
INID 61
Description Earlier document to which this Is an addition.
attributes
uses relation
used by us-related-documents
content a sequence of elements
occurrence required (default)
source
<!ELEMENT addition (relation)>

Element additional-info
diagram View Diagram
USPTO Comments Additional information. ST.32 equivalency = B513.
Description Additional information.
attributes
uses Does not use other elements.
used by classification-ipc, classification-national
content character data
occurrence
source
<!ELEMENT additional-info (#PCDATA)>

Element address
diagram View Diagram
USPTO Comments
ST.32 equivalency ADR
attributes
uses address-1, address-2, address-3, address-floor, building, city, country, county, mailcode, pobox, postcode, room, state, street, text
used by addressbook, confplace, depositary, imprint
content choice
occurrence required (default)
source
<!ELEMENT address (%address_group;)>

Element address-1
diagram View Diagram
USPTO Comments Address, first line.
Description Address, first line
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!ELEMENT address-1 (#PCDATA)>

Element address-2
diagram View Diagram
USPTO Comments Address, second line.
Description Address, second line
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!ELEMENT address-2 (#PCDATA)>

Element address-3
diagram View Diagram
USPTO Comments Address, third line.
Description Address, third line
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!ELEMENT address-3 (#PCDATA)>

Element addressbook
diagram View Diagram
USPTO Comments ADDRESSBOOK GROUP: Holds name and contact information for individuals/organizations. The LANG attribute is REQUIRED for certain document types, e.g. the JPO PCT Request where names and addresses may be repeated in two different languages. If no structure possible use text.
Description ADDRESSBOOK GROUP: Holds name and contact information for individuals/organizations The LANG attribute is REQUIRED for certain document types, e.g. the JPO PCT Request where names and addresses may be repeated in two different languages. If no structure possible use text.
attributes id, lang
uses address, department, dtext, ead, email, fax, first-name, iid, last-name, middle-name, name, orgname, phone, prefix, registered-number, role, suffix, synonym, text, url
used by agent, applicant, assignee, author, confsponsor, correspondence-address, inventor, searcher, subname, us-deceased-inventor
content choice
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)  
lang string (default) no (default)   "en"
source
<!ELEMENT addressbook ((%name_group; , address , phone* , fax* , email* , url* , ead* , dtext?) | text)>
<!ATTLIST addressbook id ID #IMPLIED lang CDATA #IMPLIED >

Element address-floor
diagram View Diagram
USPTO Comments Address floor, e.g., 10th.
Description address floor, e.g., 10th
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!ELEMENT address-floor (#PCDATA)>

Element advantageous-effects
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description advantageous effects of the invention (PCT Rule 5.1(a)(iii) Recommended id = 'adve'
attributes id
uses heading, p
used by disclosure
content a sequence of elements
occurrence OneOrMore
Attribute Detail Datatype Required Values Default Comments
id ID no (default)  
source
<!ELEMENT advantageous-effects (heading* , p+)+>
<!ATTLIST advantageous-effects id ID #IMPLIED >

Element agent
diagram View Diagram
USPTO Comments ST.32 name: B741
ST.32 equivalency B741
attributes sequence, rep-type
uses addressbook
used by agents
content a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
sequence string (default) Yes  
rep-type Enumeration Yes   agent attorney common-representative "attorney"
source
<!ELEMENT agent (addressbook+)>
<!ATTLIST agent sequence CDATA #REQUIRED rep-type (agent | attorney | common-representative ) #REQUIRED >

Element agents
diagram View Diagram
USPTO Comments Information regarding Agents or common representatives.
ST.32 equivalency B740
Description information regarding Agents or common representatives.
attributes
uses agent, customer-number
used by parties
content choice
occurrence required (default)
source
<!ELEMENT agents (customer-number | agent+)>

Element alttitle
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description Alternate title for serial eg. BMJ = British Medical Journal.
attributes
uses Does not use other elements.
used by serial
content character data
occurrence
source
<!ELEMENT alttitle (#PCDATA)>

Element applicant
diagram View Diagram
USPTO Comments (US: applicant is always the inventor. Use "applicant" with applicant type attribute of "applicant-inventor.")
Description US: applicant is inventor. Use "applicant" with applicant type attribute of "applicant-inventor."
attributes sequence, app-type, designation
uses addressbook, designated-states, designated-states-as-inventor, nationality, residence, us-rights
used by applicants
content a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
sequence string (default) Yes  
app-type Enumeration Yes   applicant applicant-inventor "applicant-inventor"
designation Enumeration Yes   all all-except-us us-only as-indicated "us-only"
source
<!ELEMENT applicant (addressbook+ , nationality , residence , us-rights* , designated-states? , designated-states-as-inventor?)>
<!ATTLIST applicant sequence CDATA #REQUIRED app-type (applicant | applicant-inventor ) #REQUIRED designation (all | all-except-us | us-only | as-indicated ) #REQUIRED >

