|
1. Statement of
Use/Amendment to Allege Use for Intent-to-Use
Application
Use this form only if you have already
filed the initial Trademark/Servicemark Application based on an
intent-to-use the mark in commerce under Section 1(b). Before we
will register a mark based upon a bona fide intention to use the
mark in commerce (i.e., the applicant has not actually used
the mark yet in commerce, but can claim in good faith that it plans
to do so later), the applicant must (1) use the mark in commerce;
and (2) file an Allegation of Use (Statement of Use/Amendment to
Allege Use). The Allegation of Use may only be filed
either
- on or before the day the
examining attorney approves the mark for publication in the
Official Gazette (i.e., on or before the status of the
application in the USPTO's TARR
database changes to "Approved for Publication"); If filed at
this time, the filing will be identified as an "Amendment to Allege
Use"; or
- on or after the mailing
date of the "Notice of Allowance" (NOA) (i.e., a written
notice sent to applicant after the mark is published and the 30-day
opposition period expires, signifying that the mark could register
after submission of an acceptable allegation of use that includes
evidence that the mark has been properly used in commerce). If
filed at this time, the filing will be identified as a "Statement
of Use" (SOU). The SOU must be filed within the 6-month period
after the mailing date of the NOA, or within a previously-granted
extension period
NOTE: Please check TARR to make sure that your
application is in the proper status for submission of the
Allegation of Use form. If your application status is already
"Approved for Publication," then you must wait until the status
changes to "Notice of Allowance issued;" otherwise, you are in what
is called the "blackout period," during which submissions cannot be
processed.
WARNING: Unlike with an Amendment to Allege Use filed before an application has been approved for publication, the applicant may not withdraw a Statement of Use (SOU) filed after a Notice of Allowance has been issued if the SOU fails to meet the statutory requirements. 37 C.F.R. §2.88(g); TMEP 1109.17. However, the applicant may file one “insurance” extension request with the SOU, or afterwards, in the limited situation where time remains in the existing six-month period in which the SOU was filed. This would provide additional time to comply with the statutory requirements for filing the SOU. 37 C.F.R. §2.89(e)(1). See TMEP §§1108.03 and 1109.16(c).
|