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FY 2010 USPTO Performance and Accountability Report

Table of Contents | Management | Financial | Auditor | IG | Other


1. Summary of Financial and Performance Highlights

2. Message from the Director

2.1 Fiscal Year 2009 Performance and Accountability Report Award

3. Management’s Discussion and Analysis

3.1 Mission and Organization of the USPTO

3.2 Performance Goals and Results

3.2.1 Introduction to Performance

3.2.2 Summary of Strategic Goal Results

3.2.3 Strategic Goal 1: Optimize Patent Quality and Timeliness

3.2.4 Strategic Goal 2: Optimize Trademark Quality and Timeliness

3.2.5 Strategic Goal 3: Provide Domestic and Global Leadership to Improve Intellectual Property Policy, Protection and Enforcement Worldwide

3.2.6 Management Goal: Achieve Organizational Excellence

3.3 Management Challenges and What’s Ahead

3.4 Accompanying Information on USPTO Performance

3.4.1 Performance Audits and Evaluations Performance Data Verification and Validation Commissioner’s Performance for FY 2010

3.5 Management Assurances and Compliance with Laws and Regulations

3.6 Financial Discussion and Analysis

3.6.1 Financial Highlights

3.6.2 Financial Discussion and Analysis Financial Statements Statement of Budgetary Resources Statement of Net Cost Earned Revenue Program Costs Balance Sheet and Statement of Changes in Net Position Limitation on Financial Statements Management Responsibilities

4. Financial Section

4.1 Message from the Chief Financial Officer

4.2 Principal Financial Statements and Related Notes

4.2.1 Consolidated Balance Sheets

4.2.2 Consolidated Statements of Net Cost

4.2.3 Consolidated Statements of Changes in Net Position

4.2.4 Combined Statements of Budgetary Resources

4.2.5 Consolidated Statements of Cash Flows (Indirect Method)

4.2.6 Note 1. Summary of Significant Accounting Policies

4.2.7 Note 2. Fund Balance with Treasury

4.2.8 Note 3. Non-Entity Assets

4.2.9 Note 4 Property, Plant, and Equipment, Net

4.2.10 Note 5. Liabilities Covered and Not Covered by Budgetary Resources

4.2.11 Note 6. Deferred Revenue

4.2.12 Note 7. Actuarial Liability

4.2.13 Note 8. Leases

4.2.14 Note 9. Post-Employment Benefits

4.2.15 Note 10. Earmarked Funds

4.2.16 Note 11. Intragovernmental Costs and Exchange Revenue

4.2.17 Note 12. Program Costs

4.2.18 Note 13. Program Costs by Category and Responsibility Segment

4.2.19 Note 14. Commitments and Contingencies

4.2.20 Note 15. Fiduciary Activities

4.2.21 Note 16. Reconciliation of Net Cost of Operations to Budget

4.3 Independent Auditors' Report

4.3.1 Report of Independent Auditors – Cover Letter

4.3.2 Report of Independent Auditors

4.3.3 Exhibit I – Significant Deficiency

4.3.4 Exhibit II – Status of Prior Year Significant Deficiency

5. Other Accompanying Information

5.1 Inspector General’s Top Management Challenges Facing the USPTO

5.2 Improper Payments Information Act (IPIA) Reporting Details

5.3 Summary of Financial Statement Audit and Management Assurances

5.4 The Nature of the Training Provided to USPTO Examiners

5.5 Measures that Have Been Either Discontinued or Changed Since the FY 2009 PAR

5.6 Fiscal Year 2010 USPTO Workload Tables

5.7 Glossary of Acronyms and Abbreviation List

5.8 Acknowledgments

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Last Modified: 1/14/2011 11:31:32 AM