Element applicants
diagram View Diagram
USPTO Comments Applicants information.
ST.32 equivalency B720
Description Applicants information: At least one of the applicants named must be a resident or national of a PCT Contracting State for which the receiving Office acts.
attributes
uses applicant
used by parties
content a sequence of elements
occurrence required (default)
source
<!ELEMENT applicants (applicant+)>

Element application-reference
diagram View Diagram
USPTO Comments Identification of a patent application.
ST.32 equivalency B200
Description application reference information: application number, country.
attributes id, appl-type
uses document-id
used by us-bibliographic-data-grant
content a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)  
appl-type string (default) Yes   determined from B130
source
<!ELEMENT application-reference (document-id)>
<!ATTLIST application-reference id ID #IMPLIED appl-type CDATA #REQUIRED >

Element article
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description article citations within a 'host' document After patent citations the most common citations are articles within serials (periodicals, magazines), books and electronic (eg. internet) sources. This is a very complex and varied area to standardise. The tag set below is drawn from a number of sources as is the order of the tags (which in any case can be changed depending on the stylesheet used).; The order of tags is that of WIPO ST.14 / ISO 690 layout DROP, J.G. Integrated Circuit Personalization at the Module Level. IBM Tech. Dis. Bull. October 1974, Vol. 17, No. 5, p. 1344 and 1345. [XPnnnnnnnnnnn]. <nplcit id="ncit1" num="0012" type="S" file="XP1234456"> <article> <author> <name>DROP, J.G.</name></author> <atl>Integrated Circuit Personalization at the Module Level</atl> <serial> <sertitle>IBM Tech. Dis. Bull.</sertitle> <pubdate>19741000</pubdate> <vid>17</vid> <ino>5</ino> </serial> <location><pp>1344 and 1345</pp></location> <refno id="XP1">XP1234456</refno> </article> </nplcit> Note: it is NOT expected that the applicant will create the tagged data - it can be generated from a 'pull down' data entry form (eg. in Word) or generated from internal SR databases
attributes
uses absno, artid, atl, author, book, class, cpyrt, keyword, location, refno, serial, subname, text
used by nplcit
content choice
occurrence required (default)
source
<!ELEMENT article (text | (author* , atl? , subname* , (serial | book) , absno? , location? , class* , keyword* , cpyrt? , artid? , refno*))>

Element artid
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description Article unique ID - assigned by a publisher to an article
attributes
uses Does not use other elements.
used by article
content character data
occurrence
source
<!ELEMENT artid (#PCDATA)>

Element assignee
diagram View Diagram
USPTO Comments (US: for assignee type, one of the following codes is placed in the role element. Assignee types for U.S. patents are taken from the following table: 01 Unassigned; 02 United States company or corporation; 03 Foreign company or corporation; 04 United States individual; 05 Foreign individual; 06 U.S. Federal government; 07 Foreign government; 08 U.S. county government; 09 U.S. state government.) ST.32 name: B730.
ST.32 equivalency B730
INID 73
Description US: for assignee type, one of the following codes is placed in the role element. Assignee types for U.S. patents are taken from the following table: 01 Unassigned; 02 United States company or corporation; 03 Foreign company or corporation; 04 United States individual; 05 Foreign individual; 06 U.S. Federal government; 07 Foreign government; 08 U.S. county government; 09 U.S. state government.
attributes
uses addressbook, department, first-name, iid, last-name, middle-name, name, orgname, prefix, registered-number, role, suffix, synonym
used by assignees
content choice
occurrence required (default)
source
<!ELEMENT assignee (%name_group; | addressbook)>

Element assignees
diagram View Diagram
USPTO Comments
attributes
uses assignee
used by us-bibliographic-data-grant
content a sequence of elements
occurrence required (default)
source
<!ELEMENT assignees (assignee+)>

Element assistant-examiner
diagram View Diagram
USPTO Comments ST.32 name: B747.
ST.32 equivalency B747
attributes
uses department, electronic-signature, first-name, iid, last-name, middle-name, name, orgname, prefix, registered-number, role, suffix, synonym
used by examiners
content a sequence of elements
occurrence required (default)
source
<!ELEMENT assistant-examiner (%name_group; , electronic-signature?)>

Element atl
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description article title
attributes
uses Does not use other elements.
used by article
content character data
occurrence
source
<!ELEMENT atl (#PCDATA)>

Element author
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description Prime responsibility for the work. There is no distinguishing between personal and corporate authors. element author followed by name or addressbook information use the ID attribute if, for example, there is a need to distinguish between multiple authors. Can also include affiliation details. Recommended id = auth01, auth02, etc.
attributes id
uses addressbook, department, first-name, iid, last-name, middle-name, name, orgname, prefix, registered-number, role, suffix, synonym
used by article, book, online
content choice
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)   not populated in US
source
<!ELEMENT author (%name_group; | addressbook)>
<!ATTLIST author id ID #IMPLIED >

Element authorized-officer
diagram View Diagram
USPTO Comments
attributes
uses department, electronic-signature, email, fax, first-name, iid, last-name, middle-name, name, orgname, phone, prefix, registered-number, role, suffix, synonym
used by examiners
content a sequence of elements
occurrence required (default)
source
<!ELEMENT authorized-officer (%name_group; , phone? , fax? , email? , electronic-signature?)>

Element avail
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description Availability and access - REQUIRED use for URL, online database, ftp address, email, etc.; e.g. Available from Internet: http://www.epoline.org Available from DIALOG Information Systems, Palo Alto (Calif.)
attributes
uses Does not use other elements.
used by online
content character data
occurrence
source
<!ELEMENT avail (#PCDATA)>

Element b
diagram View Diagram
USPTO Comments Bold formatting.
Description bold formatting for text
attributes
uses i, smallcaps, u
used by claim-text, crossref, dd, dt, figref, heading, i, invention-title, li, othercit, p, smallcaps, sub, sub2, sup, sup2, u
content character data and a sequence of elements
occurrence required (default)
source
<!ELEMENT b (#PCDATA | i | u | smallcaps)*>

Element background-art
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description Background art, background of the invention. Recommended id = 'bart'
attributes id
uses heading, p
used by description
content a sequence of elements
occurrence OneOrMore
Attribute Detail Datatype Required Values Default Comments
id ID no (default)   not populated in US
source
<!ELEMENT background-art (heading* , p+)+>
<!ATTLIST background-art id ID #IMPLIED >

Element basic-signature
diagram View Diagram
USPTO Comments A non-PKI electronic signature.
Description a non-PKI electronic signature
attributes
uses click-wrap, fax-image, text-string
used by electronic-signature
content choice
occurrence required (default)
source
<!ELEMENT basic-signature (fax-image | text-string | click-wrap)>

Element best-mode
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description the best mode contemplated by the applicant for carrying out the invention claimed. Recommended id = 'bmod'
attributes id
uses heading, p
used by description
content a sequence of elements
occurrence OneOrMore
Attribute Detail Datatype Required Values Default Comments
id ID no (default)   not populated in US
source
<!ELEMENT best-mode (heading* , p+)+>
<!ATTLIST best-mode id ID #IMPLIED >

Element bio-accno
diagram View Diagram
USPTO Comments Biological accession number: the identification assigned to the biological material by the depository.
Description biological accession number: the identification assigned to the biological material by the depository
attributes
uses Does not use other elements.
used by bio-deposit
content character data
occurrence
source
<!ELEMENT bio-accno (#PCDATA)>

Element bio-deposit
diagram View Diagram
USPTO Comments Biological deposit citation (US EFS: biological-deposit).
Description biological deposit citation (US EFS: biological-deposit) According to PCT Rule 13bis, EPC Rule 28 This covers all bio data references long and short within the description and/or claims Recommended id = biod01, biod02, etc.
attributes id, num, url, dnum
uses bio-accno, date, depositary, dtext, term
used by dd, li, p, us-bibliographic-data-grant
content a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)   not populated in US
num string (default) Yes   not populated in US
url string (default) no (default)   not populated in US
dnum string (default) no (default)   not populated in US
source
<!ELEMENT bio-deposit (depositary , bio-accno , date? , term? , dtext?)>
<!ATTLIST bio-deposit id ID #IMPLIED num CDATA #REQUIRED url CDATA #IMPLIED dnum CDATA #IMPLIED >

Element book
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description book citation In the order specified by WIPO ST.14 and ISO 690 and AACR2 rules for layout WALTON, Herrmann. Microwave quantum theory. London : Sweet and Maxwell, 1973. ISBN 0123456789. Vol.2, p. 138 to 192. <nplcit id="ncit12" num="0013" type="b"> <book> <author> <name>WALTON, Herrman</name></author> <book-title>Microwave quantum theory</book-title> <imprint><address><text>London</text></address> <name>Sweet and Maxwell</name> <pubdate>19730000</pubdate></imprint> <location><pp>138 to 192</pp></location> <isbn>0-1234-568-9</isbn> </book> </nplcit>
attributes
uses absno, author, bookno, book-title, class, conference, cpyrt, descrip, edition, imprint, isbn, keyword, location, notes, pubid, refno, series, subname, subtitle, text, vid
used by article, nplcit, online
content choice
occurrence required (default)
source
<!ELEMENT book (text | (author* , (book-title+ | conference) , (subtitle? , subname* , edition? , imprint? , descrip? , series? , absno? , location* , isbn* , pubid? , vid? , bookno? , notes? , class* , keyword* , cpyrt? , refno*)))>

Element bookno
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description book number
attributes
uses Does not use other elements.
used by book
content character data
occurrence
source
<!ELEMENT bookno (#PCDATA)>

Element book-title
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description the title of the cited book
attributes
uses Does not use other elements.
used by book
content character data
occurrence
source
<!ELEMENT book-title (#PCDATA)>

Element br
diagram View Diagram
USPTO Comments (US: not used in publishing.) Line break within a paragraph.
Description br - break, line break within a paragraph
attributes
uses Does not use other elements.
used by claim-text, dd, li, p
content empty
occurrence
source
<!ELEMENT br EMPTY>

Element building
diagram View Diagram
USPTO Comments Building information in address, e.g., Hoffman building.
Description building information in address, e.g., Hoffman building
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!ELEMENT building (#PCDATA)>

Element category
diagram View Diagram
USPTO Comments (US: used for different data types depending on context.)
ST.32 equivalency CITED-BY-EXAMINER; CITED-BY-OTHER
attributes
uses Does not use other elements.
used by citation, rel-passage
content character data
occurrence
source
<!ELEMENT category (#PCDATA)>

Element chapter
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description chapter, e.g., in a book. Example: Chapter 2
attributes
uses Does not use other elements.
used by location
content character data
occurrence
source
<!ELEMENT chapter (#PCDATA)>

Element chem
diagram View Diagram
USPTO Comments
attributes id, file, chem-type
uses Does not use other elements.
used by chemistry
content empty
occurrence
Attribute Detail Datatype Required Values Default Comments
id ID no (default)  
file string (default) Yes  
chem-type string (default) no (default)  
source
<!ELEMENT chem EMPTY>
<!ATTLIST chem id ID #IMPLIED file CDATA #REQUIRED chem-type CDATA #IMPLIED >

Element chemistry
diagram View Diagram
USPTO Comments Chemical formulae, ring structures, Markush structures, etc. (US: see us-chemistry as well.)
Description chemistry Chemical formulae, ring structures, Markush structures, etc. For now treat as image data. Depending on industry support we may use, e.g., chemML, CML later Recommended id = chem01, chem02, etc
attributes id, num
uses chem, img
used by claim-text, dd, li, p
content choice
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)   CHEM-US / @ID
num string (default) Yes   new in ICE
source
<!ELEMENT chemistry (img | (chem , img?))>
<!ATTLIST chemistry id ID #IMPLIED num CDATA #REQUIRED >

Element child-doc
diagram View Diagram
USPTO Comments Child Document. ST.32 equivalency = CDOC.
Description Child Document.
attributes
uses document-id
used by relation, us-relation
content a sequence of elements
occurrence required (default)
source
<!ELEMENT child-doc (document-id)>

Element citation
diagram View Diagram
USPTO Comments
attributes srep-phase
uses category, classification-ipc, classification-national, classifications-ipcr, corresponding-docs, nplcit, patcit, rel-claims, rel-passage
used by references-cited
content a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
srep-phase string (default) no (default)  
source
<!ELEMENT citation ((patcit | nplcit) , corresponding-docs* , rel-passage* , category* , rel-claims* , classification-ipc? , classifications-ipcr? , classification-national?)>
<!ATTLIST citation srep-phase CDATA #IMPLIED >

Element city
diagram View Diagram
USPTO Comments City or town name.
Description City or town name
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!ELEMENT city (#PCDATA)>

Element claim
diagram View Diagram
USPTO Comments
ST.32 equivalency CLM
Description defines the matter for which protection is sought See PCT Rule 6: 6.1.a: 'the number of claims shall be reasonable in consideration of what is being claimed.' 6.1.b: 'if there are several claims, they shall be numbered consecutively in Arabic numerals.' Recommended id = c01, c02, etc.; num 001, 002, etc.
attributes id, num, claim-type
uses claim-text
used by claims
content a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)   CLM / @ID
num string (default) Yes   new in ICE
claim-type string (default) no (default)  
source
<!ELEMENT claim (claim-text+)>
<!ATTLIST claim id ID #IMPLIED num CDATA #REQUIRED claim-type CDATA #IMPLIED >

Element claim-ref
diagram View Diagram
USPTO Comments Reference to a claim.
Description reference to a claim
attributes idref
uses Does not use other elements.
used by claim-text
content character data
occurrence
Attribute Detail Datatype Required Values Default Comments
idref IDRefs Yes   claim id
source
<!ELEMENT claim-ref (#PCDATA)>
<!ATTLIST claim-ref idref IDREFS #REQUIRED >

Element claims
diagram View Diagram
USPTO Comments
ST.32 equivalency SDOCL
Description claims: the claims shall define the matter sought for patent and be supported by the description. Recommended id = 'claim'
attributes id, lang, claim-type, status
uses claim, doc-page
used by us-patent-grant
content choice
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)   SDOCL / @ID
lang string (default) no (default)   "en"
claim-type string (default) no (default)  
status string (default) no (default)   new in ICE
source
<!ELEMENT claims (doc-page+ | claim+)>
<!ATTLIST claims id ID #IMPLIED lang CDATA #IMPLIED claim-type CDATA #IMPLIED status CDATA #IMPLIED >

Element claim-text
diagram View Diagram
USPTO Comments The text of the claim; recursion of claim-text indicates claim step hierarchy and should be rendered accordingly.
ST.32 equivalency CLMSTP, PTEXT, PARA
Description The text of the claim; also used for for sub-para indentation
attributes
uses b, br, chemistry, claim-ref, claim-text, crossref, figref, i, img, maths, pre, smallcaps, sub, sup, tables, u
used by claim, claim-text
content character data and a sequence of elements
occurrence required (default)
source
<!ELEMENT claim-text (#PCDATA | claim-text | claim-ref | b | i | u | sup | sub | smallcaps | br | pre | crossref | figref | img | chemistry | maths | tables)*>

Element class
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description classification code; e.g. ipc, dewey etc.
attributes class-type
uses Does not use other elements.
used by article, book, classification-ipcr, online
content character data
occurrence
Attribute Detail Datatype Required Values Default Comments
class-type string (default) no (default)  
source
<!ELEMENT class (#PCDATA)>
<!ATTLIST class class-type CDATA #IMPLIED >

Element classification-data-source
diagram View Diagram
USPTO Comments
attributes
uses Does not use other elements.
used by classification-ipcr
content character data
occurrence
source
<!ELEMENT classification-data-source (#PCDATA)>

Element classification-ipc
diagram View Diagram
USPTO Comments International Patent Classification (IPC) data. INID 51. ST.32 name = B510
ST.32 equivalency B510; B581
INID 51
Description International Patent Classification (IPC) data.
attributes id
uses additional-info, edition, further-classification, linked-indexing-code-group, main-classification, text, unlinked-indexing-code
used by citation, field-of-search, us-bibliographic-data-grant
content a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)  
source
<!ELEMENT classification-ipc (edition , main-classification , further-classification* , (additional-info | linked-indexing-code-group | unlinked-indexing-code)* , text?)>
<!ATTLIST classification-ipc id ID #IMPLIED >

Element classification-ipcr
diagram View Diagram
USPTO Comments
attributes id, sequence
uses action-date, class, classification-data-source, classification-level, classification-status, classification-value, generating-office, ipc-version-indicator, main-group, section, subclass, subgroup, symbol-position
used by classifications-ipcr
content a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)  
sequence string (default) no (default)  
source
<!ELEMENT classification-ipcr (ipc-version-indicator , classification-level? , section , class , subclass , main-group? , subgroup? , symbol-position? , classification-value? , action-date? , generating-office? , classification-status? , classification-data-source?)>
<!ATTLIST classification-ipcr id ID #IMPLIED sequence CDATA #IMPLIED >

Element classification-level
diagram View Diagram
USPTO Comments
attributes
uses Does not use other elements.
used by classification-ipcr
content character data
occurrence
source
<!ELEMENT classification-level (#PCDATA)>

Element classification-locarno
diagram View Diagram
USPTO Comments For design patents only. Formerly inlcuded in IPC main classification. The Locarno Classification (LC) is formatted as fixed-length records as described here: Positions 1-2, "Class" (2 numeric, right justified, leading zeros); positions 3-4, "Subclass" (2 numeric, right justified, leading zeros). ST.32 name: B511
ST.32 equivalency B511
Description For design patents only. Formerly inlcuded in IPC main classification. The Locarno Classification (LC) is formatted as fixed-length records as described here: Positions 1-2, "Class" (2 numeric, right justified, leading zeros); positions 3-4, "Subclass" (2 numeric, right justified, leading zeros).
attributes id
uses edition, further-classification, main-classification, text
used by us-bibliographic-data-grant
content a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)  
source
<!ELEMENT classification-locarno (edition , main-classification , further-classification* , text?)>
<!ATTLIST classification-locarno id ID #IMPLIED >

Element classification-national
diagram View Diagram
USPTO Comments Domestic or national classification. INID 52. ST.32 equivalency = B520
ST.32 equivalency B520, B582, B583US
INID 52
Description Domestic or national classification.
attributes id
uses additional-info, country, edition, further-classification, linked-indexing-code-group, main-classification, text, unlinked-indexing-code
used by citation, field-of-search, us-bibliographic-data-grant
content a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)  
source
<!ELEMENT classification-national (country , edition? , main-classification , further-classification* , (additional-info | linked-indexing-code-group | unlinked-indexing-code)* , text?)>
<!ATTLIST classification-national id ID #IMPLIED >

Element classifications-ipcr
diagram View Diagram
USPTO Comments
attributes id
uses classification-ipcr
used by citation, field-of-search, us-bibliographic-data-grant
content a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)  
source
<!ELEMENT classifications-ipcr (classification-ipcr+)>
<!ATTLIST classifications-ipcr id ID #IMPLIED >

Element classification-status
diagram View Diagram
USPTO Comments
attributes
uses Does not use other elements.
used by classification-ipcr
content character data
occurrence
source
<!ELEMENT classification-status (#PCDATA)>

Element classification-value
diagram View Diagram
USPTO Comments
attributes
uses Does not use other elements.
used by classification-ipcr
content character data
occurrence
source
<!ELEMENT classification-value (#PCDATA)>

Element click-wrap
diagram View Diagram
USPTO Comments A simple 'signature', e.g., clicking a button labeled 'accept' or 'I agree'.
Description a simple 'signature', e.g., clicking a button labeled 'accept' or 'I agree'
attributes
uses Does not use other elements.
used by basic-signature
content empty
occurrence
source
<!ELEMENT click-wrap EMPTY>

Element colf
diagram View Diagram
USPTO Comments Cited document column, first.
Description cited document column, first
attributes
uses Does not use other elements.
used by column
content character data
occurrence
source
<!ELEMENT colf (#PCDATA)>

Element coll
diagram View Diagram
USPTO Comments Cited document column, last.
Description cited document column, last
attributes
uses Does not use other elements.
used by column
content character data
occurrence
source
<!ELEMENT coll (#PCDATA)>

Element column
diagram View Diagram
USPTO Comments Cited document column numbers.
Description cited document column numbers
attributes
uses colf, coll
used by location
content character data and a sequence of elements
occurrence required (default)
source
<!ELEMENT column (#PCDATA | colf | coll)*>

Element conference
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description CONFERENCE GROUP / CITATION There is no standard way of citing conference proceedings; date of the conf. may come before or after place, for example. The tags are specified in a set order where it is not possible or correct then simply use <text>
attributes
uses confno, confplace, confsponsor, conftitle, date, text
used by book
content choice
occurrence required (default)
source
<!ELEMENT conference (text | (conftitle , date? , confno? , confplace? , confsponsor*))>

Element confno
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description Conference number
attributes
uses Does not use other elements.
used by conference
content character data
occurrence
source
<!ELEMENT confno (#PCDATA)>

Element confplace
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description Conference place
attributes
uses address
used by conference
content character data and a sequence of elements
occurrence required (default)
source
<!ELEMENT confplace (#PCDATA | address)*>

Element confsponsor
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description Conference sponsor
attributes
uses addressbook
used by conference
content character data and a sequence of elements
occurrence required (default)
source
<!ELEMENT confsponsor (#PCDATA | addressbook)*>

Element conftitle
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description Conference title
attributes
uses Does not use other elements.
used by conference
content character data
occurrence
source
<!ELEMENT conftitle (#PCDATA)>

Element continuation
diagram View Diagram
USPTO Comments Earlier application of which the present document is a continuation. ST.32 equivalency = B631.
ST.32 equivalency B631
Description Earlier application of which the present document is a continuation.
attributes
uses relation
used by us-related-documents
content a sequence of elements
occurrence required (default)
source
<!ELEMENT continuation (relation)>

Element continuation-in-part
diagram View Diagram
USPTO Comments Document of which this is a continuation-in-part. ST.32 equivalency = B632.
ST.32 equivalency B632
Description Document of which this is a continuation-in-part.
attributes
uses relation
used by us-related-documents
content a sequence of elements
occurrence required (default)
source
<!ELEMENT continuation-in-part (relation)>

Element continuing-reissue
diagram View Diagram
USPTO Comments Document of which this is a continuing reissue. ST.32 equivalency = B633.
ST.32 equivalency B633
Description Document of which this is a continuing reissue.
attributes
uses relation
used by us-related-documents
content a sequence of elements
occurrence required (default)
source
<!ELEMENT continuing-reissue (relation)>

Element correction
diagram View Diagram
USPTO Comments Correction information. ST.32 equivalency = B665.
Description Patent correction information.
attributes
uses document-corrected, gazette-reference, text, type-of-correction
used by us-related-documents
content a sequence of elements
occurrence required (default)
source
<!ELEMENT correction (document-corrected , type-of-correction? , gazette-reference? , text?)>

Element correspondence-address
diagram View Diagram
USPTO Comments Address used for general correspondence.
Description Address used for general correspondence.
attributes
uses addressbook, customer-number
used by parties
content choice
occurrence required (default)
source
<!ELEMENT correspondence-address (customer-number | addressbook+)>

Element corresponding-docs
diagram View Diagram
USPTO Comments (US: not used in publication.)
attributes
uses document-id, nplcit
used by citation
content choice
occurrence ZeroOrMore
source
<!ELEMENT corresponding-docs (document-id | nplcit)*>

Element country
diagram View Diagram
USPTO Comments Country: use ST.3 country code, e.g. DE, FR, GB, NL, etc. Also includes EP, WO, etc.
ST.32 equivalency B190; B330
Description Country: use ST.3 country code, e.g. DE, FR, GB, NL, etc. Also includes EP, WO
attributes
uses Does not use other elements.
used by address, classification-national, designated-states, designated-states-as-inventor, document-id, generating-office, nationality, office-of-filing, place-of-search, priority-claim, region, residence
content character data
occurrence
source
<!ELEMENT country (#PCDATA)>

Element county
diagram View Diagram
USPTO Comments County, parish, department, etc.
Description County, parish, department, etc (mainly UK, USA)
attributes
uses Does not use other elements.
used by address
content character data
occurrence
source
<!ELEMENT county (#PCDATA)>

Element cpyrt
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description copyright info. Copyright of publisher of serial
attributes
uses Does not use other elements.
used by article, book, online, serial
content character data
occurrence
source
<!ELEMENT cpyrt (#PCDATA)>

Element crossref
diagram View Diagram
USPTO Comments Cross reference to any other element in the instance with an identifier (id).
Description Cross reference to any other element with an identifier (id)
attributes idref
uses b, i, smallcaps, sub, sup, u
used by claim-text, dd, li, p
content character data and a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
idref IDRef Yes  
source
<!ELEMENT crossref (#PCDATA | b | i | u | sup | sub | smallcaps)*>
<!ATTLIST crossref idref IDREF #REQUIRED >

Element customer-number
diagram View Diagram
USPTO Comments Customer number for agents.
Description customer number for agents by office
attributes
uses Does not use other elements.
used by agents, correspondence-address
content character data
occurrence
source
<!ELEMENT customer-number (#PCDATA)>

Element date
diagram View Diagram
USPTO Comments Components of a date. Format: YYYYMMDD.
ST.32 equivalency B140; B220; B320
Description date: components of a date. Format: YYYYMMDD
attributes
uses Does not use other elements.
used by accepted, action-date, bio-deposit, conference, datecit, date-search-completed, date-search-report-mailed, disclaimer, document-id, gazette-reference, ipc-version-indicator, misc, priority-claim, received, revised, srchdate, us-371c124-date
content character data
occurrence
source
<!ELEMENT date (#PCDATA)>

Element datecit
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description date cited - date on which the citation was cited. May be different from srchdate below
attributes
uses date
used by online
content a sequence of elements
occurrence required (default)
source
<!ELEMENT datecit (date)>

Element date-search-completed
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description Date of completion of search report.
attributes
uses date
used by references-cited
content a sequence of elements
occurrence required (default)
source
<!ELEMENT date-search-completed (date)>

Element date-search-report-mailed
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description Date of mailing of search report.
attributes
uses date
used by references-cited
content a sequence of elements
occurrence required (default)
source
<!ELEMENT date-search-report-mailed (date)>

Element dd
diagram View Diagram
USPTO Comments Definition description.
Description definition description
attributes
uses b, bio-deposit, br, chemistry, crossref, figref, i, img, maths, nplcit, ol, patcit, pre, smallcaps, sub, sup, u, ul
used by dl
content character data and a sequence of elements
occurrence required (default)
source
<!ELEMENT dd (#PCDATA | b | i | u | sup | sub | smallcaps | br | pre | patcit | nplcit | bio-deposit | crossref | figref | img | ul | ol | chemistry | maths)*>

Element deceased-inventor
diagram View Diagram
USPTO Comments Deceased inventor name.
Description Deceased inventor name.
attributes sequence, lang
uses department, first-name, iid, last-name, middle-name, name, orgname, prefix, registered-number, role, suffix, synonym
used by inventors
content a sequence of elements
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
sequence string (default) no (default)   correspondence to the applicant sequence?
lang string (default) no (default)   "en"
source
<!ELEMENT deceased-inventor (%name_group;)>
<!ATTLIST deceased-inventor sequence CDATA #IMPLIED lang CDATA #IMPLIED >

Element department
diagram View Diagram
USPTO Comments Name of department, division, section, etc.
Description department, division, section, etc. name
attributes
uses Does not use other elements.
used by addressbook, assignee, assistant-examiner, author, authorized-officer, deceased-inventor, primary-examiner, searcher, subname
content character data
occurrence
source
<!ELEMENT department (#PCDATA)>

Element depositary
diagram View Diagram
USPTO Comments Information regarding the facility storing the biological deposit.
Description Information regarding the facility storing the biological deposit
attributes
uses address
used by bio-deposit
content character data and a sequence of elements
occurrence required (default)
source
<!ELEMENT depositary (#PCDATA | address)*>

Element descrip
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description Physical description - generally NOT used in citations in pats. eg. v., 27cm
attributes
uses Does not use other elements.
used by book, serial
content character data
occurrence
source
<!ELEMENT descrip (#PCDATA)>

Element description
diagram View Diagram
USPTO Comments Description. Specification of the invention.
ST.32 equivalency SDODE, RELAPP, GOVINT, BRFSUM, DRWDESC, DETDESC
Description description: The description must disclose the invention in a manner sufficiently clear and complete for it to be carried out by a person skilled in the art (Rule 5). Recommended id = 'desc'
attributes id, lang, status
uses background-art, best-mode, description-of-drawings, disclosure, doc-page, heading, industrial-applicability, invention-title, mode-for-invention, p, sequence-list-text, technical-field
used by us-patent-grant
content choice
occurrence required (default)
Attribute Detail Datatype Required Values Default Comments
id ID no (default)   ID
lang string (default) no (default)   "en"
status string (default) no (default)   not populated in US
source
<!ELEMENT description (doc-page+ | (invention-title? , (technical-field | background-art | disclosure | description-of-drawings | best-mode | mode-for-invention | industrial-applicability | sequence-list-text | (heading* , p+)+)+))>
<!ATTLIST description id ID #IMPLIED lang CDATA #IMPLIED status CDATA #IMPLIED >

Element description-of-drawings
diagram View Diagram
USPTO Comments (US: not used in publication.)
Description Brief description of the drawings (Rule 5.1(a)(iv) Recommended id = 'desd'
attributes id
uses heading, p
used by description
content a sequence of elements
occurrence OneOrMore
Attribute Detail Datatype Required Values Default Comments
id ID no (default)   not populated in US
source
<!ELEMENT description-of-drawings (heading* , p+)+>
<!ATTLIST description-of-drawings id ID #IMPLIED >

Element designated-states
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USPTO Comments (US: not used in publication.)
Description indication of specific Contracting States in or for which the applicant is seeking protection for his invention (Rule 4.9(a))
attributes
uses country, region
used by applicant, inventor
content a sequence of elements
occurrence required (default)
source
<!ELEMENT designated-states (country* , (region , country+)*)>

Element designated-states-as-inventor
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USPTO Comments (US: not used in publication.)
Description Rule 4.6(c): "The request may, for different designated states, indicate different persons as inventors where, in this respect, the requirements of the national laws of the designated States are not the same. In such a case, the request shall contain a separate statement for each designated State or group of States in which a particular person, or the same person, is to be considered the inventor, or in which particular persons, or the same persons, are to be considered the inventors."
attributes
uses country, region
used by applicant
content a sequence of elements
occurrence required (default)
source
<!ELEMENT designated-states-as-inventor (country* , (region , country+)*)>

Element disclaimer
diagram View Diagram
USPTO Comments Disclaimer date. ST.32 equivalency = B473
ST.32 equivalency B473; B473US
Description Disclaimer date.
attributes
uses date, text
used by us-term-of-grant
content a sequence of elements
occurrence required (default)
source
<!ELEMENT disclaimer (date? , text?)>

Element disclosure